WisdomTree, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Steinberg Jonathan L | Chief Executive Officer | Purchase | 250,000 | $10.16 | $2,540,000 | 7,384,001 | Aug 19, 2016 |
| Bossone Anthony | — | Purchase | 49,900 | $9.90 | $494,010 | 162,872 | Aug 2, 2016 |
| MacAlpine Kurt | Head of Global Distribution | Tax Withholding | 5,515 | — | — | 101,064 | Jul 1, 2016 |
| Begleiter Steven L | — | Award / Grant | 9,487 | — | — | 130,457 | Jun 20, 2016 |
| Bossone Anthony | — | Award / Grant | 9,487 | — | — | 109,487 | Jun 20, 2016 |
| Lavine Bruce I | — | Award / Grant | 9,487 | — | — | 172,192 | Jun 20, 2016 |
| Lilien R Jarrett | — | Award / Grant | 9,487 | — | — | 168,295 | Jun 20, 2016 |
| NEUGER WIN J | — | Award / Grant | 9,487 | — | — | 25,788 | Jun 20, 2016 |
| SALERNO FRANK | — | Award / Grant | 9,487 | — | — | 143,733 | Jun 20, 2016 |
| STEINHARDT MICHAEL H | — | Award / Grant | 9,487 | — | — | 11,835,701 | Jun 20, 2016 |
| Bossone Anthony | — | Award / Grant | 9,487 | — | — | 112,972 | Jun 20, 2016 |
| Begleiter Steven L | — | Other | 20,054 | — | — | 120,970 | May 3, 2016 |
| Lavine Bruce I | — | Award / Grant | 2,356 | — | — | 162,705 | Feb 17, 2016 |
| Steinberg Jonathan L | Chief Executive Officer | Award / Grant | 200,000 | $10.74 | $2,148,000 | 7,134,001 | Feb 16, 2016 |
| Steinberg Jonathan L | Chief Executive Officer | Purchase | 200,000 | $10.74 | $2,148,000 | 7,134,001 | Feb 16, 2016 |
| Muni Amit | Chief Financial Officer | Award / Grant | 95,583 | — | — | 599,651 | Jan 28, 2016 |
| Siracusano Luciano III | Chief Investment Strategist | Award / Grant | 156,713 | — | — | 495,732 | Jan 28, 2016 |
| Ziemba Peter M | Chief Legal Officer | Award / Grant | 89,929 | — | — | 883,745 | Jan 28, 2016 |
| BARTON GREGORY E | Chief Operating Officer | Tax Withholding | 5,783 | — | — | 291,141 | Jan 27, 2016 |
| MacAlpine Kurt | Head of Global Distribution | Award / Grant | 61,837 | — | — | 106,579 | Jan 27, 2016 |
| Steinberg Jonathan L | Chief Executive Officer | Tax Withholding | 20,954 | — | — | 6,934,001 | Jan 27, 2016 |
| BARTON GREGORY E | Chief Operating Officer | Tax Withholding | 701 | — | — | 190,034 | Jan 22, 2016 |
| Muni Amit | Chief Financial Officer | Tax Withholding | 13,864 | — | — | 504,068 | Jan 22, 2016 |
| Siracusano Luciano III | Chief Investment Strategist | Tax Withholding | 7,791 | — | — | 339,019 | Jan 22, 2016 |
| Steinberg Jonathan L | Chief Executive Officer | Tax Withholding | 37,665 | — | — | 6,513,083 | Jan 22, 2016 |
| Ziemba Peter M | Chief Legal Officer | Tax Withholding | 13,864 | — | — | 793,816 | Jan 22, 2016 |
| BARTON GREGORY E | Chief Operating Officer | Tax Withholding | 7,044 | — | — | 190,735 | Jan 14, 2016 |
| Muni Amit | Chief Financial Officer | Tax Withholding | 5,724 | — | — | 521,252 | Jan 14, 2016 |
| Siracusano Luciano III | Chief Investment Strategist | Tax Withholding | 9,510 | — | — | 346,810 | Jan 14, 2016 |
| Steinberg Jonathan L | Chief Executive Officer | Tax Withholding | 21,722 | — | — | 6,550,748 | Jan 14, 2016 |
| Ziemba Peter M | Chief Legal Officer | Tax Withholding | 4,180 | — | — | 812,869 | Jan 14, 2016 |
| Lavine Bruce I | — | Sale | 5,000 | $17.37 | $86,850 | 15,000 | Dec 16, 2015 |
| Ziemba Peter M | Chief Legal Officer | Gift | 300 | — | — | 817,049 | Dec 11, 2015 |
| Lavine Bruce I | — | Sale | 10,624 | $21.62 | $229,691 | 160,349 | Nov 24, 2015 |
| STEINHARDT MICHAEL H | — | Gift | 500,000 | — | — | 500,000 | Nov 23, 2015 |
| BARTON GREGORY E | Chief Operating Officer | Tax Withholding | 25,615 | — | — | 197,779 | Oct 8, 2015 |
| STEINHARDT MICHAEL H | — | Sale | 5,000 | $25.01 | $125,050 | 12,326,214 | Aug 18, 2015 |
| STEINHARDT MICHAEL H | — | Sale | 448,183 | $25.33 | $11,352,475 | 12,511,602 | Aug 11, 2015 |
| BARTON GREGORY E | Chief Operating Officer | Sale | 33,700 | $25.19 | $848,903 | 223,394 | Aug 10, 2015 |
| Lavine Bruce I | — | Sale | 10,000 | $24.66 | $246,600 | 210,973 | Aug 7, 2015 |
| STEINHARDT MICHAEL H | — | Sale | 292,618 | $24.83 | $7,265,705 | 12,959,785 | Aug 6, 2015 |
| Bossone Anthony | — | Sale | 6,672 | $25.99 | $173,405 | 103,485 | Aug 5, 2015 |
| Ziemba Peter M | Chief Legal Officer | Sale | 1,000 | $25.95 | $25,950 | 14,300 | Aug 5, 2015 |
| Siracusano Luciano III | Chief Investment Strategist | Sale | 40,000 | $25.85 | $1,034,000 | 356,320 | Aug 4, 2015 |
| Muni Amit | Chief Financial Officer | Sale | 475,000 | $25.46 | $12,093,500 | 526,976 | Aug 4, 2015 |
| Lavine Bruce I | — | Sale | 30,000 | $25.75 | $772,500 | 190,973 | Aug 4, 2015 |
| STEINHARDT MICHAEL H | — | Sale | 315,583 | $25.88 | $8,167,288 | 13,394,424 | Aug 4, 2015 |
| Lavine Bruce I | Vice Chairman | Tax Withholding | 596 | — | — | 130,973 | Jul 31, 2015 |
| MacAlpine Kurt | Head of Global Distribution | Award / Grant | 44,742 | — | — | 44,742 | Jul 1, 2015 |
| STEINHARDT MICHAEL H | — | Award / Grant | 3,485 | — | — | 14,102,385 | Jun 24, 2015 |