Cardiff Lexington Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Shafer Matthew T | Chief Financial Officer | Award / Grant | 25,000 | — | — | 35,000 | Nov 19, 2025 |
| Staley Louis Jack Sr. | — | Award / Grant | 5,000 | — | — | 20,000 | Sep 26, 2025 |
| Pennington Catherine B. | — | Award / Grant | 5,000 | — | — | 15,000 | Sep 26, 2025 |
| Johnson Gillard B. III | — | Award / Grant | 5,000 | — | — | 20,000 | Sep 26, 2025 |
| Cunningham Alex H. | Chief Executive Officer | C | 154,000 | — | — | 2,496,838 | Apr 24, 2025 |
| THOMPSON DANIEL | Chairman of the Board | C | 154,000 | — | — | 2,474,337 | Oct 25, 2024 |
| Cunningham Alex H. | President and CEO | C | 12,500 | $2.00 | $25,000 | 1,012,838 | Oct 25, 2024 |
| MCCARTHY DAVID LAWRENCE | — | Sale | 15,000,000 | — | — | 15,000,000 | Oct 30, 2018 |
| Roberton Kathleen | Chief Executive Officer | Award / Grant | 1,500,000 | — | — | 1,500,000 | Oct 10, 2014 |
| Levy Jason A | — | Award / Grant | 1,500,000 | — | — | 1,500,000 | Oct 10, 2014 |
| THOMPSON DANIEL | Chairman | Award / Grant | 1,427,200 | — | — | 1,502,434 | Oct 10, 2014 |
| THOMPSON DANIEL | Chairman, CEO | Award / Grant | 1 | — | — | 1 | Dec 6, 2013 |
| TEEL GARY | — | Sale | 3,000 | $0.11 | $330 | 6,274,848 | Mar 14, 2012 |
| STEVEN POSNER IRREVOCABLE TRUST | — | Other | 2,000,000 | — | — | 4,500,000 | Nov 17, 2011 |
| THOMPSON DANIEL | Chairman, CEO | Other | 250,000 | — | — | 2,828,528 | Jun 23, 2011 |
| DiLeonardo Joseph | President | Other | 500,000 | $0.10 | $50,000 | 700,000 | Oct 7, 2010 |
| THOMPSON DANIEL | Chairman, CEO | Sale | 1,300 | $0.03 | $39 | 1,227,228 | May 14, 2008 |