LadRx Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Simpson Jennifer K. | — | Award / Grant | 25,000 | — | — | 25,000 | Dec 15, 2021 |
| Brien Earl W | — | Option Exercise | 150,000 | $0.26 | $39,000 | 590,247 | Aug 14, 2020 |
| KRIEGSMAN STEVEN A | Chief Executive Officer | Option Exercise | 3,000,000 | $0.26 | $780,000 | 4,832,217 | Aug 7, 2020 |
| IGNARRO LOUIS | — | Option Exercise | 700,000 | $0.26 | $182,000 | 872,427 | Aug 7, 2020 |
| Caldwell Joel K | — | Tax Withholding | 174,627 | $0.67 | $117,000 | 335,373 | Aug 7, 2020 |
| KRIEGSMAN STEVEN A | CEO | Award / Grant | 387,597 | $1.75 | $678,295 | 387,597 | Dec 15, 2017 |
| KRIEGSMAN STEVEN A | CEO | Award / Grant | 2,325,581 | $0.43 | $1,000,000 | 2,325,581 | Dec 15, 2016 |
| LEVITT DANIEL J | EVP and Chief Medical Officer | Award / Grant | 100,000 | — | — | 161,036 | Jan 1, 2014 |
| LEVITT DANIEL J | EVP and Chief Medical Officer | Award / Grant | 100,000 | — | — | 157,983 | Jan 1, 2014 |
| LEVITT DANIEL J | EVP and Chief Medical Officer | Award / Grant | 100,000 | — | — | 157,706 | Jan 1, 2014 |
| LEVITT DANIEL J | EVP and Chief Medical Officer | Award / Grant | 100,000 | — | — | 214,286 | Jan 1, 2014 |
| Patterson Scott Bradford | — | Purchase | 334,979 | $2.40 | $803,950 | 4,577,605 | Dec 10, 2013 |
| Patterson Scott Bradford | — | Purchase | 42,131 | $2.35 | $99,008 | 4,912,584 | Dec 2, 2013 |
| Patterson Scott Bradford | — | Purchase | 50,000 | $2.06 | $103,000 | 4,627,605 | Nov 7, 2013 |
| Patterson Scott Bradford | — | Purchase | 4,083 | $2.70 | $11,024 | 4,577,605 | Apr 1, 2013 |
| Patterson Scott Bradford | — | Purchase | 3,980 | $2.61 | $10,388 | 4,573,522 | Mar 20, 2013 |
| Patterson Scott Bradford | — | Purchase | 24,100 | $2.58 | $62,178 | 4,561,122 | Mar 18, 2013 |
| Patterson Scott Bradford | — | Purchase | 55,000 | $2.67 | $146,850 | 4,533,662 | Mar 13, 2013 |
| LEVITT DANIEL J | EVP & Chief Medical Officer | Award / Grant | 100,000 | — | — | 114,286 | Dec 31, 2012 |
| LEVITT DANIEL J | Chief Medical Officer | Award / Grant | 100,000 | — | — | 200,000 | Dec 31, 2012 |
| Patterson Scott Bradford | — | Purchase | 115,000 | $2.51 | $288,650 | 4,478,662 | Oct 19, 2012 |
| Patterson Scott Bradford | — | Purchase | 1,200,000 | $2.50 | $3,000,000 | 4,298,662 | Oct 18, 2012 |
| Patterson Scott Bradford | — | Purchase | 13,000 | $5.32 | $69,160 | 3,066,838 | Jun 28, 2012 |
| Patterson Scott Bradford | — | Purchase | 17,835 | $5.16 | $92,029 | 3,053,838 | Jun 21, 2012 |
| Patterson Scott Bradford | — | Purchase | 7,283 | $4.65 | $33,866 | 3,026,376 | Jun 19, 2012 |
| Patterson Scott Bradford | — | Purchase | 10,976 | $3.83 | $42,038 | 3,001,704 | Jun 15, 2012 |
| Patterson Scott Bradford | — | Purchase | 14,176 | $3.88 | $55,003 | 2,990,728 | Jun 12, 2012 |
| Patterson Scott Bradford | — | Purchase | 23,399 | $3.80 | $88,916 | 2,970,958 | Jun 8, 2012 |
| Patterson Scott Bradford | — | Purchase | 53,635 | $3.85 | $206,495 | 2,926,626 | Jun 5, 2012 |
| Patterson Scott Bradford | — | Purchase | 221,000 | $3.53 | $780,130 | 2,863,292 | May 31, 2012 |
| LINK MAX | — | Purchase | 68,789 | $0.31 | $21,325 | 123,765 | Feb 23, 2012 |
| CALOZ JOHN Y | Chief Financial Officer | Purchase | 21,141 | $0.33 | $6,977 | 31,792 | Feb 22, 2012 |
| SELTER MARVIN R | — | Purchase | 100,000 | $0.31 | $31,000 | 253,193 | Feb 22, 2012 |
| Wennekamp Richard L. | — | Purchase | 74,455 | $0.33 | $24,570 | 116,965 | Feb 22, 2012 |
| LEVITT DANIEL J | Chief Medical Officer | Purchase | 100,000 | $0.29 | $29,000 | 100,000 | Feb 22, 2012 |
| Levin Ben | GC/VP Legal Affairs/Secy | Purchase | 22,329 | $0.33 | $7,369 | 33,578 | Feb 22, 2012 |
| KRIEGSMAN STEVEN A | Chief Executive Officer | Purchase | 105,517 | $0.33 | $34,821 | 4,179,776 | Feb 22, 2012 |
| Tepper Mark | Vice President | Option Exercise | 75,000 | $2.41 | $180,750 | 75,000 | May 9, 2007 |
| Tepper Mark | Vice President | Option Exercise | 45,000 | $2.41 | $108,450 | 45,000 | May 2, 2007 |
| LINK MAX | — | Option Exercise | 2,500 | $1.00 | $2,500 | 33,749 | Apr 27, 2007 |
| Tepper Mark | Vice President | Option Exercise | 75,000 | $2.41 | $180,750 | 75,000 | Apr 27, 2007 |