OPPENHEIMER HOLDINGS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Friedman Paul M | — | Award / Grant | 2,500 | — | — | 20,000 | Jan 27, 2022 |
| Glasser Teresa | — | Award / Grant | 2,500 | — | — | 10,000 | Jan 27, 2022 |
| Dwyer Timothy Martin | — | Award / Grant | 2,500 | — | — | 20,000 | Jan 27, 2022 |
| ROTH R LAWRENCE | — | Award / Grant | 2,500 | — | — | 10,000 | Jan 27, 2022 |
| Lowenthal Robert S | — | Purchase | 13 | $46.66 | $591 | 3,950 | Dec 31, 2021 |
| OUGHTRED A WINN | — | Sale | 5,000 | $52.23 | $261,150 | 18,150 | Nov 3, 2021 |
| McNAMARA DENNIS P | Secretary | Sale | 3,151 | $49.69 | $156,573 | 37,816 | May 5, 2021 |
| ALFANO JEFFREY J | CFO | Sale | 6,831 | $49.48 | $337,998 | 42,090 | May 4, 2021 |
| LOWENTHAL ALBERT G | CEO | Purchase | 331 | $46.69 | $15,465 | 15,795 | Feb 26, 2021 |
| Lowenthal Robert S | — | Other | 4,678 | — | — | 60,560 | Feb 23, 2021 |
| McNAMARA DENNIS P | Secretary | Other | 3,677 | — | — | 56,014 | Feb 23, 2021 |
| ALFANO JEFFREY J | CFO | Award / Grant | 4,678 | — | — | 75,834 | Feb 23, 2021 |
| EHRHARDT WILLIAM | — | Award / Grant | 2,500 | — | — | 32,350 | Jan 28, 2021 |
| Glasser Teresa | — | Award / Grant | 2,500 | — | — | 7,500 | Jan 28, 2021 |
| OUGHTRED A WINN | — | Award / Grant | 2,500 | — | — | 23,150 | Jan 28, 2021 |
| ROTH R LAWRENCE | — | Award / Grant | 2,500 | — | — | 7,500 | Jan 28, 2021 |
| Dwyer Timothy Martin | — | Award / Grant | 2,500 | — | — | 17,500 | Jan 28, 2021 |
| BEHRENS EVAN | — | Award / Grant | 2,500 | — | — | 13,500 | Jan 28, 2021 |
| Friedman Paul M | — | Award / Grant | 2,500 | — | — | 17,500 | Jan 28, 2021 |
| LOWENTHAL ALBERT G | CEO | Purchase | 73 | $24.03 | $1,743 | 14,599 | Dec 30, 2020 |
| Lowenthal Robert S | — | Purchase | 21 | $21.10 | $449 | 3,761 | Dec 4, 2020 |
| Friedman Paul M | — | Award / Grant | 2,500 | — | — | 15,000 | Feb 28, 2020 |
| OUGHTRED A WINN | — | Award / Grant | 2,500 | — | — | 20,650 | Feb 28, 2020 |
| EHRHARDT WILLIAM | — | Award / Grant | 2,500 | — | — | 29,850 | Feb 28, 2020 |
| ROTH R LAWRENCE | — | Award / Grant | 2,500 | — | — | 5,000 | Feb 28, 2020 |
| Glasser Teresa | — | Award / Grant | 2,500 | — | — | 5,000 | Feb 28, 2020 |
| Dwyer Timothy Martin | — | Award / Grant | 2,500 | — | — | 15,000 | Feb 28, 2020 |
| BEHRENS EVAN | — | Award / Grant | 2,500 | — | — | 11,000 | Feb 28, 2020 |
| Lowenthal Robert S | — | Other | 2,339 | — | — | 55,882 | Feb 25, 2020 |
| McNAMARA DENNIS P | Secretary | Other | 2,983 | — | — | 52,337 | Feb 25, 2020 |
| ALFANO JEFFREY J | CFO | Other | 2,339 | — | — | 71,156 | Feb 25, 2020 |
| Lowenthal Robert S | — | Other | 5,883 | — | — | 53,543 | Jan 28, 2020 |
| McNAMARA DENNIS P | Secretary | Other | 1,588 | — | — | 49,354 | Jan 28, 2020 |
| ALFANO JEFFREY J | CFO | Other | 1,470 | — | — | 68,817 | Jan 28, 2020 |
| LOWENTHAL ALBERT G | CEO | Other | 39,635 | — | — | 88,554 | Jan 25, 2020 |
| Lowenthal Robert S | — | Other | 9,030 | — | — | 47,660 | Jan 25, 2020 |
| McNAMARA DENNIS P | Secretary | Other | 3,042 | — | — | 47,766 | Jan 25, 2020 |
| ALFANO JEFFREY J | CFO | Other | 5,012 | — | — | 67,347 | Jan 25, 2020 |
| OUGHTRED A WINN | — | Sale | 10,000 | $31.02 | $310,200 | 18,150 | Sep 18, 2019 |
| OUGHTRED A WINN | — | Award / Grant | 2,500 | — | — | 28,150 | Feb 28, 2019 |
| EHRHARDT WILLIAM | — | Award / Grant | 2,500 | — | — | 27,350 | Feb 28, 2019 |
| Friedman Paul M | — | Award / Grant | 2,500 | — | — | 12,500 | Feb 28, 2019 |
| ROTH R LAWRENCE | — | Award / Grant | 2,500 | — | — | 2,500 | Feb 28, 2019 |
| Glasser Teresa | — | Award / Grant | 2,500 | — | — | 2,500 | Feb 28, 2019 |
| Dwyer Timothy Martin | — | Award / Grant | 2,500 | — | — | 12,500 | Feb 28, 2019 |
| BEHRENS EVAN | — | Award / Grant | 2,500 | — | — | 8,500 | Feb 28, 2019 |
| LOWENTHAL ALBERT G | CEO | Purchase | 62 | $27.83 | $1,730 | 14,527 | Feb 28, 2019 |
| Lowenthal Robert S | — | Purchase | 16 | $25.93 | $403 | 3,689 | Feb 28, 2019 |
| McNAMARA DENNIS P | Secretary | Other | 1,320 | — | — | 44,724 | Feb 26, 2019 |
| ALFANO JEFFREY J | CFO | Other | 1,235 | — | — | 62,335 | Feb 26, 2019 |