HARMONIC INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SOLOMON LEWIS | — | Award / Grant | 12,481 | — | — | 36,959 | Feb 15, 2011 |
| VAN VALKENBURG DAVID R | — | Award / Grant | 12,481 | — | — | 56,959 | Feb 15, 2011 |
| LEY ANTHONY J | — | Award / Grant | 12,481 | — | — | 378,003 | Feb 15, 2011 |
| REDDERSEN WILLIAM F | — | Award / Grant | 12,481 | — | — | 36,959 | Feb 15, 2011 |
| COVERT HAROLD L | — | Award / Grant | 12,481 | — | — | 36,959 | Feb 15, 2011 |
| GALLAGHER PATRICK | — | Award / Grant | 12,481 | — | — | 36,959 | Feb 15, 2011 |
| Bonasera Charles | Vice President, Operations | Sale | 1,822 | $9.34 | $17,017 | 26,250 | Feb 8, 2011 |
| Vasudevan Suresh | President of Omneon | Tax Withholding | 9,538 | $8.43 | $80,405 | 83,784 | Jan 26, 2011 |
| Vasudevan Suresh | President of Omneon | Tax Withholding | 8,907 | $8.53 | $75,977 | 69,039 | Dec 26, 2010 |
| Vasudevan Suresh | President of Omneon | Tax Withholding | 8,907 | $6.73 | $59,944 | 53,663 | Nov 26, 2010 |
| Haltmayer Neven | Vice President, R&D | Sale | 9,000 | $6.68 | $60,120 | 31,945 | Nov 23, 2010 |
| Vasudevan Suresh | President of Omneon | Sale | 12,129 | $6.75 | $81,871 | 38,287 | Nov 8, 2010 |
| Vasudevan Suresh | President of Omneon | Sale | 227,491 | $6.75 | $1,535,564 | 69,039 | Nov 1, 2010 |
| Bonasera Charles | Vice President, Operations | Sale | 1,781 | $7.00 | $12,467 | 29,972 | Sep 20, 2010 |
| Ben-Natan Nimrod | VP, Solutions & Strategy | Sale | 416 | $5.96 | $2,479 | 28,484 | Aug 27, 2010 |
| Ben-Natan Nimrod | VP, Solutions & Strategy | Award / Grant | 4,375 | — | — | 36,304 | Aug 17, 2010 |
| ADEN MATTHEW J | VP, Worldwide Sales | Tax Withholding | 1,375 | $6.11 | $8,401 | 44,388 | Aug 15, 2010 |
| HARSHMAN PATRICK | President and CEO | Tax Withholding | 4,814 | $6.11 | $29,414 | 152,562 | Aug 15, 2010 |
| Bonasera Charles | Vice President, Operations | Award / Grant | 4,375 | — | — | 33,357 | Aug 15, 2010 |
| Haltmayer Neven | Vice President, R&D | Tax Withholding | 1,925 | $6.11 | $11,762 | 40,945 | Aug 15, 2010 |
| DICKSON ROBIN N | Chief Financial Officer | Tax Withholding | 1,765 | $6.11 | $10,784 | 144,398 | Aug 15, 2010 |
| Bonasera Charles | Vice President, Operations | Sale | 2,900 | $6.96 | $20,184 | 28,982 | Aug 9, 2010 |
| Bonasera Charles | Vice President, Operations | Sale | 1,094 | $6.50 | $7,111 | 33,098 | Jul 26, 2010 |
| Haltmayer Neven | Vice President, R&D | Sale | 1,950 | $6.00 | $11,700 | 37,620 | Jun 28, 2010 |
| DICKSON ROBIN N | Chief Financial Officer | Option Exercise | 12,928 | $3.46 | $44,731 | 141,011 | Jun 7, 2010 |
| HARSHMAN PATRICK | President and CEO | Purchase | 10,000 | $5.83 | $58,300 | 144,251 | May 17, 2010 |
| Haltmayer Neven | Vice President, R&D | Award / Grant | 6,500 | — | — | 41,954 | May 14, 2010 |
| HARSHMAN PATRICK | President and CEO | Tax Withholding | 5,502 | $5.73 | $31,526 | 134,251 | May 14, 2010 |
| Bonasera Charles | Vice President, Operations | Award / Grant | 6,500 | — | — | 36,576 | May 14, 2010 |
| Ben-Natan Nimrod | VP, Solutions & Strategy | Award / Grant | 6,500 | — | — | 34,313 | May 14, 2010 |
| DICKSON ROBIN N | Chief Financial Officer | Tax Withholding | 1,834 | $5.73 | $10,509 | 128,083 | May 14, 2010 |
| DICKSON ROBIN N | Chief Financial Officer | Option Exercise | 10,000 | $3.46 | $34,600 | 124,917 | May 12, 2010 |
| VAN VALKENBURG DAVID R | — | Purchase | 400 | $5.55 | $2,220 | 41,978 | May 11, 2010 |
| Haltmayer Neven | Vice President, R&D | Tax Withholding | 4,596 | $6.13 | $28,173 | 37,404 | Feb 17, 2010 |
| ADEN MATTHEW J | VP, Worldwide Sales & Service | Award / Grant | 8,750 | — | — | 38,842 | Feb 15, 2010 |
| Ben-Natan Nimrod | VP, Solutions & Strategy | Sale | 4,200 | $6.15 | $25,830 | 27,813 | Feb 15, 2010 |
| ADEN MATTHEW J | VP, Worldwide Sales & Service | Award / Grant | 8,750 | — | — | 38,842 | Feb 15, 2010 |
| HARSHMAN PATRICK | President and CEO | Tax Withholding | 10,247 | $6.13 | $62,814 | 124,753 | Feb 15, 2010 |
| DICKSON ROBIN N | Chief Financial Officer | Award / Grant | 9,625 | — | — | 118,473 | Feb 15, 2010 |
| Bonasera Charles | Vice President, Operations | Tax Withholding | 3,830 | $6.13 | $23,478 | 31,170 | Feb 15, 2010 |
| LEY ANTHONY J | — | Award / Grant | 14,209 | — | — | 365,522 | Mar 10, 2009 |
| SOLOMON LEWIS | — | Award / Grant | 14,209 | — | — | 24,478 | Mar 10, 2009 |
| COVERT HAROLD L | — | Award / Grant | 14,209 | — | — | 24,478 | Mar 10, 2009 |
| VAN VALKENBURG DAVID R | — | Award / Grant | 14,209 | — | — | 39,478 | Mar 10, 2009 |
| GALLAGHER PATRICK | — | Award / Grant | 14,209 | — | — | 24,478 | Mar 10, 2009 |
| KVAMME FLOYD E | — | Award / Grant | 14,209 | — | — | 493,162 | Mar 10, 2009 |
| REDDERSEN WILLIAM F | — | Award / Grant | 14,209 | — | — | 24,478 | Mar 10, 2009 |
| DICKSON ROBIN N | CFO | Award / Grant | 38,500 | — | — | 38,500 | Feb 24, 2009 |
| HARSHMAN PATRICK | President and CEO | Award / Grant | 105,000 | — | — | 135,000 | Feb 24, 2009 |
| ADEN MATTHEW J | VP, Worldwide Sales & Service | Award / Grant | 35,000 | — | — | 38,842 | Feb 24, 2009 |