WILLAMETTE VALLEY VINEYARDS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TUREL STANLEY G | — | Sale | 208 | $8.00 | $1,664 | 16,484 | Jun 26, 2017 |
| BERNAU JAMES W | Chief Executive Officer | X | 6,000 | $3.09 | $18,540 | 508,205 | Feb 28, 2017 |
| WESTING HEATHER | — | Purchase | 189 | $8.00 | $1,512 | 200 | Nov 18, 2016 |
| BERNAU JAMES W | Chief Executive Officer | Sale | 300 | $8.01 | $2,403 | 497,634 | Jul 5, 2016 |
| BERNAU JAMES W | Chief Executive Officer | Sale | 200 | $8.33 | $1,666 | 504,535 | Jun 23, 2016 |
| BERNAU JAMES W | Chief Executive Officer | Sale | 400 | $8.55 | $3,420 | 502,177 | Jun 22, 2016 |
| Ellis James L | — | Sale | 10,000 | $7.14 | $71,400 | 19,865 | May 26, 2016 |
| Ellis James L | — | Sale | 622 | $7.00 | $4,354 | 29,865 | Apr 11, 2016 |
| Ellis James L | — | Sale | 112 | $7.00 | $784 | 30,487 | Apr 7, 2016 |
| Ricci Jonathan J | — | Purchase | 715 | $6.99 | $4,998 | 715 | Apr 7, 2016 |
| Ellis James L | — | Sale | 10 | $7.05 | $71 | 31,119 | Apr 5, 2016 |
| Ellis James L | — | Sale | 899 | $7.00 | $6,293 | 32,320 | Apr 4, 2016 |
| Ellis James L | — | Sale | 1 | $7.04 | $7 | 33,319 | Mar 31, 2016 |
| BERNAU JAMES W | Chief Executive Officer | X | 30,843 | $3.24 | $99,931 | 502,577 | Mar 21, 2016 |
| Ellis James L | — | Sale | 26 | $7.05 | $183 | 33,321 | Feb 10, 2016 |
| Ellis James L | — | Sale | 200 | $7.05 | $1,410 | 33,347 | Feb 5, 2016 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 471,734 | Feb 4, 2016 |
| Ellis James L | — | Sale | 460 | $7.05 | $3,243 | 35,049 | Feb 3, 2016 |
| Ellis James L | — | Sale | 1,900 | $7.05 | $13,395 | 36,049 | Jan 28, 2016 |
| Ellis James L | — | Sale | 876 | $7.00 | $6,132 | 38,623 | Jan 26, 2016 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 469,734 | Jan 15, 2016 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 467,734 | Jan 14, 2016 |
| BERNAU JAMES W | Chief Executive Officer | Other | 14,971 | — | — | 14,971 | Dec 19, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 465,734 | Dec 15, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 463,734 | Dec 9, 2015 |
| Ellis James L | — | X | 14,000 | $5.00 | $70,000 | 40,049 | Dec 8, 2015 |
| Ellis James L | — | Sale | 2 | $7.17 | $14 | 26,049 | Dec 2, 2015 |
| Ellis James L | — | Sale | 996 | $6.92 | $6,892 | 27,915 | Nov 30, 2015 |
| TUREL STANLEY G | — | X | 12,000 | $5.00 | $60,000 | 26,692 | Nov 30, 2015 |
| Ellis James L | — | Sale | 4,000 | $7.00 | $28,000 | 30,811 | Nov 25, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 461,734 | Nov 25, 2015 |
| Ellis James L | — | Sale | 2 | $7.85 | $16 | 34,811 | Nov 18, 2015 |
| Ellis James L | — | Sale | 1,000 | $7.83 | $7,830 | 35,049 | Nov 17, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 4,000 | $3.24 | $12,960 | 459,734 | Oct 29, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 455,734 | Oct 19, 2015 |
| Ellis James L | — | Sale | 600 | $6.76 | $4,056 | 38,049 | Oct 8, 2015 |
| Ellis James L | — | Sale | 600 | $6.76 | $4,056 | 37,049 | Oct 8, 2015 |
| Ellis James L | — | Sale | 800 | $6.80 | $5,440 | 38,649 | Oct 7, 2015 |
| Ellis James L | — | Sale | 71 | $6.85 | $486 | 42,249 | Oct 6, 2015 |
| BERNAU JAMES W | Chief Executive Officer | X | 2,000 | $3.24 | $6,480 | 453,734 | Oct 6, 2015 |
| Ellis James L | — | Sale | 725 | $6.75 | $4,894 | 43,000 | Oct 2, 2015 |
| Smith Craig Alan | — | Purchase | 1,205 | $4.15 | $5,001 | 1,205 | Oct 1, 2015 |
| Sarles Christopher L | — | Purchase | 1,205 | $4.15 | $5,001 | 1,205 | Oct 1, 2015 |
| GOWARD RICHARD F. JR. | CFO | Purchase | 1,205 | $4.15 | $5,001 | 1,205 | Oct 1, 2015 |
| O BRIEN BETTY M | — | Purchase | 1,205 | $4.15 | $5,001 | 1,205 | Oct 1, 2015 |
| BERNAU JAMES W | Chief Executive Officer | Purchase | 2,410 | $4.15 | $10,002 | 2,410 | Oct 1, 2015 |
| Ellis James L | — | Purchase | 300 | $4.15 | $1,245 | 300 | Oct 1, 2015 |
| Ellis James L | — | Sale | 900 | $6.75 | $6,075 | 43,725 | Sep 30, 2015 |
| Ellis James L | — | Sale | 1,480 | $6.76 | $10,005 | 45,000 | Sep 23, 2015 |
| Ellis James L | — | Sale | 300 | $6.80 | $2,040 | 46,480 | Sep 18, 2015 |