ProPhase Labs, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MCCUBBIN JAMES T | — | Award / Grant | 3,147 | — | — | 31,829 | Jan 2, 2015 |
| Leventhal Mark S | — | Award / Grant | 6,295 | — | — | 281,980 | Jan 2, 2015 |
| GLECKEL LOUIS MD | — | Award / Grant | 6,295 | — | — | 79,235 | Jan 2, 2015 |
| Frank Mark Shawn | — | Award / Grant | 6,295 | — | — | 79,235 | Jan 2, 2015 |
| Burnett Mark A. | — | Award / Grant | 6,295 | — | — | 310,808 | Jan 2, 2015 |
| Karkus Ted William | CEO & Chairman | Award / Grant | 100,000 | — | — | 2,264,588 | Dec 20, 2014 |
| Leonard Braden Michael | — | Purchase | 13,946 | $1.38 | $19,245 | 2,322,627 | Nov 5, 2014 |
| Leonard Braden Michael | — | Purchase | 114,910 | $1.30 | $149,383 | 2,087,906 | Oct 9, 2014 |
| Leonard Braden Michael | — | Purchase | 16,900 | $1.40 | $23,660 | 1,972,996 | Oct 2, 2014 |
| Leonard Braden Michael | — | Purchase | 4,538 | $1.40 | $6,353 | 1,956,096 | Sep 22, 2014 |
| Leonard Braden Michael | — | Purchase | 2,500 | $1.40 | $3,500 | 1,907,500 | Sep 16, 2014 |
| Leonard Braden Michael | — | Purchase | 14,613 | $1.53 | $22,358 | 1,787,673 | Sep 12, 2014 |
| Karkus Ted William | CEO & Chairman | Award / Grant | 50,000 | — | — | 1,664,588 | Dec 19, 2013 |
| MCCUBBIN JAMES T | — | Award / Grant | 2,745 | — | — | 28,682 | Jul 15, 2013 |
| Burnett Mark A. | — | Award / Grant | 2,745 | — | — | 304,513 | Jul 15, 2013 |
| Frank Mark Shawn | — | Award / Grant | 2,745 | — | — | 72,940 | Jul 15, 2013 |
| GLECKEL LOUIS MD | — | Award / Grant | 2,745 | — | — | 72,940 | Jul 15, 2013 |
| Leventhal Mark S | — | Award / Grant | 5,490 | — | — | 275,685 | Jul 15, 2013 |
| Karkus Ted William | CEO & Chairman | Purchase | 58,370 | $1.51 | $88,139 | 1,722,958 | Jun 25, 2013 |
| Frank Mark Shawn | — | Purchase | 20,000 | $1.65 | $33,000 | 70,195 | May 23, 2013 |
| Leventhal Mark S | — | Purchase | 8,696 | $1.60 | $13,914 | 178,696 | May 9, 2013 |
| MCCUBBIN JAMES T | — | Purchase | 834 | $1.55 | $1,293 | 25,937 | Nov 30, 2012 |
| Leventhal Mark S | — | Purchase | 102,700 | $1.60 | $164,320 | 150,000 | Nov 28, 2012 |
| Karkus Ted William | CEO & Chariman | Purchase | 141,388 | $0.98 | $138,560 | 1,511,186 | May 17, 2012 |
| CUDDIHY ROBERT V JR | Chief Financial Officer | Award / Grant | 10,757 | — | — | 131,324 | Jan 11, 2012 |
| CUDDIHY ROBERT V JR | Chief Financial Officer | Award / Grant | 33,603 | — | — | 120,567 | Dec 14, 2011 |
| Karkus Ted William | CEO & Chairman | Award / Grant | 134,409 | — | — | 1,369,798 | Dec 14, 2011 |
| Karkus Ted William | CEO & Chairman | Purchase | 19,192 | $0.90 | $17,273 | 1,235,389 | Nov 16, 2011 |
| Burnett Mark A. | — | Purchase | 100,000 | $0.87 | $87,000 | 301,768 | Nov 14, 2011 |
| Karkus Ted William | CEO & Chairman | Purchase | 171,018 | $0.85 | $145,365 | 1,216,197 | Nov 14, 2011 |
| CUDDIHY ROBERT V JR | Chief Financial Officer | Award / Grant | 15,665 | — | — | 86,964 | Oct 12, 2011 |
| Burnett Mark A. | — | Award / Grant | 11,280 | — | — | 201,768 | Oct 7, 2011 |
| GLECKEL LOUIS MD | — | Award / Grant | 11,280 | — | — | 70,195 | Oct 7, 2011 |
| Leventhal Mark S | — | Award / Grant | 11,280 | — | — | 290,195 | Oct 7, 2011 |
| MCCUBBIN JAMES T | — | Award / Grant | 5,640 | — | — | 25,103 | Oct 7, 2011 |
| Frank Mark Shawn | — | Award / Grant | 11,280 | — | — | 50,195 | Oct 7, 2011 |
| Burnett Mark A. | — | Purchase | 100 | $0.85 | $85 | 190,488 | Aug 23, 2011 |
| MCCUBBIN JAMES T | — | Award / Grant | 5,460 | — | — | 19,463 | Jul 12, 2011 |
| Leventhal Mark S | — | Award / Grant | 10,925 | — | — | 278,915 | Jul 12, 2011 |
| Frank Mark Shawn | — | Award / Grant | 10,925 | — | — | 38,915 | Jul 12, 2011 |
| GLECKEL LOUIS MD | — | Award / Grant | 10,925 | — | — | 58,915 | Jul 12, 2011 |
| CUDDIHY ROBERT V JR | Chief Operating Officer | Award / Grant | 15,170 | — | — | 71,299 | Jul 12, 2011 |
| Burnett Mark A. | — | Award / Grant | 10,925 | — | — | 190,388 | Jul 12, 2011 |
| Karkus Ted William | CEO & Chaiman | Award / Grant | 133,928 | — | — | 754,778 | Apr 21, 2011 |
| MCCUBBIN JAMES T | — | Award / Grant | 3,620 | — | — | 14,003 | Apr 21, 2011 |
| Burnett Mark A. | — | Award / Grant | 7,235 | — | — | 179,463 | Apr 13, 2011 |
| Leventhal Mark S | — | Award / Grant | 7,235 | — | — | 267,990 | Apr 13, 2011 |
| CUDDIHY ROBERT V JR | Chief Operating Officer | Award / Grant | 10,050 | — | — | 56,129 | Apr 13, 2011 |
| GLECKEL LOUIS MD | — | Award / Grant | 7,235 | — | — | 47,990 | Apr 13, 2011 |
| Frank Mark Shawn | — | Award / Grant | 7,235 | — | — | 27,990 | Apr 13, 2011 |