Broad Street Realty, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| POLLY HARVEY J | — | Sale | 2,000,000 | $0.12 | $240,000 | 486,250 | Nov 10, 2009 |
| MARINO GARY O | President and CEO | Option Exercise | 250,000 | $0.15 | $37,500 | 1,710,613 | Nov 2, 2009 |
| DENNIS PAUL S | VP and Treasurer | Option Exercise | 250,000 | $0.15 | $37,500 | 2,481,250 | Nov 2, 2009 |
| MARINO GARY O | President and CEO | Purchase | 225,000 | $0.07 | $15,750 | 1,460,613 | Feb 3, 2009 |
| MARKS BENNETT | VP and CFO | Purchase | 112,500 | $0.07 | $7,875 | 261,354 | Feb 3, 2009 |
| MARINO GARY O | Chairman of the Board | Purchase | 400 | $0.30 | $120 | 1,235,613 | Oct 17, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 420 | $0.40 | $168 | 1,235,213 | Sep 19, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 5,000 | $0.36 | $1,800 | 1,234,793 | Sep 18, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 1,000 | $0.40 | $400 | 1,229,793 | Sep 12, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 2,000 | $0.35 | $700 | 1,228,793 | Sep 10, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 10,000 | $0.48 | $4,800 | 1,224,793 | Sep 3, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 7,500 | $0.48 | $3,600 | 1,214,793 | Aug 29, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 5,000 | $0.48 | $2,400 | 1,207,293 | Aug 25, 2008 |
| DENNIS PAUL S | Interim CEO and CFO | Purchase | 2,500 | $0.55 | $1,375 | 2,231,250 | Aug 7, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 3,351 | $0.50 | $1,676 | 1,202,293 | Aug 5, 2008 |
| MARINO GARY O | Chairman of the Board | Purchase | 3,525 | $0.51 | $1,798 | 1,198,942 | Jul 30, 2008 |
| Scott Andrew H | Interim CEO | Purchase | 20,000 | $0.49 | $9,800 | 940,833 | Oct 19, 2007 |
| Scott Andrew H | Interim CEO | Purchase | 20,000 | $0.42 | $8,400 | 920,833 | Sep 5, 2007 |
| MARINO GARY O | — | Award / Grant | 1,000,000 | $0.10 | $100,000 | 1,195,417 | Jun 8, 2007 |
| DENNIS PAUL S | Interim CFO | Purchase | 1,500,000 | $0.10 | $150,000 | 2,221,250 | Jun 8, 2007 |
| POLLY HARVEY J | — | Purchase | 1,500,000 | $0.10 | $150,000 | 2,486,250 | Jun 8, 2007 |
| Scott Andrew H | Interim CEO | Purchase | 450,000 | $0.10 | $45,000 | 840,833 | Jun 8, 2007 |