WILLAMETTE VALLEY VINEYARDS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ellis James L | — | Sale | 105 | $6.81 | $715 | 47,080 | Sep 16, 2015 |
| Ellis James L | — | Sale | 115 | $7.00 | $805 | 47,185 | Sep 14, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 451,734 | Sep 9, 2015 |
| Ellis James L | — | Sale | 100 | $6.91 | $691 | 47,300 | Sep 8, 2015 |
| Ellis James L | — | Sale | 1,000 | $6.80 | $6,800 | 48,300 | Sep 3, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 449,734 | Aug 25, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 447,734 | Aug 12, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 445,734 | Jul 27, 2015 |
| Ellis James L | — | X | 37,000 | $3.76 | $139,120 | 49,300 | Jul 27, 2015 |
| Ellis James L | — | X | 5,000 | $3.76 | $18,800 | 12,300 | Jul 14, 2015 |
| BERNAU JAMES W | Chief Executive Officer | Award / Grant | 2,000 | $3.24 | $6,480 | 443,734 | Jul 8, 2015 |
| BERNAU JAMES W | Chief Executive Officer | Award / Grant | 1,000 | $6.99 | $6,990 | 441,734 | Jun 26, 2015 |
| O BRIEN BETTY M | — | X | 4,000 | $3.76 | $15,040 | 26,624 | Jun 25, 2015 |
| Ellis James L | — | Sale | 3,000 | $6.10 | $18,300 | 3,300 | Apr 2, 2015 |
| Ellis James L | — | Sale | 4,000 | $5.85 | $23,400 | 6,300 | Feb 10, 2015 |
| Ellis James L | — | X | 4,000 | $3.76 | $15,040 | 10,300 | Jan 20, 2015 |
| Ellis James L | — | Sale | 3,458 | $5.65 | $19,538 | 6,300 | Nov 18, 2014 |
| TUREL STANLEY G | — | Sale | 2,000 | $5.26 | $10,520 | 14,692 | Oct 13, 2014 |
| Ellis James L | — | X | 42 | $2.99 | $126 | 6,342 | Oct 8, 2014 |
| JONES DELNA L. | — | X | 14,000 | $5.00 | $70,000 | 20,300 | Oct 7, 2014 |
| RICCARDI CHRIS | — | Sale | 92,000 | $6.20 | $570,400 | 526,300 | Aug 25, 2014 |
| GOWARD RICHARD F. JR. | CFO | Purchase | 500 | $5.50 | $2,750 | 500 | Aug 19, 2014 |
| Ellis James L | — | Sale | 100 | $5.91 | $591 | 3,777 | Apr 8, 2014 |
| Ellis James L | — | Sale | 323 | $6.30 | $2,035 | 4,977 | Apr 3, 2014 |
| TUREL STANLEY G | — | X | 2,000 | $5.00 | $10,000 | 6,100 | Dec 19, 2013 |
| TUREL STANLEY G | — | Purchase | 1,000 | $5.82 | $5,820 | 4,100 | Nov 21, 2013 |
| JONES DELNA L. | — | Sale | 7,500 | $5.29 | $39,675 | 6,300 | Oct 10, 2013 |
| O BRIEN BETTY M | — | Sale | 76 | $5.37 | $408 | 14,624 | Sep 17, 2013 |
| TUREL STANLEY G | — | Sale | 2,000 | $3.14 | $6,280 | 23,517 | Jun 13, 2011 |
| CARY SEAN M | — | X | 357 | $3.08 | $1,100 | 9,320 | Apr 12, 2011 |
| TUREL STANLEY G | — | Purchase | 500 | $3.50 | $1,750 | 23,792 | Feb 8, 2010 |
| TUREL STANLEY G | — | Purchase | 600 | $2.95 | $1,770 | 23,292 | Jun 29, 2009 |
| TUREL STANLEY G | — | Purchase | 400 | $3.25 | $1,300 | 22,692 | Jun 3, 2009 |
| Jeffrey John Fox | CFO | Purchase | 1,000 | $3.63 | $3,630 | 2,000 | May 19, 2009 |
| BERNAU JAMES W | CEO | Purchase | 616 | $2.50 | $1,540 | 588,552 | Apr 13, 2009 |
| TUREL STANLEY G | — | Award / Grant | 1,000 | $2.23 | $2,230 | 22,292 | Feb 10, 2009 |
| TUREL STANLEY G | — | Award / Grant | 1,000 | $4.25 | $4,250 | 21,292 | Oct 8, 2008 |
| BERNAU JAMES W | President | Sale | 10,000 | $5.53 | $55,300 | 454,478 | Jun 3, 2008 |
| BERNAU JAMES W | President | Sale | 4,489 | $5.91 | $26,530 | 466,000 | Jun 2, 2008 |
| BERNAU JAMES W | PRESIDENT | Sale | 1,835 | $5.78 | $10,606 | 585,246 | Jan 15, 2008 |
| BERNAU JAMES W | PRESIDENT | Sale | 110 | $5.83 | $641 | 590,396 | Jan 14, 2008 |
| BERNAU JAMES W | PRESIDENT | Sale | 4,120 | $6.16 | $25,379 | 599,481 | Jan 3, 2008 |
| BERNAU JAMES W | PRESIDENT | Sale | 163 | $7.00 | $1,141 | 611,267 | Apr 19, 2007 |
| CARY SEAN M | CONTROLLER | Sale | 300 | $6.88 | $2,064 | 16,000 | Apr 11, 2007 |
| BERNAU JAMES W | PRESIDENT | Sale | 250 | $7.00 | $1,750 | 612,730 | Apr 9, 2007 |
| BERNAU JAMES W | PRESIDENT | Sale | 150 | $7.01 | $1,052 | 618,026 | Mar 1, 2007 |
| BERNAU JAMES W | PRESIDENT | Sale | 100 | $7.00 | $700 | 618,176 | Dec 27, 2006 |
| BERNAU JAMES W | PRESIDENT | Sale | 531 | $7.40 | $3,929 | 630,776 | Dec 22, 2006 |
| BERNAU JAMES W | PRESIDENT | Sale | 2,075 | $7.03 | $14,587 | 636,571 | Dec 13, 2006 |
| BERNAU JAMES W | President | Sale | 10,000 | $7.00 | $70,000 | 673,746 | Dec 8, 2006 |