Smart Powerr Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ku Guohua | Chief Executive Officer | Sale | 3,042 | $3.15 | $9,582 | 2,664,764 | Nov 22, 2017 |
| Wang Geyun | — | Gift | 30,000 | — | — | 30,000 | Nov 22, 2017 |
| Ku Guohua | CEO and Chairman of the Board | Gift | 706,943 | — | — | 31,879,074 | May 4, 2015 |
| Chong David Shawcheng | Chief Financial Officer | Gift | 200,000 | — | — | 200,000 | Feb 11, 2015 |
| Carlyle Holdings II GP L.L.C. | — | Sale | 1,142,857 | $1.75 | $2,000,000 | 8,248,233 | Nov 6, 2014 |
| CAGP, LTD. | — | Sale | 897,193 | $1.53 | $1,372,705 | 9,406,944 | Sep 25, 2014 |
| Ku Guohua | CEO and Chairman of the Board | Purchase | 13,829,074 | $1.37 | $18,945,831 | 32,586,017 | Sep 15, 2014 |
| Carlyle Group L.P. | — | Sale | 173,414 | $1.50 | $260,121 | 10,304,137 | Sep 9, 2014 |
| TC Group Cayman Investment Holdings, L.P. | — | Sale | 77,577 | $1.51 | $117,141 | 10,552,181 | Sep 5, 2014 |
| Carlyle Holdings II GP L.L.C. | — | Sale | 489,615 | $1.57 | $768,696 | 10,647,785 | Sep 3, 2014 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | — | Sale | 780,000 | $1.54 | $1,201,200 | 11,155,412 | Aug 29, 2014 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | — | Sale | 62,396 | $1.73 | $107,945 | 11,935,412 | Jul 28, 2014 |
| TC Group Cayman Investment Holdings, L.P. | — | Sale | 151,637 | $1.83 | $277,496 | 12,114,301 | Jul 14, 2014 |
| CAGP, LTD. | — | Sale | 200,000 | $2.00 | $400,000 | 12,265,938 | Jun 23, 2014 |
| Driscoll Timothy | — | Option Exercise | 10,000 | $1.85 | $18,500 | 10,000 | Nov 21, 2013 |
| Li Lanwei | Vice President | Tax Withholding | 86,331 | $2.78 | $240,000 | 213,669 | Aug 3, 2013 |
| Zhu Xiaogang | Principal Accounting Officer | Option Exercise | 120,000 | $0.80 | $96,000 | 120,000 | Aug 3, 2013 |
| Wu Zhigang | Vice President | Tax Withholding | 34,532 | $2.78 | $95,999 | 85,468 | Aug 3, 2013 |
| Chong David Shawcheng | Chief Financial Officer | Purchase | 100,000 | — | — | 100,000 | Sep 27, 2011 |
| CAGP GENERAL PARTNER, L.P. | — | C | 4,334,192 | $1.15 | $4,984,321 | 12,465,938 | Jul 21, 2011 |
| Ku Guohua | CEO and Chairman of the Board | Purchase | 5,500 | $2.13 | $11,715 | 18,749,843 | Jun 13, 2011 |
| Ku Guohua | CEO and Chairman of the Board | Sale | 159,352 | $1.00 | $159,352 | 18,706,943 | Jan 19, 2011 |
| Ku Guohua | CEO & Chairman | Other | 159,352 | — | — | 18,866,295 | Dec 8, 2009 |
| ZHENG HANQIAO | Pres & Chairman of the Board | Purchase | 18,706,943 | $0.40 | $7,482,777 | — | Dec 24, 2008 |
| Ku Guohua | Chief Executive Officer | Purchase | 18,706,943 | $0.40 | $7,482,777 | 18,706,943 | Dec 24, 2008 |
| CAGP GENERAL PARTNER, L.P. | — | C | 7,785,415 | $1.23 | $9,576,060 | 7,785,415 | Apr 29, 2008 |
| ZHENG HANQIAO | Pres. & Chairman of the Board | Gift | 600,000 | — | — | 18,706,943 | Mar 7, 2008 |
| Wu Guangyu | Chief Executive Officer | Gift | 600,000 | — | — | 600,000 | Mar 7, 2008 |
| ZHENG HANQIAO | — | Purchase | 11,146,080 | $1.23 | $13,709,678 | 19,306,943 | Nov 14, 2007 |
| Ku Guohua | Pres, Chairman, Chief Tech Off | Sale | 8,160,863 | $0.25 | $2,040,216 | — | Aug 23, 2007 |
| Ku Guohua | Pres, Chairman, Chief Tech Off | Sale | 623,410 | — | — | 8,160,863 | Aug 22, 2007 |
| ZHENG HANQIAO | — | Sale | 2,406,365 | — | — | — | Jun 21, 2007 |
| Ku Guohua | Pres, Chrmn, Chief Tech Offcr | Sale | 289,427 | — | — | 8,784,273 | Jun 21, 2007 |
| TAI CAIHUA | President and Chairman | Gift | 870,801 | — | — | 10,430,963 | Sep 8, 2005 |