DLH Holdings Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ALDERMAN WILLIAM H | — | Sale | 18,390 | $5.35 | $98,387 | 38,036 | Jun 4, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 2,166 | $5.50 | $11,913 | 56,426 | May 31, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 7,150 | $5.70 | $40,755 | 75,000 | Mar 12, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 606 | $5.80 | $3,515 | 84,250 | Mar 9, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 3,334 | $5.87 | $19,571 | 89,232 | Mar 6, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 2,087 | $5.80 | $12,105 | 92,966 | Mar 2, 2018 |
| JohnBull Kathryn M. | Chief Financial Officer | Purchase | 2,084 | $5.80 | $12,087 | 102,654 | Feb 28, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 400 | $5.76 | $2,304 | 110,653 | Feb 28, 2018 |
| ALDERMAN WILLIAM H | — | Sale | 100 | $5.80 | $580 | 111,953 | Feb 22, 2018 |
| WYNNEFIELD CAPITAL MANAGEMENT LLC | — | Sale | 200,000 | $6.00 | $1,200,000 | 2,918,015 | Feb 15, 2018 |
| Parker Zachary | CEO and President | Purchase | 3,015 | $6.33 | $19,085 | 141,432 | Dec 15, 2017 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | — | Sale | 101,985 | $6.15 | $627,208 | 3,118,015 | Dec 12, 2017 |
| Murphy Frances M | — | Award / Grant | 13,750 | — | — | 28,125 | Nov 9, 2017 |
| Wasserman Frederick Gerald | — | Award / Grant | 16,250 | — | — | 205,414 | Nov 9, 2017 |
| DELANEY MARTIN J | — | Award / Grant | 15,000 | — | — | 248,146 | Nov 9, 2017 |
| Yerks Austin J. III | — | Award / Grant | 15,000 | — | — | 71,875 | Nov 9, 2017 |
| ALLEN JAMES P | — | Award / Grant | 3,125 | — | — | 3,125 | Nov 9, 2017 |
| Granger Elder | — | Award / Grant | 15,000 | — | — | 59,149 | Nov 9, 2017 |
| ALDERMAN WILLIAM H | — | Award / Grant | 15,000 | — | — | 112,053 | Nov 9, 2017 |
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | — | Sale | 16,140 | $6.11 | $98,615 | 1,132,983 | Sep 14, 2017 |
| Wilson Kevin | President, DLH Solutions | Option Exercise | 150,000 | $1.66 | $249,000 | 317,413 | Sep 13, 2017 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Sale | 169,786 | $6.02 | $1,022,112 | 3,272,343 | Aug 31, 2017 |
| ALDERMAN WILLIAM H | — | Sale | 300 | $5.78 | $1,734 | 110,003 | Aug 28, 2017 |
| ALDERMAN WILLIAM H | — | Sale | 100 | $5.85 | $585 | 123,203 | Aug 24, 2017 |
| ALDERMAN WILLIAM H | — | Sale | 1,220 | $6.04 | $7,369 | 140,207 | Aug 23, 2017 |
| Fisher Helene Loraine | Pres, Mission Svcs & Solutions | Purchase | 1,100 | $5.45 | $5,995 | 1,200 | May 26, 2017 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Purchase | 95 | $5.05 | $480 | 1,238,291 | May 24, 2017 |
| Parker Zachary | CEO and President | Purchase | 1,000 | $5.13 | $5,130 | 138,417 | May 23, 2017 |
| Parker Zachary | CEO and President | Purchase | 261 | $4.75 | $1,240 | 137,417 | May 18, 2017 |
| LANDES JOSHUA | — | Purchase | 684 | $4.70 | $3,215 | 3,441,924 | May 18, 2017 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Purchase | 69 | $4.70 | $324 | 1,237,482 | May 15, 2017 |
| Wilson Kevin | President, DLH Solutions | Sale | 10,000 | $5.80 | $58,000 | 167,413 | Dec 29, 2016 |
| Yerks Austin J. III | — | Award / Grant | 15,625 | — | — | 56,875 | Nov 10, 2016 |
| Wasserman Frederick Gerald | — | Award / Grant | 16,250 | — | — | 189,164 | Nov 10, 2016 |
| Murphy Frances M | — | Award / Grant | 14,375 | — | — | 14,375 | Nov 10, 2016 |
| Granger Elder | — | Award / Grant | 15,625 | — | — | 44,149 | Nov 10, 2016 |
| DELANEY MARTIN J | — | Award / Grant | 15,625 | — | — | 233,146 | Nov 10, 2016 |
| ALDERMAN WILLIAM H | — | Award / Grant | 16,250 | — | — | 146,922 | Nov 10, 2016 |
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | — | X | 143,677 | $3.73 | $535,915 | 2,248,231 | Sep 29, 2016 |
| Wasserman Frederick Gerald | — | X | 10,789 | $3.73 | $40,243 | 172,914 | Sep 29, 2016 |
| Parker Zachary | CEO and President | X | 8,762 | $3.73 | $32,682 | 137,124 | Sep 29, 2016 |
| Granger Elder | — | Option Exercise | 12,500 | $1.88 | $23,500 | 28,524 | Sep 29, 2016 |
| DELANEY MARTIN J | — | X | 23,636 | $3.73 | $88,162 | 217,521 | Sep 29, 2016 |
| ALDERMAN WILLIAM H | — | X | 2,681 | $3.73 | $10,000 | 130,672 | Sep 29, 2016 |
| JohnBull Kathryn M. | Chief Financial Officer | X | 12,654 | $3.73 | $47,199 | 72,654 | Sep 29, 2016 |
| Wilson Kevin | President, DLH Solutions | Option Exercise | 100,000 | $1.23 | $123,000 | 211,020 | Dec 28, 2015 |
| Yerks Austin J. III | — | Award / Grant | 15,000 | — | — | 41,250 | Dec 22, 2015 |
| JOHNSON T STEPHEN | — | Award / Grant | 16,250 | — | — | 79,429 | Dec 22, 2015 |
| Granger Elder | — | Award / Grant | 15,000 | — | — | 15,000 | Dec 22, 2015 |
| DELANEY MARTIN J | — | Award / Grant | 15,000 | — | — | 193,885 | Dec 22, 2015 |