Lineage Cell Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Culley Brian M | President and CEO | Purchase | 10,000 | $1.01 | $10,100 | 84,531 | Aug 13, 2019 |
| BRADSHER NEAL C | — | Other | 251,835 | $1.32 | $332,422 | 33,980,826 | Apr 16, 2019 |
| Mulroy Michael H. | — | Award / Grant | 194,271 | — | — | 226,821 | Mar 8, 2019 |
| BROADWOOD CAPITAL INC | — | Other | 3,757,430 | — | — | 33,728,991 | Mar 8, 2019 |
| KINGSLEY ALFRED D | — | Award / Grant | 6,390 | — | — | 5,457,945 | Mar 8, 2019 |
| Culley Brian M | President and CEO | Tax Withholding | 40,880 | $0.91 | $37,201 | 59,120 | Jan 1, 2019 |
| SKIBSTED RUSSELL | Chief Financial Officer | Tax Withholding | 7,781 | $1.03 | $8,014 | 24,078 | Dec 18, 2018 |
| Patton Stephana Eilene | General Counsel & Secretary | Tax Withholding | 9,510 | $1.03 | $9,795 | 34,485 | Dec 18, 2018 |
| KINGSLEY ALFRED D | — | Gift | 20,000 | — | — | 5,451,555 | Nov 1, 2018 |
| SKIBSTED RUSSELL | Chief Financial Officer | Option Exercise | 11,250 | — | — | 13,250 | Oct 4, 2018 |
| Patton Stephana Eilene | General Counsel & Secretary | Option Exercise | 13,750 | — | — | 21,250 | Oct 4, 2018 |
| WEST MICHAEL D | Co-Chief Executive Officer | Tax Withholding | 3,783 | $2.31 | $8,739 | 893,913 | Sep 17, 2018 |
| ANDREWS DEBORAH J | — | Purchase | 1,604 | $2.35 | $3,769 | 10,000 | Sep 11, 2018 |
| WEST MICHAEL D | Co-Chief Executive Officer | Tax Withholding | 541 | $2.20 | $1,190 | 886,758 | Jul 10, 2018 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Tax Withholding | 1,621 | $2.20 | $3,566 | 101,384 | Jul 10, 2018 |
| WEST MICHAEL D | Co-Chief Executive Officer | Option Exercise | 1,563 | — | — | 886,278 | Apr 10, 2018 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Tax Withholding | 1,622 | $2.49 | $4,039 | 98,318 | Apr 10, 2018 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Tax Withholding | 2,057 | $2.68 | $5,513 | 95,252 | Jan 10, 2018 |
| WEST MICHAEL D | Co-Chief Executive Officer | Option Exercise | 1,562 | — | — | 885,401 | Jan 10, 2018 |
| GREENBELT CORP /NY | — | Gift | 100,000 | — | — | 1,043,346 | Dec 1, 2017 |
| BRADSHER NEAL C | — | Purchase | 2,692,307 | $2.60 | $6,999,998 | 29,971,561 | Oct 13, 2017 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Option Exercise | 4,688 | — | — | 94,384 | Oct 10, 2017 |
| WEST MICHAEL D | Co-Chief Executive Officer | Option Exercise | 1,563 | — | — | 884,427 | Oct 10, 2017 |
| KINGSLEY ALFRED D | See Remarks | Gift | 100,000 | — | — | 1,043,346 | Oct 1, 2017 |
| SKIBSTED RUSSELL | Chief Financial Officer | Purchase | 2,000 | $2.64 | $5,280 | 2,000 | Aug 23, 2017 |
| BRADSHER NEAL C | — | Purchase | 10,000 | $2.60 | $26,000 | 27,279,254 | Aug 22, 2017 |
| WEST MICHAEL D | Co-Chief Executive Officer | Purchase | 2,000 | $2.60 | $5,200 | 882,864 | Aug 22, 2017 |
| ANDREWS DEBORAH J | — | Purchase | 2,396 | $2.50 | $5,990 | 8,396 | Aug 21, 2017 |
| Patton Stephana Eilene | General Counsel | Purchase | 7,500 | $2.58 | $19,350 | 7,500 | Aug 21, 2017 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Purchase | 7,500 | $2.50 | $18,750 | 89,696 | Aug 21, 2017 |
| KINGSLEY ALFRED D | See Remarks | Disposition | 300,000 | $2.81 | $843,000 | 5,481,555 | Aug 17, 2017 |
| BROADWOOD PARTNERS, L.P. | — | Purchase | 150,000 | $2.80 | $420,000 | 27,269,254 | Jul 31, 2017 |
| KINGSLEY ALFRED D | See Remarks | Sale | 150,000 | $2.80 | $420,000 | 5,781,555 | Jul 31, 2017 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Tax Withholding | 1,762 | $3.09 | $5,445 | 82,196 | Jul 10, 2017 |
| WEST MICHAEL D | Co-Chief Executive Officer | Option Exercise | 1,562 | — | — | 881,451 | Jul 10, 2017 |
| ANDREWS DEBORAH J | — | Purchase | 2,000 | $2.95 | $5,900 | 6,000 | Jun 16, 2017 |
| ANDREWS DEBORAH J | — | Purchase | 2,000 | $3.21 | $6,420 | 4,000 | May 16, 2017 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Option Exercise | 18,750 | — | — | 86,317 | Apr 10, 2017 |
| WEST MICHAEL D | Co-Chief Executive Officer | Tax Withholding | 2,348 | $3.33 | $7,819 | 879,889 | Apr 10, 2017 |
| BROADWOOD PARTNERS, L.P. | — | Purchase | — | — | — | 27,119,254 | Feb 15, 2017 |
| KINGSLEY ALFRED D | See Remarks | Other | 238,469 | — | — | 1,143,346 | Jan 3, 2017 |
| GREENBELT CORP /NY | — | Other | 238,459 | — | — | 1,143,346 | Jan 3, 2017 |
| KINGSLEY ALFRED D | See Remarks | Gift | 69,300 | — | — | 1,381,805 | Dec 1, 2016 |
| GREENBELT CORP /NY | — | Gift | 69,300 | — | — | 1,381,805 | Dec 1, 2016 |
| BROADWOOD PARTNERS LP | — | Purchase | 2,732,636 | $2.39 | $6,531,000 | 24,897,032 | Jun 21, 2016 |
| MOHANTY ADITYA P. | Co-Chief Executive Officer | Award / Grant | 67,567 | $2.96 | $199,998 | 67,567 | Apr 11, 2016 |
| SEGALL JUDITH | Vice President & Secretary | Gift | 1,900 | $3.25 | $6,175 | 591,245 | Apr 6, 2016 |
| BROADWOOD PARTNERS LP | — | Purchase | 300,000 | $2.35 | $705,000 | 22,164,396 | Jan 20, 2016 |
| KINGSLEY ALFRED D | See Remarks | Sale | 300,000 | $2.35 | $705,000 | 5,638,055 | Jan 20, 2016 |
| GREENBELT CORP /NY | — | Gift | 55,800 | — | — | 1,451,105 | Dec 1, 2015 |