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U S GLOBAL INVESTORS INC — 40-APP/A Filings

2 40-APP/A filings on record

This page lists all 40-APP/A filings submitted to the SEC by U S GLOBAL INVESTORS INC (GROW), sorted by most recent first. Each row links to the full filing on EdgarLookup. U S GLOBAL INVESTORS INC has filed 2 40-APP/A documents with the SEC since 2013. To view all SEC filings by U S GLOBAL INVESTORS INC, see the full filings list.

Overview All Filings Financials Insiders
All 10-C 10-K 10-K/A 10-K405 10-Q 10-Q/A 11-K 13F-HR 13F-HR/A 144 3 4 4/A 40-APP 40-APP/A 424B3 497 5 5/A 8-K 8-K/A APP NTC APP ORDR CORRESP DEF 14A DEFA14A NT 10-K NT 10-Q POS AM PRE 14A S-3 S-8 S-8 POS SC 13D SC 13D/A SC 13G SC 13G/A SCHEDULE 13G SCHEDULE 13G/A UPLOAD
Form Description Accession Number Filed Period
40-APP/A AMENDED APPLICATION FOR EXEMPTION 0000894189-15-004935 Sep 25, 2015 —
40-APP/A 40-APP/A 0001104659-13-071902 Sep 24, 2013 —