Mosaic ImmunoEngineering Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Steinmetz Nicole Franziska | Acting CSO | C | 570,870 | — | — | 570,870 | Jan 29, 2021 |
| LYTLE PAUL J | EVP, Chief Financial Officer | C | 1,641,252 | — | — | 1,641,252 | Jan 29, 2021 |
| KING STEVEN W | President and CEO | C | 1,641,252 | — | — | 1,641,252 | Jan 29, 2021 |
| GARNICK ROBERT L | — | C | 356,794 | — | — | 356,794 | Jan 29, 2021 |
| Flowers Clifford L | CFO and Interim CEO | Option Exercise | 75,000 | $0.10 | $7,500 | 75,000 | Apr 17, 2013 |
| FELCYN GLORIA | — | Award / Grant | 4,500 | $0.10 | $450 | 903,490 | Apr 30, 2012 |
| FELCYN GLORIA | — | Award / Grant | 89,290 | $0.10 | $8,929 | 898,990 | Apr 26, 2012 |
| FALK HELMUT JR | — | Option Exercise | 100,000 | $0.07 | $7,000 | 2,622,731 | Dec 9, 2009 |
| FALK HELMUT JR | — | Sale | 25,000 | $0.30 | $7,500 | 2,522,731 | Oct 27, 2009 |
| BIBEAU PAUL R | VP, Business Development | Purchase | 100,000 | $0.10 | $10,000 | 400,000 | Apr 15, 2009 |
| BIBEAU PAUL R | VP, Business Development | Purchase | 98,000 | $0.12 | $11,760 | 298,000 | Jan 30, 2009 |
| JOHNSON CARLTON M | — | Purchase | 46,800 | $0.12 | $5,616 | 431,800 | Nov 26, 2008 |
| FALK HELMUT JR | — | Purchase | 100,000 | $0.11 | $11,000 | 200,000 | Nov 21, 2008 |
| Goerner Frederick C | Chief Executive Officer | Purchase | 80,000 | $0.12 | $9,600 | 400,000 | Nov 21, 2008 |
| BIBEAU PAUL R | VP, Business Development | Purchase | 62,780 | $0.11 | $6,906 | 122,780 | Nov 21, 2008 |
| Tredennick Harry L | — | Purchase | 115,959 | $0.11 | $12,755 | 115,959 | Nov 20, 2008 |
| JOHNSON CARLTON M | — | Purchase | 100,000 | $0.11 | $11,000 | 375,000 | Nov 20, 2008 |
| FELCYN GLORIA | — | Purchase | 36,520 | $0.11 | $4,017 | 658,870 | Nov 20, 2008 |
| FALK HELMUT JR | — | Option Exercise | 100,000 | $0.05 | $5,000 | 2,543,231 | Oct 21, 2008 |
| FALK HELMUT JR | — | Purchase | 50,000 | $0.19 | $9,500 | 2,603,231 | Jun 30, 2008 |
| BIBEAU PAUL R | VP, Business Development | Purchase | 50,000 | $0.37 | $18,500 | 50,000 | Apr 24, 2008 |
| Goerner Frederick C | Chief Executive Officer | Purchase | 190,000 | $0.33 | $62,700 | 290,000 | Apr 15, 2008 |
| FELCYN GLORIA | — | Purchase | 10,000 | $0.31 | $3,100 | 499,700 | Apr 15, 2008 |
| Goerner Frederick C | Chief Executive Officer | Purchase | 5,000 | $0.39 | $1,950 | 65,000 | Mar 4, 2008 |
| FELCYN GLORIA | — | Option Exercise | 100,000 | $0.10 | $10,000 | 489,700 | Sep 14, 2007 |
| POHL DAVID | — | Tax Withholding | 173,404 | $0.47 | $81,500 | 1,882,846 | Aug 28, 2007 |
| FALK HELMUT JR | — | Option Exercise | 25,000 | $0.07 | $1,750 | 2,503,231 | Aug 7, 2007 |
| POHL DAVID | — | Option Exercise | 1,000,000 | $0.17 | $170,000 | 1,900,000 | Aug 6, 2007 |
| JOHNSON CARLTON | — | Option Exercise | 25,000 | $0.07 | $1,750 | 75,000 | Jan 16, 2007 |
| TURLEY JAMES LEE | — | Option Exercise | 25,000 | $0.08 | $2,000 | 75,000 | Dec 11, 2006 |
| FELCYN GLORIA | — | Option Exercise | 100,000 | $0.07 | $7,000 | 367,050 | Nov 13, 2006 |
| FALK HELMUT JR | — | Option Exercise | 65,000 | $0.11 | $7,150 | 2,478,231 | Oct 31, 2006 |
| JOHNSON CARLTON | — | Option Exercise | 50,000 | $0.11 | $5,500 | 50,000 | Oct 25, 2006 |
| TURLEY JAMES LEE | — | Option Exercise | 50,000 | $0.11 | $5,500 | 50,000 | Jul 31, 2006 |
| POHL DAVID | CEO | Option Exercise | 50,000 | $0.69 | $34,500 | 200,000 | Apr 13, 2006 |
| GIFFHORN LOWELL | — | Disposition | 300,000 | $0.51 | $153,000 | 57,948 | Feb 28, 2006 |
| GIFFHORN LOWELL | — | Sale | 50,000 | $0.18 | $9,000 | 107,948 | Feb 2, 2006 |
| GIFFHORN LOWELL | — | Sale | 17,000 | $0.10 | $1,700 | 157,948 | Jan 17, 2006 |