Herzfeld Credit Income Fund, Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Gelety John A | — | Other | 352 | $2.33 | $820 | 6,434 | Jul 15, 2024 |
| TATUM KAY W | — | Other | 206 | $2.33 | $480 | 5,027 | Jul 15, 2024 |
| Paylor Ryan M | — | Other | 1,049 | $2.41 | $2,528 | 23,756 | May 10, 2024 |
| TATUM KAY W | — | Other | 195 | $2.41 | $470 | 4,821 | May 10, 2024 |
| Herzfeld Erik Mervin | President | Other | 17,196 | $2.41 | $41,442 | 424,077 | May 10, 2024 |
| Gelety John A | — | Other | 323 | $2.41 | $778 | 6,082 | May 10, 2024 |
| GONDOR CECILIA L | — | Other | 1,631 | $2.41 | $3,931 | 40,235 | May 10, 2024 |
| LIEFF ANN S | — | Other | 1,830 | $2.41 | $4,410 | 34,364 | May 10, 2024 |
| HERZFELD THOMAS J | — | Other | 61,542 | $2.41 | $148,316 | 1,517,611 | May 10, 2024 |
| Paylor Ryan M | — | Award / Grant | 4,053 | $2.46 | $9,970 | 22,706 | Apr 12, 2024 |
| HERZFELD THOMAS J | — | Disposition | 229,498 | $3.38 | $775,703 | 1,456,069 | Mar 19, 2024 |
| Paylor Ryan M | — | Disposition | 2,939 | $3.38 | $9,934 | 18,653 | Mar 19, 2024 |
| Gelety John A | — | Disposition | 908 | $3.38 | $3,069 | 5,759 | Mar 19, 2024 |
| Herzfeld Erik Mervin | President | Disposition | 64,131 | $3.38 | $216,763 | 406,881 | Mar 19, 2024 |
| Herzfeld Erik Mervin | President | Disposition | 64,010 | $3.38 | $216,354 | 407,002 | Mar 19, 2024 |
| Gelety John A | — | Disposition | 906 | $3.38 | $3,062 | 5,760 | Mar 19, 2024 |
| HERZFELD THOMAS J | — | Disposition | 229,068 | $3.38 | $774,250 | 1,456,498 | Mar 19, 2024 |
| Paylor Ryan M | — | Disposition | 2,934 | $3.38 | $9,917 | 18,657 | Mar 19, 2024 |
| LIEFF ANN S | — | Other | 1,590 | $2.63 | $4,182 | 32,534 | Jan 31, 2024 |
| Gelety John A | — | Other | 325 | $2.63 | $855 | 6,667 | Jan 31, 2024 |
| TATUM KAY W | — | Other | 171 | $2.63 | $450 | 4,626 | Jan 31, 2024 |
| HERZFELD THOMAS J | — | Other | 65,791 | $2.63 | $173,030 | 1,685,567 | Jan 31, 2024 |
| GONDOR CECILIA L | — | Other | 1,431 | $2.63 | $3,764 | 38,604 | Jan 31, 2024 |
| Herzfeld Erik Mervin | President | Other | 17,469 | $2.63 | $45,943 | 471,013 | Jan 31, 2024 |
| Paylor Ryan M | — | Other | 1,055 | $2.63 | $2,775 | 21,592 | Jan 31, 2024 |
| HERZFELD THOMAS J | — | X | 418,114 | $2.31 | $965,843 | 1,619,776 | Dec 18, 2023 |
| LIEFF ANN S | — | X | 500 | $2.31 | $1,155 | 30,944 | Dec 18, 2023 |
| Herzfeld Erik Mervin | President | X | 114,035 | $2.31 | $263,421 | 453,544 | Dec 18, 2023 |
| HERZFELD THOMAS J | — | X | 440,049 | $2.31 | $1,016,513 | 1,641,711 | Dec 18, 2023 |
| GONDOR CECILIA L | — | X | 12,391 | $2.31 | $28,623 | 37,173 | Dec 18, 2023 |
| Paylor Ryan M | — | X | 12,469 | $2.31 | $28,803 | 20,537 | Dec 18, 2023 |
| TATUM KAY W | — | X | 1,485 | $2.31 | $3,430 | 4,455 | Dec 18, 2023 |
| GONDOR CECILIA L | — | X | 12,391 | $2.31 | $28,623 | 24,782 | Dec 13, 2023 |
| Gelety John A | — | X | 3,171 | $2.31 | $7,325 | 6,342 | Dec 13, 2023 |
| HERZFELD THOMAS J | — | X | 600,831 | $2.31 | $1,387,920 | 1,202,270 | Dec 13, 2023 |
| LIEFF ANN S | — | X | 15,222 | $2.31 | $35,163 | 30,444 | Dec 13, 2023 |
| Paylor Ryan M | — | X | 4,034 | $2.31 | $9,319 | 8,068 | Dec 13, 2023 |
| TATUM KAY W | — | X | 1,485 | $2.31 | $3,430 | 2,970 | Dec 13, 2023 |
| Herzfeld Erik Mervin | President | X | 119,428 | $2.31 | $275,879 | 339,508 | Dec 13, 2023 |
| HERZFELD THOMAS J | — | Other | 21,661 | $3.90 | $84,478 | 600,830 | Jun 30, 2023 |
| Herzfeld Erik Mervin | President | Other | 6,612 | $3.90 | $25,787 | 220,080 | Jun 30, 2023 |
| GONDOR CECILIA L | — | Other | 348 | $3.90 | $1,357 | 12,391 | Jun 30, 2023 |
| Paylor Ryan M | — | Other | 113 | $3.90 | $441 | 4,033 | Jun 30, 2023 |
| LIEFF ANN S | — | Other | 428 | $3.90 | $1,669 | 15,222 | Jun 30, 2023 |
| Gelety John A | — | Other | 135 | $3.90 | $527 | 3,171 | Jun 30, 2023 |
| HERZFELD THOMAS J | — | Other | 22,270 | $3.90 | $86,853 | 601,439 | Jun 30, 2023 |
| TATUM KAY W | — | Other | 63 | $3.90 | $246 | 1,485 | Jun 30, 2023 |
| GONDOR CECILIA L | — | Other | 359 | $3.70 | $1,328 | 12,043 | Mar 31, 2023 |
| Gelety John A | — | Other | 136 | $3.70 | $503 | 3,306 | Mar 31, 2023 |
| HERZFELD THOMAS J | — | Other | 22,605 | $3.70 | $83,639 | 579,169 | Mar 31, 2023 |