TCW STRATEGIC INCOME FUND INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rivelle Tad | Portfolio Manager | Purchase | 12,857 | $5.26 | $67,628 | 130,610 | Nov 3, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 2,100 | $5.28 | $11,088 | 457,934 | Nov 2, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 7,707 | $5.32 | $41,001 | 99,488 | Oct 30, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 2,541 | $5.27 | $13,391 | 85,381 | Oct 29, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 376,895 | Oct 28, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 450 | $5.16 | $2,322 | 855,854 | Oct 26, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 3,600 | $5.25 | $18,900 | 189,463 | Oct 26, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 855,404 | Oct 26, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 6,500 | $5.21 | $33,865 | 146,011 | Oct 26, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 200 | $5.26 | $1,052 | 88,049 | Oct 26, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 5,000 | $5.32 | $26,600 | 76,640 | Oct 16, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 7,001 | $5.30 | $37,105 | 71,640 | Oct 9, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 10,000 | $5.29 | $52,900 | 64,639 | Oct 8, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 8,300 | $5.25 | $43,575 | 54,639 | Oct 7, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 376,895 | Oct 7, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 12,700 | $5.26 | $66,802 | 46,339 | Oct 6, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 1,326 | $5.20 | $6,895 | 285,759 | Oct 2, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 1,600 | $5.18 | $8,288 | 263,631 | Oct 1, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 10,000 | $5.13 | $51,300 | 33,639 | Sep 30, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 100 | $5.12 | $512 | 53,661 | Sep 30, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 5,900 | $5.13 | $30,267 | 262,031 | Sep 29, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 400 | $5.27 | $2,108 | 467,549 | Sep 28, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 98,940 | Sep 28, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 4,800 | $5.30 | $25,440 | 422,524 | Sep 28, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 98,940 | Sep 28, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 8,639 | $5.23 | $45,182 | 23,639 | Sep 25, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 10,000 | $5.24 | $52,400 | 15,000 | Sep 25, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 98,940 | Sep 24, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 546,466 | Sep 23, 2015 |
| Landmann Laird | Portfolio Manager | Purchase | 5,000 | $5.15 | $25,750 | 5,000 | Sep 23, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | 400 | $5.24 | $2,096 | 301,186 | Sep 23, 2015 |
| Rogers Victoria B | — | Purchase | 4,600 | $5.45 | $25,070 | 13,800 | May 5, 2015 |
| PARKER CHARLES A | — | Purchase | — | — | — | 5,573 | Apr 21, 2015 |
| Flack Mitch | Portfolio Manager | Purchase | 7,500 | $5.39 | $40,425 | 40,425 | Feb 10, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 526,466 | Feb 10, 2015 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 98,940 | Jan 6, 2015 |
| Rogers Victoria B | — | Purchase | 9,200 | $5.45 | $50,140 | 9,200 | Oct 22, 2014 |
| Tarica Andrew | — | Purchase | — | — | — | 5,000 | Oct 15, 2014 |
| BELL SAMUEL P | — | Purchase | 2,700 | $5.57 | $15,039 | 2,700 | Jul 21, 2014 |
| Tarica Andrew | — | Purchase | 2,000 | $5.54 | $11,080 | 20,000 | Jul 9, 2014 |
| Tarica Andrew | — | Purchase | — | — | — | 5,000 | Jul 9, 2014 |
| KERR JANET | — | Purchase | — | — | — | 1,900 | Jun 16, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 24,770 | $5.34 | $132,272 | 98,940 | Jan 30, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 4,800 | $5.23 | $25,104 | 561,266 | Jan 29, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 7,102 | $5.12 | $36,362 | 553,568 | Jan 29, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | — | — | — | 107,849 | Jan 29, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 1,700 | $5.31 | $9,027 | 371,054 | Jan 29, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 2,475 | $5.26 | $13,019 | 330,170 | Jan 29, 2014 |
| Rivelle Tad | Portfolio Manager | Purchase | 21,190 | $5.32 | $112,731 | 232,798 | Jan 29, 2014 |
| Flack Mitch | Portfolio Manager | Purchase | — | — | — | 32,925 | Jan 3, 2014 |