Broad Street Realty, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Topchy Alexander | Chief Financial Officer | Award / Grant | 16,761 | — | — | 151,880 | Oct 6, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 166,700 | — | — | 2,607,245 | Oct 6, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 43,605 | — | — | 2,440,545 | Oct 1, 2021 |
| Topchy Alexander | Chief Financial Officer | Award / Grant | 14,535 | — | — | 135,119 | Oct 1, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 5,750 | $2.62 | $15,065 | 2,396,940 | Sep 30, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 13,240 | $2.42 | $32,041 | 2,391,190 | Sep 27, 2021 |
| Spiritos Samuel M | — | Purchase | 6,000 | $2.20 | $13,200 | 43,920 | Sep 1, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 3,300 | $2.37 | $7,821 | 2,377,950 | Aug 31, 2021 |
| Spiritos Samuel M | — | Purchase | 2,500 | $2.30 | $5,750 | 34,920 | Aug 30, 2021 |
| Neal Daniel J W | — | Purchase | 1,000 | $2.50 | $2,500 | 745,507 | Aug 27, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 2,200 | $2.30 | $5,060 | 2,374,650 | Aug 24, 2021 |
| Neal Daniel J W | — | Purchase | 4,592 | $2.22 | $10,194 | 744,507 | Aug 24, 2021 |
| FOSTER JEFFREY H | — | Purchase | 3,000 | $2.25 | $6,750 | 34,687 | Aug 24, 2021 |
| Neal Daniel J W | — | Purchase | 2,000 | $3.75 | $7,500 | 739,915 | Jun 30, 2021 |
| Neal Daniel J W | — | Purchase | 1,000 | $2.75 | $2,750 | 880,111 | Jun 28, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 100 | $3.50 | $350 | 2,371,950 | Jun 28, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 200 | $3.00 | $600 | 2,369,250 | Jun 25, 2021 |
| Neal Daniel J W | — | Purchase | 1,000 | $2.90 | $2,900 | 737,915 | Jun 24, 2021 |
| Neal Daniel J W | — | Purchase | 2,000 | $1.85 | $3,700 | 736,415 | Jun 8, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Purchase | 1,600 | $2.25 | $3,600 | 2,368,550 | Jun 8, 2021 |
| Spiritos Samuel M | — | Award / Grant | 13,827 | — | — | 13,827 | Jun 4, 2021 |
| Neal Daniel J W | — | Award / Grant | 9,879 | — | — | 37,255 | Jun 4, 2021 |
| Yockey Thomas M | — | Award / Grant | 216,458 | — | — | 2,393,985 | Jun 4, 2021 |
| Topchy Alexander | Chief Financial Officer | Award / Grant | 23,528 | — | — | 120,584 | Jun 4, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 216,458 | — | — | 2,366,950 | Jun 4, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 6,813 | — | — | 2,150,492 | May 26, 2021 |
| Neal Daniel J W | — | Award / Grant | 8,468 | — | — | 29,554 | May 26, 2021 |
| Yockey Thomas M | — | Award / Grant | 6,813 | — | — | 2,177,527 | May 26, 2021 |
| Topchy Alexander | Chief Financial Officer | Award / Grant | 775 | — | — | 97,056 | May 26, 2021 |
| Neal Daniel J W | — | Award / Grant | 119,935 | — | — | 632,389 | May 21, 2021 |
| Yockey Thomas M | — | Award / Grant | 139,533 | — | — | 2,170,714 | May 21, 2021 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 139,533 | — | — | 2,143,679 | May 21, 2021 |
| Bedi Vineet P. | — | Award / Grant | 14,535 | — | — | 14,535 | Dec 31, 2020 |
| Bencivenga Joseph C. | — | Award / Grant | 14,535 | — | — | 14,535 | Dec 31, 2020 |
| Neal Daniel J W | — | Award / Grant | 14,535 | — | — | 499,954 | Dec 31, 2020 |
| Spiritos Samuel M | — | Award / Grant | 14,535 | — | — | 14,535 | Dec 31, 2020 |
| Yockey Thomas M | — | Award / Grant | 12,500 | $3.44 | $43,000 | 2,031,181 | Dec 31, 2020 |
| FOSTER JEFFREY H | — | Award / Grant | 17,152 | $3.44 | $59,003 | 31,687 | Dec 31, 2020 |
| Neal Daniel J W | — | Award / Grant | 21,086 | — | — | 21,086 | Jul 2, 2020 |
| Topchy Alexander | Chief Financial Officer | Award / Grant | 9,822 | — | — | 96,281 | Jul 2, 2020 |
| Yockey Thomas M | — | Award / Grant | 86,451 | — | — | 2,004,146 | Jul 2, 2020 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 86,451 | — | — | 2,004,146 | Jul 2, 2020 |
| Jacoby Michael Z | Chief Executive Officer | Award / Grant | 1,645,576 | — | — | 1,645,576 | Dec 31, 2019 |
| Yockey Thomas M | — | Award / Grant | 272,119 | — | — | 1,917,695 | Dec 27, 2019 |
| Topchy Alexander | Chief Financial Officer | Award / Grant | 86,459 | — | — | 86,459 | Dec 27, 2019 |
| Neal Daniel J W | — | Award / Grant | 54,285 | — | — | 446,620 | Dec 27, 2019 |
| MARINO GARY O | — | Other | 181,264 | — | — | 132,850 | Jul 17, 2017 |
| DENNIS PAUL S | Interim President, CEO, CFO | Other | 1,000,000 | $0.15 | $150,000 | 1,093,961 | Jun 2, 2017 |
| MARINO GARY O | — | Other | 40,000 | — | — | 5,833 | Oct 18, 2016 |
| DENNIS PAUL S | — | Award / Grant | 40,000 | — | — | 392,959 | Aug 8, 2016 |