FUEL TECH, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Markowsky James J | — | Purchase | 10,000 | $0.87 | $8,700 | 20,000 | Sep 5, 2017 |
| Collins David S | Sr. Vice President | Sale | 79,998 | $0.79 | $63,198 | — | Sep 1, 2017 |
| Markowsky James J | — | Purchase | 81 | $0.93 | $75 | 10,000 | Aug 31, 2017 |
| BAILEY DOUGLAS G | Executive Chairman | Tax Withholding | 7,769 | $0.83 | $6,448 | 1,873,069 | Jun 28, 2017 |
| Collins David S | Sr. Vice President | Tax Withholding | 7,011 | $0.83 | $5,819 | 79,999 | Jun 28, 2017 |
| Collins David S | Sr. Vice President | Tax Withholding | 2,228 | $0.92 | $2,050 | 87,010 | Apr 26, 2017 |
| BAILEY BETTYE J | — | Gift | 647,134 | — | — | 2,929,356 | Mar 27, 2017 |
| Collins David S | Sr. Vice President | Tax Withholding | 2,376 | $1.15 | $2,732 | 89,238 | Mar 15, 2017 |
| Collins David S | Sr. Vice President | Tax Withholding | 2,175 | $1.15 | $2,501 | 91,614 | Mar 12, 2017 |
| BAILEY DOUGLAS G | Executive Chairman | Award / Grant | 12,000 | — | — | 1,880,838 | Feb 22, 2017 |
| ARNONE VINCENT J | President & CEO | Award / Grant | 22,500 | — | — | 272,740 | Feb 22, 2017 |
| Collins David S | Sr. Vice President | Tax Withholding | 2,912 | $1.18 | $3,436 | 93,789 | Feb 22, 2017 |
| Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 | — | Gift | 2,272,222 | — | — | 647,134 | Mar 31, 2016 |
| Collins David S | Sr. Vice President | Award / Grant | 6,400 | — | — | 87,652 | Mar 21, 2016 |
| BAILEY DOUGLAS G | Executive Chairman | Award / Grant | 12,000 | — | — | 1,868,838 | Mar 21, 2016 |
| ARNONE VINCENT J | President & CEO | Award / Grant | 8,800 | — | — | 250,240 | Mar 21, 2016 |
| Collins David S | Sr. Vice President | Tax Withholding | 1,398 | $1.66 | $2,321 | 84,701 | Mar 21, 2016 |
| Collins David S | Sr. Vice President | Tax Withholding | 2,956 | $1.78 | $5,262 | 81,252 | Mar 16, 2016 |
| Collins David S | Sr. Vice President | Tax Withholding | 874 | $1.80 | $1,573 | 84,208 | Mar 14, 2016 |
| BAILEY DOUGLAS G | Executive Chairman | Award / Grant | 14,400 | — | — | 1,856,838 | Mar 1, 2016 |
| Collins David S | Sr. Vice President | Award / Grant | 14,400 | — | — | 85,082 | Mar 1, 2016 |
| ARNONE VINCENT J | President & CEO | Award / Grant | 27,000 | — | — | 241,440 | Mar 1, 2016 |
| BAILEY DOUGLAS G | Executive Chairman | Purchase | 15,000 | $1.85 | $27,750 | 1,842,438 | Dec 30, 2015 |
| ARNONE VINCENT J | President & CEO | Purchase | 12,000 | $1.85 | $22,200 | 214,440 | Dec 30, 2015 |
| Collins David S | Sr. Vice President | Sale | 7,500 | $1.78 | $13,350 | 70,682 | Dec 30, 2015 |
| Collins David S | Sr. Vice President | Tax Withholding | 1,548 | $2.99 | $4,629 | 90,458 | Apr 15, 2015 |
| ARNONE VINCENT J | President & CEO | Award / Grant | 75,000 | — | — | 202,440 | Apr 1, 2015 |
| BAILEY RALPH E | — | Gift | 2,919,356 | — | — | — | Mar 31, 2015 |
| ARNONE VINCENT J | Executive Vice President | Award / Grant | 12,000 | — | — | 127,440 | Mar 26, 2015 |
| Puissant Robert E | Executive Vice President | Award / Grant | 9,000 | — | — | 89,320 | Mar 26, 2015 |
| Collins David S | Sr. Vice President | Award / Grant | 9,000 | — | — | 94,190 | Mar 26, 2015 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Award / Grant | 21,000 | — | — | 1,827,438 | Mar 26, 2015 |
| Collins David S | Sr. Vice President | Tax Withholding | 971 | $3.14 | $3,049 | 69,282 | Mar 16, 2015 |
| Collins David S | Sr. Vice President | Tax Withholding | 3,058 | $3.16 | $9,663 | 70,253 | Mar 9, 2015 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Award / Grant | 21,600 | — | — | 1,806,438 | Feb 25, 2015 |
| Puissant Robert E | Executive Vice President | Award / Grant | 11,520 | — | — | 80,320 | Feb 25, 2015 |
| ARNONE VINCENT J | Executive Vice President | Award / Grant | 15,840 | — | — | 115,440 | Feb 25, 2015 |
| Collins David S | Sr. Vice President | Award / Grant | 11,520 | — | — | 85,190 | Feb 25, 2015 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Purchase | 30,000 | $3.69 | $110,700 | 1,784,838 | Dec 29, 2014 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Other | — | — | — | — | Oct 22, 2014 |
| Puissant Robert E | Executive Vice President | Sale | 4,000 | $4.26 | $17,040 | — | Sep 26, 2014 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Purchase | 6,800 | $4.23 | $28,764 | 1,754,838 | Sep 24, 2014 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Purchase | 6,800 | $4.23 | $28,764 | 1,754,838 | Sep 24, 2014 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Purchase | 19,600 | $4.22 | $82,712 | 1,748,038 | Sep 23, 2014 |
| BAILEY DOUGLAS G | President, CEO & Chairman | Purchase | 34,000 | $4.23 | $143,820 | 1,728,438 | Sep 22, 2014 |
| BAILEY RALPH E | — | Gift | 80,308 | — | — | 2,729,356 | Aug 18, 2014 |
| ESPINOSA MIGUEL | — | Award / Grant | 10,000 | $4.57 | $45,700 | 17,000 | Jun 2, 2014 |
| BAILEY RALPH E | — | Award / Grant | 10,000 | $4.57 | $45,700 | 1,428,223 | May 30, 2014 |
| SHAW THOMAS S | — | Award / Grant | 10,000 | $4.57 | $45,700 | 20,000 | May 30, 2014 |
| Collins David S | Sr. Vice President | Tax Withholding | 1,618 | $3.78 | $6,116 | 65,423 | Mar 16, 2014 |