WisdomTree, Inc. — 40-APP/A Filings

3 40-APP/A filings on record

This page lists all 40-APP/A filings submitted to the SEC by WisdomTree, Inc. (WT), sorted by most recent first. Each row links to the full filing on EdgarLookup. WisdomTree, Inc. has filed 3 40-APP/A documents with the SEC since 2013. To view all SEC filings by WisdomTree, Inc., see the full filings list.

Overview All Filings Financials Insiders

All 10-12B 10-12B/A 10-K 10-K/A 10-Q 10-Q/A 10KSB 10KSB/A 10KSB40 10QSB 144 15-12G 15-15D 25 3 3/A 4 4/A 40-6C 40-6C/A 40-APP 40-APP/A 424B3 424B4 424B5 5 8-A12B 8-A12B/A 8-A12G 8-K 8-K/A APP NTC APP ORDR ARS CERT CERTNAS CORRESP D DEF 14A DEFA14A DEFC14A DFAN14A EFFECT NT 10-K NT 10-Q PRE 14A PRE 14C PREC14A PRER14A PRRN14A REGDEX S-1 S-1/A S-3 S-3/A S-3ASR S-8 S-8 POS SC 13D SC 13D/A SC 13G SC 13G/A SCHEDULE 13G SCHEDULE 13G/A UPLOAD

Form	Description	Accession Number	Filed	Period
40-APP/A	FIRST AMENDED AND RESTATED APPLICATION FOR AN ORDER	0001193125-13-447117	Nov 20, 2013	—
40-APP/A	WISDOMTREE INVESTMENTS, INC.	0001193125-09-118415	May 26, 2009	—
40-APP/A	WISDOMTREE INVESTMENTS, INC.	0001193125-09-084579	Apr 22, 2009	—