Total Return Securities Fund — All Filings
775 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
All
13F-HR
3
4
4/A
40-17G
40-17G/A
40-APP
40-APP/A
424B2
497
5
8-K
CORRESP
DEF 14A
DEFA14A
DEFC14A
DFAN14A
DFRN14A
EFFECT
N-2
N-2/A
N-23C-1
N-30B-2
N-30D
N-30D/A
N-CEN
N-CSR
N-CSR/A
N-CSRS
N-PX
N-Q
N-Q/A
NO ACT
NPORT-P
NPORT-P/A
NSAR-A
NSAR-A/A
NSAR-B
NSAR-B/A
PRE 14A
PREC14A
PREN14A
PRER14A
RW
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC TO-C
SC TO-I
SC TO-I/A
SCHEDULE 13G
SCHEDULE 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| SC 13G/A | — | 0001890906-23-000077 | Jan 13, 2023 | — |
| SC 13G/A | — | 0001890906-22-000168 | Dec 7, 2022 | — |
| NPORT-P | — | 0001145549-22-067038 | Nov 17, 2022 | Sep 30, 2022 |
| CORRESP | — | 0000894189-22-007037 | Sep 22, 2022 | — |
| 8-K | INVESTOR NOTIFICATION | 0000894189-22-006853 | Sep 14, 2022 | — |
| N-CSRS | THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-22 | 0000898531-22-000320 | Sep 1, 2022 | Jun 30, 2022 |
| N-PX | ANNUAL REPORT FOR PROXY VOTING | 0000894189-22-006541 | Aug 30, 2022 | Jun 30, 2022 |
| SC 13G/A | CITY OF LONDON INVESTMENT MGT CO LTD / SWISS HELVETIA FUND | 0001072613-22-000499 | Aug 10, 2022 | — |
| DEF 14A | DEFINITIVE PROXY STATEMENT | 0000894189-22-005088 | Jul 27, 2022 | Jul 26, 2022 |
| NPORT-P | — | 0001145549-22-042289 | Jul 13, 2022 | Jun 30, 2022 |
| 40-17G | FIDELITY BOND | 0000894189-22-003949 | May 20, 2022 | — |
| NPORT-P | — | 0001145549-22-026931 | May 17, 2022 | Mar 31, 2022 |
| N-CEN | — | 0001145549-22-014641 | Mar 8, 2022 | Dec 31, 2021 |
| 4 | — | 0001398344-22-005293 | Mar 4, 2022 | Mar 3, 2022 |
| N-CSR | THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-21 | 0000898531-22-000108 | Mar 3, 2022 | Dec 31, 2021 |
| 4 | — | 0001398344-22-005208 | Mar 3, 2022 | Mar 2, 2022 |
| SC 13G/A | — | 0001207017-22-000023 | Feb 11, 2022 | — |
| SC 13G/A | CITY OF LONDON INVESTMENT MGT CO LTD / SWISS HELVETIA FUND | 0001072613-22-000131 | Feb 11, 2022 | — |
| 4 | — | 0001398344-22-002177 | Feb 4, 2022 | Feb 2, 2022 |
| NPORT-P | — | 0001145549-22-002042 | Jan 21, 2022 | Dec 31, 2021 |
| SC 13G | — | 0001890906-22-000070 | Jan 19, 2022 | — |
| NPORT-P | — | 0001145549-21-065854 | Nov 17, 2021 | Sep 30, 2021 |
| 8-K | INVESTOR NOTIFICATION | 0000894189-21-006515 | Sep 9, 2021 | — |
| N-CSRS | THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-21 | 0000898531-21-000399 | Aug 31, 2021 | Jun 30, 2021 |
| N-PX | ANNUAL RPORT OF PROXY VOTING | 0000894189-21-006180 | Aug 30, 2021 | Jun 30, 2021 |
| DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 0000894189-21-005585 | Aug 19, 2021 | — |
| DEF 14A | DEFINITIVE PROXY STATEMENT | 0000894189-21-004705 | Jul 26, 2021 | — |
| NPORT-P | — | 0001145549-21-041044 | Jul 14, 2021 | Jun 30, 2021 |
| PRE 14A | PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 | 0000894189-21-004479 | Jul 14, 2021 | — |
| CORRESP | — | 0000894189-21-004480 | Jul 14, 2021 | — |
| 4 | — | 0001398344-21-014028 | Jul 6, 2021 | Jul 2, 2021 |
| 4 | — | 0001398344-21-012758 | Jun 8, 2021 | Jun 4, 2021 |
| 4 | — | 0001398344-21-012490 | Jun 4, 2021 | Jun 3, 2021 |
| 4 | — | 0001398344-21-012412 | Jun 3, 2021 | Jun 1, 2021 |
| NPORT-P | — | 0001145549-21-026776 | May 19, 2021 | Mar 31, 2021 |
| 40-17G | FIDELITY BOND | 0000894189-21-003056 | May 13, 2021 | — |
| 4 | — | 0001398344-21-009866 | May 6, 2021 | May 5, 2021 |
| N-CSR/A | THE SWISS HELVETIA FUND AMENDED ANNUAL REPORT 12-31-20 | 0000898531-21-000194 | Mar 12, 2021 | Dec 31, 2020 |
| N-CEN | — | 0001145549-21-015600 | Mar 11, 2021 | Dec 31, 2020 |
| N-CSR | THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-20 | 0000898531-21-000144 | Mar 8, 2021 | Dec 31, 2020 |
| SC 13G/A | — | 0001398344-21-003486 | Feb 16, 2021 | — |
| SC 13G | CITY OF LONDON INVESTMENT MGT CO LTD / SWISS HELVETIA FUND, INC. | 0001072613-21-000207 | Feb 12, 2021 | — |
| SC 13G | — | 0001207017-21-000004 | Feb 9, 2021 | — |
| NPORT-P | — | 0001145549-21-001702 | Jan 21, 2021 | Dec 31, 2020 |
| NPORT-P | — | 0001145549-20-068134 | Nov 24, 2020 | Sep 30, 2020 |
| 4 | — | 0001398344-20-019569 | Oct 2, 2020 | — |
| 8-K | INVESTOR NOTIFICATION | 0000894189-20-007675 | Sep 11, 2020 | — |
| N-CSRS | THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-20 | 0000898531-20-000372 | Sep 3, 2020 | Jun 30, 2020 |
| DEFA14A | DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS | 0000894189-20-007459 | Aug 31, 2020 | — |
| N-PX | N-PX | 0000894189-20-006684 | Aug 20, 2020 | Jun 30, 2020 |