SPROTT FOCUS TRUST INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GEORGE W WHITNEY | — | Purchase | 20,000 | $6.35 | $127,000 | 1,697,065 | Jun 5, 2019 |
| GEORGE W WHITNEY | — | Purchase | 18,800 | $6.60 | $124,080 | 5,719,222 | May 21, 2019 |
| GEORGE W WHITNEY | — | Purchase | 11,092 | $6.90 | $76,535 | 447,058 | May 9, 2019 |
| GEORGE W WHITNEY | — | Purchase | 30,272 | $6.97 | $210,996 | 435,966 | May 7, 2019 |
| GEORGE W WHITNEY | — | Purchase | 21,906 | $6.99 | $153,123 | 368,964 | May 6, 2019 |
| Keady Barbara Connolly | — | Sale | 2,500 | $6.96 | $17,400 | 529 | May 3, 2019 |
| GEORGE W WHITNEY | — | Purchase | 8,672 | $7.09 | $61,484 | 1,636,328 | Apr 25, 2019 |
| GEORGE W WHITNEY | — | Purchase | 25,000 | $7.03 | $175,750 | 5,679,922 | Apr 22, 2019 |
| GEORGE W WHITNEY | — | Purchase | 25,000 | $7.10 | $177,500 | 5,654,920 | Apr 12, 2019 |
| GEORGE W WHITNEY | — | Purchase | 18,575 | $7.05 | $130,954 | 1,626,606 | Apr 10, 2019 |
| Ulrich Thomas W | See Remarks | Purchase | 1,415 | $7.04 | $9,962 | 3,393 | Apr 10, 2019 |
| GEORGE W WHITNEY | — | Purchase | 11,990 | $6.02 | $72,180 | 341,034 | Jan 7, 2019 |
| GEORGE W WHITNEY | — | Purchase | 10,900 | $7.03 | $76,627 | 1,583,031 | Jan 2, 2019 |
| GEORGE W WHITNEY | — | Purchase | 5,000 | $5.92 | $29,600 | 5,253,904 | Dec 17, 2018 |
| GEORGE W WHITNEY | — | Purchase | 22,351 | $6.12 | $136,788 | 5,159,055 | Dec 14, 2018 |
| Ulrich Thomas W | See Remarks | Purchase | 300 | $6.04 | $1,812 | 1,859 | Dec 14, 2018 |
| GEORGE W WHITNEY | — | Gift | 9,000 | — | — | 1,465,006 | Dec 12, 2018 |
| GEORGE W WHITNEY | — | Purchase | 8,252 | $6.83 | $56,361 | 468,132 | Nov 2, 2018 |
| GEORGE W WHITNEY | — | Purchase | 2,308 | $6.80 | $15,694 | 1,474,006 | Oct 24, 2018 |
| Ulrich Thomas W | See Remarks | Purchase | 509 | $6.86 | $3,492 | 1,559 | Oct 12, 2018 |
| GEORGE W WHITNEY | — | Purchase | 56,301 | $7.04 | $396,359 | 4,918,208 | Oct 9, 2018 |
| GEORGE W WHITNEY | — | Purchase | 37,563 | $7.33 | $275,337 | 459,880 | Oct 3, 2018 |
| Pierce James R. Jr. | — | Purchase | 1,150 | $7.77 | $8,936 | 4,816 | Apr 23, 2018 |
| GEORGE W WHITNEY | — | Purchase | 25,000 | $7.92 | $198,000 | 1,322,231 | Feb 5, 2018 |
| GEORGE W WHITNEY | — | Gift | 3,500 | — | — | 108,232 | Jan 4, 2018 |
| Ulrich Thomas W | See Remarks | Purchase | 250 | $7.98 | $1,995 | 1,000 | Dec 22, 2017 |
| Keady Barbara Connolly | — | Purchase | 1,200 | $7.48 | $8,976 | 3,029 | Mar 3, 2017 |
| Pierce James R. Jr. | — | Purchase | 1,250 | $7.08 | $8,850 | 3,608 | Jan 23, 2017 |
| GEORGE W WHITNEY | — | Purchase | 50,000 | $7.10 | $355,000 | 4,338,264 | Jan 5, 2017 |
| GEORGE W WHITNEY | — | Purchase | 7,040 | $6.55 | $46,112 | 4,233,406 | Nov 9, 2016 |
| GEORGE W WHITNEY | — | Purchase | 8,762 | $6.55 | $57,391 | 229,056 | Nov 7, 2016 |
| GEORGE W WHITNEY | — | Purchase | 41,238 | $6.50 | $268,047 | 220,294 | Nov 4, 2016 |
| GEORGE W WHITNEY | — | Purchase | 25,000 | $6.15 | $153,750 | 4,114,532 | Jun 24, 2016 |
| GEORGE W WHITNEY | — | Purchase | 74,605 | $4.87 | $363,326 | 4,036,641 | Jan 20, 2016 |
| GEORGE W WHITNEY | — | Purchase | 23,220 | $5.06 | $117,493 | 3,909,861 | Jan 19, 2016 |
| GEORGE W WHITNEY | — | Purchase | 41,015 | $5.20 | $213,278 | 3,886,641 | Jan 13, 2016 |
| GEORGE W WHITNEY | — | Purchase | 42,568 | $5.30 | $225,610 | 3,836,641 | Jan 11, 2016 |
| GEORGE W WHITNEY | — | Purchase | 50,000 | $5.50 | $275,000 | 3,703,838 | Jan 7, 2016 |
| GEORGE W WHITNEY | — | Purchase | 70,822 | $5.59 | $395,895 | 3,653,838 | Dec 14, 2015 |
| GEORGE W WHITNEY | — | Purchase | 49,539 | $5.95 | $294,757 | 3,403,138 | Dec 10, 2015 |
| GEORGE W WHITNEY | — | Purchase | 23,335 | $5.95 | $138,843 | 3,353,599 | Dec 8, 2015 |
| GEORGE W WHITNEY | — | Purchase | 27,126 | $6.00 | $162,756 | 3,330,264 | Dec 7, 2015 |
| GEORGE W WHITNEY | — | Purchase | 2,172 | $6.00 | $13,032 | 3,247,110 | Nov 13, 2015 |
| GEORGE W WHITNEY | — | Purchase | 1,497 | $5.90 | $8,832 | 3,244,938 | Oct 2, 2015 |
| GEORGE W WHITNEY | — | Purchase | 18,231 | $5.92 | $107,928 | 3,194,668 | Sep 30, 2015 |
| GEORGE W WHITNEY | — | Purchase | 31,769 | $5.83 | $185,213 | 3,176,437 | Sep 29, 2015 |
| GEORGE W WHITNEY | — | Purchase | 53,006 | $6.01 | $318,566 | 3,144,668 | Sep 24, 2015 |
| GEORGE W WHITNEY | — | Purchase | 150,500 | $6.06 | $912,030 | 3,091,662 | Sep 23, 2015 |
| GEORGE W WHITNEY | — | Purchase | 50,000 | $6.05 | $302,500 | 2,860,666 | Aug 25, 2015 |
| GEORGE W WHITNEY | — | Purchase | 24,508 | $5.94 | $145,578 | 2,810,666 | Aug 24, 2015 |