FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STONE BRADFORD S | CFO, VP & TREASURER | W | 2,070 | $15.12 | $31,304 | 2,220 | Dec 5, 2017 |
| STONE BRADFORD S | CFO, VP & TREASURER | W | 463 | $26.73 | $12,368 | 499 | Dec 5, 2017 |
| ETTINGER ROBERT M | — | Other | — | — | — | 5,977 | Nov 30, 2015 |
| CRUMRINE DONALD F | — | Other | — | — | — | 4,800 | Nov 30, 2015 |
| STONE BRADFORD S | CFO, Vice President, Treasurer | Other | — | — | — | 1,735 | Nov 30, 2015 |
| Conwell Chad | CCO, Vice President, Secretary | Other | — | — | — | 500 | Nov 30, 2015 |
| CHADWICK ROBERT E | CEO and President | Other | — | — | — | 3,346 | Nov 30, 2015 |
| WULF ROBERT F | — | Purchase | 1,000 | $20.74 | $20,740 | 1,000 | Aug 19, 2013 |
| Hogan Karen Hanovice | — | Purchase | 700 | $12.97 | $9,079 | 700 | Aug 6, 2013 |
| Conwell Chad | CCO, VP and Secretary | Purchase | 499 | $14.08 | $7,026 | 499 | Jun 3, 2013 |
| ETTINGER ROBERT M | President | Gift | 8,000 | $13.39 | $107,120 | 7,169 | Dec 28, 2012 |
| ETTINGER ROBERT M | President | Gift | 8,000 | $13.39 | $107,120 | 7,169 | Dec 28, 2012 |
| WULF ROBERT F | — | Sale | 0 | $11.65 | $5 | 636 | Apr 14, 2010 |
| Hogan Karen Hanovice | — | Purchase | 500 | $10.29 | $5,145 | 500 | Jan 4, 2010 |
| ETTINGER ROBERT M | President | Purchase | 5,000 | $12.55 | $62,750 | 10,309 | Nov 7, 2007 |
| ETTINGER ROBERT M | President | Purchase | 1,309 | $12.66 | $16,572 | 5,309 | Nov 6, 2007 |
| CRUMRINE DONALD F | Chairman of the Board | Purchase | 3,800 | $13.49 | $51,262 | 5,944 | Aug 14, 2007 |
| STONE BRADFORD S | Vice President | Other | 7,169 | $16.95 | $121,515 | 7,169 | Dec 26, 2006 |
| CHADWICK ROBERT E | Vice President, CFO | Other | 7,169 | $16.95 | $121,515 | 7,169 | Dec 26, 2006 |
| GALE DAVID | — | Purchase | 200 | $16.73 | $3,346 | 2,200 | Jan 24, 2006 |