DLH Holdings Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wasserman Frederick Gerald | — | Award / Grant | 10,473 | — | — | 248,304 | Oct 1, 2020 |
| ZELKOWICZ STEPHEN | — | Award / Grant | 8,784 | — | — | 8,784 | Oct 1, 2020 |
| Murphy Frances M | — | Award / Grant | 8,784 | — | — | 75,659 | Oct 1, 2020 |
| ALLEN JAMES P | — | Award / Grant | 8,784 | — | — | 50,242 | Oct 1, 2020 |
| Granger Elder | — | Award / Grant | 8,784 | — | — | 107,100 | Oct 1, 2020 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Purchase | 2,482 | $8.73 | $21,668 | 1,048,748 | Aug 10, 2020 |
| WYNNEFIELD CAPITAL MANAGEMENT LLC | — | Purchase | 3,043 | $7.30 | $22,214 | 2,812,219 | Jun 12, 2020 |
| Wilson Kevin | President, DLH Solutions | Sale | 15,000 | $8.00 | $120,000 | 270,006 | May 27, 2020 |
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | — | Purchase | 1,829 | $4.56 | $8,340 | 1,039,837 | Feb 25, 2020 |
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | — | Purchase | 2,301 | $4.50 | $10,355 | 2,733,588 | Feb 20, 2020 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | — | Purchase | 30,004 | $4.59 | $137,718 | 2,731,287 | Feb 19, 2020 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | — | Purchase | 866 | $4.56 | $3,949 | 2,695,343 | Feb 14, 2020 |
| Parker Zachary | CEO and President | Option Exercise | 72,873 | $1.03 | $75,059 | 441,336 | Jan 27, 2020 |
| Parker Zachary | CEO and President | Option Exercise | 252,127 | $1.03 | $259,691 | 419,483 | Jan 21, 2020 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | — | Purchase | 21,894 | $4.00 | $87,576 | 2,677,772 | Dec 19, 2019 |
| DELANEY MARTIN J | — | Purchase | 10,000 | $4.00 | $40,000 | 298,146 | Dec 19, 2019 |
| ALDERMAN WILLIAM H | — | Sale | 51,897 | $4.00 | $207,588 | — | Dec 19, 2019 |
| JohnBull Kathryn M. | Chief Financial Officer | Purchase | 10,000 | $4.00 | $40,000 | 142,654 | Dec 17, 2019 |
| Granger Elder | — | Award / Grant | 12,500 | — | — | 98,316 | Nov 7, 2019 |
| ALLEN JAMES P | — | Award / Grant | 12,500 | — | — | 41,458 | Nov 7, 2019 |
| ALDERMAN WILLIAM H | — | Award / Grant | 12,500 | — | — | 64,397 | Nov 7, 2019 |
| Murphy Frances M | — | Award / Grant | 12,500 | — | — | 66,875 | Nov 7, 2019 |
| DELANEY MARTIN J | — | Award / Grant | 12,500 | — | — | 288,146 | Nov 7, 2019 |
| Wasserman Frederick Gerald | — | Award / Grant | 15,000 | — | — | 237,831 | Nov 7, 2019 |
| Yerks Austin J. III | — | Award / Grant | 12,500 | — | — | 111,875 | Nov 7, 2019 |
| WYNNEFIELD CAPITAL MANAGEMENT LLC | — | Purchase | 2,506 | $4.25 | $10,651 | 2,653,202 | Aug 9, 2019 |
| Wilson Kevin | President, DLH Solutions | Sale | 20,000 | $6.01 | $120,200 | 285,006 | Mar 15, 2019 |
| OBUS NELSON | — | Sale | 16,539 | $6.00 | $99,234 | 968,243 | Mar 15, 2019 |
| Wynnefield Capital, Inc. Profit Sharing Plan | — | Sale | 51,874 | $6.02 | $312,281 | 1,005,915 | Mar 8, 2019 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Sale | 16,940 | $6.30 | $106,722 | 2,883,361 | Mar 5, 2019 |
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | — | Sale | 17,714 | $6.30 | $111,598 | 2,900,301 | Feb 25, 2019 |
| ALDERMAN WILLIAM H | — | Sale | 13,139 | $6.28 | $82,513 | 51,897 | Feb 25, 2019 |
| Parker Zachary | CEO and President | Option Exercise | 25,000 | $1.03 | $25,750 | 167,356 | Dec 20, 2018 |
| Wasserman Frederick Gerald | — | Award / Grant | 15,000 | — | — | 222,831 | Dec 19, 2018 |
| ALDERMAN WILLIAM H | — | Award / Grant | 12,500 | — | — | 65,036 | Dec 19, 2018 |
| Granger Elder | — | Award / Grant | 12,500 | — | — | 85,816 | Dec 19, 2018 |
| DELANEY MARTIN J | — | Award / Grant | 12,500 | — | — | 275,646 | Dec 19, 2018 |
| ALLEN JAMES P | — | Award / Grant | 12,500 | — | — | 28,958 | Dec 19, 2018 |
| Murphy Frances M | — | Award / Grant | 12,500 | — | — | 54,375 | Dec 19, 2018 |
| Yerks Austin J. III | — | Award / Grant | 12,500 | — | — | 99,375 | Dec 19, 2018 |
| JohnBull Kathryn M. | Chief Financial Officer | Option Exercise | 10,000 | $1.34 | $13,400 | 112,654 | Dec 18, 2018 |
| Wasserman Frederick Gerald | — | Award / Grant | 15,417 | — | — | 207,831 | Nov 9, 2018 |
| Granger Elder | — | Award / Grant | 14,167 | — | — | 73,316 | Nov 9, 2018 |
| ALLEN JAMES P | — | Award / Grant | 13,333 | — | — | 16,458 | Nov 9, 2018 |
| Yerks Austin J. III | — | Award / Grant | 15,000 | — | — | 86,875 | Nov 9, 2018 |
| ALDERMAN WILLIAM H | — | Award / Grant | 15,000 | — | — | 52,536 | Nov 9, 2018 |
| Murphy Frances M | — | Award / Grant | 13,750 | — | — | 41,875 | Nov 9, 2018 |
| DELANEY MARTIN J | — | Award / Grant | 15,000 | — | — | 263,146 | Nov 9, 2018 |
| Wilson Kevin | President, DLH Solutions | Sale | 30,000 | $5.00 | $150,000 | 305,006 | Sep 12, 2018 |
| Wasserman Frederick Gerald | — | Sale | 3,000 | $5.36 | $16,080 | 192,414 | Jun 6, 2018 |