ROYCE SMALL-CAP TRUST, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Gannon Francis D. | Vice President | Purchase | 186 | $15.87 | $2,952 | 4,714 | Dec 17, 2025 |
| CLARK CHRISTOPHER D | President | Purchase | 1,300 | $15.99 | $20,787 | 40,622 | Aug 26, 2025 |
| ROYCE CHARLES M | — | Sale | 21,735 | $14.96 | $325,156 | 86,938 | Jun 26, 2025 |
| CLARK CHRISTOPHER D | President | Purchase | 3,400 | $15.20 | $51,680 | 36,057 | Aug 16, 2024 |
| Gannon Francis D. | Vice President | Purchase | 2,000 | $14.76 | $29,520 | 2,000 | Mar 22, 2024 |
| CLARK CHRISTOPHER D | President | Purchase | 3,300 | $14.76 | $48,708 | 31,489 | Mar 21, 2024 |
| Grisanti Christopher C. | — | Purchase | 1,600 | $13.42 | $21,472 | 3,200 | Oct 5, 2022 |
| ROYCE CHARLES M | — | Gift | 125,000 | $19.29 | $2,411,250 | 100,490 | Dec 29, 2021 |
| Grisanti Christopher C. | — | Purchase | 1,600 | $18.93 | $30,288 | 1,600 | Sep 9, 2021 |
| OBRIEN G PETER | — | Purchase | 550 | $18.05 | $9,928 | 3,887 | Jul 23, 2021 |
| SHIELDS MICHAEL K. | — | Purchase | 900 | $17.95 | $16,155 | 900 | Feb 25, 2021 |
| Harper Cecile Burleigh | — | Purchase | 5,500 | $16.42 | $90,310 | 5,500 | Dec 18, 2020 |
| CLARK CHRISTOPHER D | President | Purchase | 10,000 | $13.72 | $137,200 | 21,417 | Oct 12, 2020 |
| HOGLUND PETER K | Treasurer | Sale | 7,425 | $13.30 | $98,753 | 19,653 | Jun 9, 2020 |
| O BYRNE DANIEL A | Vice President | Purchase | 7,817 | $7.92 | $61,911 | 7,817 | Mar 23, 2020 |
| O BYRNE DANIEL A | Vice President | Purchase | 7,000 | $7.96 | $55,720 | 7,000 | Mar 23, 2020 |
| ROYCE CHARLES M | — | Purchase | 10,541 | $15.33 | $161,594 | 117,894 | Jul 9, 2018 |
| HOGLUND PETER K | Treasurer | Purchase | 2,421 | $15.33 | $37,114 | 27,078 | Jul 9, 2018 |
| CLARK CHRISTOPHER D | President | Purchase | 5,390 | $15.33 | $82,629 | 9,358 | Jul 9, 2018 |
| MEHLMAN ARTHUR S | — | Purchase | 1,352 | $15.33 | $20,726 | 4,931 | Jul 9, 2018 |
| ISAACS STEPHEN L | — | Purchase | 59 | $15.33 | $904 | 649 | Jul 9, 2018 |
| OBRIEN G PETER | — | Purchase | 667 | $15.33 | $10,225 | 3,337 | Jul 9, 2018 |
| DENNEEN JOHN E | Secretary | Purchase | 5,150 | $15.33 | $78,950 | 6,650 | Jul 9, 2018 |
| CLARK CHRISTOPHER D | President | Purchase | 1,500 | $13.88 | $20,820 | 3,540 | Jan 27, 2017 |
| HOGLUND PETER K | Treasurer | Purchase | 22,000 | $13.54 | $297,880 | 22,000 | Dec 20, 2016 |
| DENNEEN JOHN E | Secretary | Purchase | 800 | $13.58 | $10,864 | 1,500 | Dec 7, 2016 |
| CLARK CHRISTOPHER D | President | Purchase | 2,000 | $12.66 | $25,320 | 2,000 | Oct 7, 2016 |
| CLARK CHRISTOPHER D | President | Purchase | 2,000 | $12.66 | $25,320 | 2,000 | Oct 7, 2016 |
| MEHLMAN ARTHUR S | — | Purchase | 1,200 | $12.56 | $15,072 | 2,854 | Dec 2, 2015 |
| ROYCE CHARLES M | President | Gift | 50,000 | $13.07 | $653,500 | 142,951 | Oct 2, 2012 |
| ISAACS STEPHEN L | — | Sale | 1,029 | $12.31 | $12,667 | 503 | Nov 30, 2011 |
| ROYCE CHARLES M | President | Purchase | 20,000 | $10.75 | $215,000 | 192,951 | Jun 29, 2010 |
| ROYCE CHARLES M | President | Purchase | 30,000 | $11.12 | $333,600 | 172,951 | Jun 23, 2010 |
| ROYCE CHARLES M | President | Sale | 10,800 | $20.73 | $223,884 | 149,468 | Mar 16, 2006 |
| ROYCE CHARLES M | President | Sale | 37,696 | $20.68 | $779,553 | 88,536 | Mar 13, 2006 |
| ROYCE CHARLES M | President | Sale | 3,700 | $20.77 | $76,849 | 139,932 | Mar 10, 2006 |