DSS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Chan Heng Fai Ambrose | — | Tax Withholding | 200,000 | $0.75 | $150,000 | 500,000 | Sep 12, 2017 |
| Chan Heng Fai Ambrose | — | Purchase | 800,000 | $0.75 | $600,000 | 1,100,000 | Sep 8, 2017 |
| Ronaldi Jeffrey | CEO | Purchase | 5,739 | $0.71 | $4,075 | 315,542 | Aug 22, 2017 |
| Ronaldi Jeffrey | CEO | Purchase | 4,339 | $0.66 | $2,864 | 308,268 | Aug 18, 2017 |
| Ronaldi Jeffrey | CEO | Award / Grant | 25,000 | — | — | 297,303 | Jan 12, 2017 |
| Bzdick Robert B. | President | Award / Grant | 50,000 | — | — | 304,996 | Jan 12, 2017 |
| SANDERS JOSEPH L. | — | Purchase | 1,250 | $0.64 | $800 | 238,669 | Dec 15, 2016 |
| JONES PHILIP A | CFO | Purchase | 10,000 | $0.66 | $6,600 | 64,688 | Dec 15, 2016 |
| FAGENSON ROBERT B | — | Purchase | 1,653 | $0.70 | $1,157 | 297,931 | Dec 1, 2016 |
| FAGENSON ROBERT B | — | Purchase | 2,347 | $0.71 | $1,666 | 296,278 | Nov 28, 2016 |
| SANDERS JOSEPH L. | — | Purchase | 3,000 | $0.65 | $1,950 | 237,419 | Nov 28, 2016 |
| Ronaldi Jeffrey | CEO | Award / Grant | 125,000 | — | — | 272,303 | Nov 17, 2016 |
| JONES PHILIP A | CFO | Award / Grant | 50,000 | — | — | 54,688 | Nov 17, 2016 |
| Ronaldi Jeffrey | CEO | Purchase | 50,000 | $0.50 | $25,000 | 147,303 | Nov 16, 2016 |
| FAGENSON ROBERT B | — | Purchase | 1,874 | $0.63 | $1,181 | 293,931 | Sep 29, 2016 |
| FAGENSON ROBERT B | — | Purchase | 101 | $0.61 | $62 | 292,057 | Sep 27, 2016 |
| FAGENSON ROBERT B | — | Purchase | 1,025 | $0.61 | $625 | 291,956 | Sep 23, 2016 |
| Ronaldi Jeffrey | CEO | Purchase | 100 | $0.23 | $23 | 296,587 | May 19, 2016 |
| SANDERS JOSEPH L. | — | Purchase | 10,000 | $0.21 | $2,100 | 937,673 | May 18, 2016 |
| SANDERS JOSEPH L. | — | Purchase | 227,273 | $0.22 | $50,000 | 927,673 | Oct 21, 2015 |
| FAGENSON ROBERT B | — | Purchase | 454,545 | $0.22 | $100,000 | 1,335,321 | Sep 15, 2015 |
| Bzdick Robert B. | President | Purchase | 454,545 | $0.22 | $100,000 | 1,019,982 | Sep 15, 2015 |
| Hurwitz Warren | — | Award / Grant | 15,000 | — | — | 15,000 | Jan 9, 2015 |
| Perrelli Jonathon | — | Award / Grant | 15,000 | — | — | 15,000 | Jan 9, 2015 |
| HARDIGAN PETER | Chief Operating Officer | Award / Grant | 62,500 | — | — | 121,740 | Dec 18, 2014 |
| Ronaldi Jeffrey | CEO | Award / Grant | 125,000 | — | — | 296,187 | Dec 18, 2014 |
| JONES PHILIP A | CFO | Award / Grant | 18,750 | — | — | 18,750 | Dec 18, 2014 |
| HARDIGAN PETER | Chief Operating Officer | Sale | 81,834 | $0.48 | $39,280 | — | Dec 15, 2014 |
| Ronaldi Jeffrey | CEO | Purchase | 96,154 | $0.56 | $53,846 | 171,187 | Dec 12, 2014 |
| Ronaldi Jeffrey | Chief Executive Officer | Purchase | 4,588 | $1.10 | $5,047 | 94,613 | May 15, 2014 |
| FAGENSON ROBERT B | — | Award / Grant | 61,286 | — | — | 880,776 | Mar 13, 2014 |
| GREENSTEIN IRA A | — | Award / Grant | 18,857 | — | — | 28,857 | Mar 13, 2014 |
| Klein David Eric | — | Award / Grant | 3,882 | — | — | 3,882 | Mar 13, 2014 |
| FAGENSON ROBERT B | — | Purchase | 5,000 | $1.29 | $6,450 | 819,500 | Sep 13, 2013 |
| Ronaldi Jeffrey | Chief Executive Officer | Purchase | 7,684 | $1.28 | $9,836 | 90,025 | Sep 12, 2013 |
| HARDIGAN PETER | Chief Operating Officer | Purchase | 5,000 | $1.28 | $6,400 | 109,123 | Sep 12, 2013 |
| FAGENSON ROBERT B | — | Purchase | 2,000 | $1.13 | $2,260 | 811,500 | Sep 12, 2013 |
| Bzdick Robert B. | President | Purchase | 12,800 | $1.30 | $16,640 | 561,037 | Sep 12, 2013 |
| FAGENSON ROBERT B | — | Purchase | 6,000 | $2.18 | $13,080 | 809,500 | Aug 10, 2011 |
| ROY MICHAEL J | PRESIDENT, DIGITAL DIVISION | Other | 5,992 | — | — | 41,176 | Jul 15, 2011 |
| White Patrick | Chief Executive Officer | Purchase | 1,800 | $3.20 | $5,760 | 812,600 | May 24, 2011 |
| White Patrick | Chief Executive Officer | Purchase | 3,600 | $3.22 | $11,592 | 810,800 | May 23, 2011 |
| White Patrick | Chief Executive Officer | Purchase | 5,600 | $3.25 | $18,200 | 807,200 | May 20, 2011 |
| WICKER DAVID MICHAEL | VP, Research and Development | Other | 39,999 | — | — | 124,834 | Feb 22, 2011 |
| Bzdick Robert B. | COO | Sale | 4,320 | $5.31 | $22,939 | 515,437 | Dec 15, 2010 |
| Bzdick Robert B. | COO | Sale | 12,400 | $3.47 | $43,028 | 553,657 | Oct 4, 2010 |
| Bzdick Robert B. | COO | Sale | 3,050 | $3.40 | $10,370 | — | Oct 1, 2010 |
| Bzdick Robert B. | COO | Sale | 40,000 | $3.40 | $136,000 | 587,175 | Sep 24, 2010 |
| Bzdick Robert B. | COO | Sale | 8,382 | $3.58 | $30,008 | 641,305 | Sep 23, 2010 |
| Bzdick Robert B. | COO | Sale | 25,700 | $3.61 | $92,777 | 664,587 | Sep 21, 2010 |