Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STONE BRADFORD S | VP, Treasurer and CFO | W | 1,608 | $12.22 | $19,644 | 1,645 | Aug 3, 2017 |
| ETTINGER ROBERT M | — | Other | — | — | — | 13,626 | Nov 30, 2015 |
| CRUMRINE DONALD F | — | Other | — | — | — | 5,800 | Nov 30, 2015 |
| STONE BRADFORD S | CFO, Vice President, Treasurer | Other | — | — | — | 5,105 | Nov 30, 2015 |
| Conwell Chad | CCO, Vice President, Secretary | Other | — | — | — | 500 | Nov 30, 2015 |
| CHADWICK ROBERT E | CEO and President | Other | — | — | — | 11,713 | Nov 30, 2015 |
| Hogan Karen Hanovice | — | Purchase | 900 | $10.56 | $9,504 | 900 | Aug 6, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 500 | $11.33 | $5,665 | 500 | Jun 3, 2013 |
| ETTINGER ROBERT M | President | Gift | 9,200 | $10.97 | $100,924 | 8,603 | Dec 28, 2012 |
| WULF ROBERT F | — | Sale | 1 | $9.90 | $6 | 1,024 | Apr 14, 2010 |
| Hogan Karen Hanovice | — | Purchase | 600 | $8.36 | $5,016 | 600 | Jan 4, 2010 |
| ETTINGER ROBERT M | President | Purchase | 8,000 | $9.00 | $72,000 | 20,000 | Dec 17, 2007 |
| CHADWICK ROBERT E | Chief Financial Officer | Purchase | 5,000 | $9.04 | $45,200 | 8,013 | Dec 17, 2007 |
| STONE BRADFORD S | Vice President | Purchase | 1,000 | $10.00 | $10,000 | 5,000 | Aug 20, 2007 |
| CRUMRINE DONALD F | Chairman of the Board | Purchase | 4,800 | $10.70 | $51,360 | 7,143 | Aug 14, 2007 |
| CRUMRINE DONALD F | Chairman of the Board | Purchase | 4,800 | $10.91 | $52,368 | 7,143 | Aug 14, 2007 |
| CHADWICK ROBERT E | Vice President, CFO | Other | 8,603 | $12.30 | $105,817 | 8,603 | Dec 26, 2006 |
| STONE BRADFORD S | Vice President | Other | 8,603 | $12.30 | $105,817 | 8,603 | Dec 26, 2006 |
| CHADWICK ROBERT E | CFO,Vice President & Treasurer | Purchase | 1,000 | $10.84 | $10,840 | 2,718 | May 15, 2006 |
| GALE DAVID | — | Purchase | 500 | $12.56 | $6,280 | 3,000 | Jan 24, 2006 |