STAAR SURGICAL CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Francese James E | VP, Global Marketing | Option Exercise | 16,666 | $6.71 | $111,829 | 38,626 | Mar 19, 2014 |
| Hughes Robin | Vice President, R&D | Sale | 2,840 | $14.91 | $42,344 | 59,650 | Mar 17, 2014 |
| Gesten Samuel J | VP, General Counsel | Award / Grant | 401 | $14.87 | $5,963 | 20,208 | Mar 15, 2014 |
| Francese James E | VP, Global Marketing | Sale | 4,540 | $14.90 | $67,646 | 21,960 | Mar 13, 2014 |
| Gesten Samuel J | VP, General Counsel | Sale | 1,890 | $14.91 | $28,180 | 25,307 | Mar 13, 2014 |
| Caldwell Barry G | — | Award / Grant | 30,000 | — | — | 313,839 | Mar 7, 2014 |
| Brown Stephen P | Vice President & Chief Financi | Award / Grant | 7,000 | — | — | 7,000 | Mar 7, 2014 |
| Hughes Robin | Vice President, Marketing | Award / Grant | 7,500 | — | — | 62,500 | Mar 7, 2014 |
| Francese James E | VP, Global Marketing | Award / Grant | 12,000 | — | — | 26,500 | Mar 7, 2014 |
| Gesten Samuel J | VP, General Counsel | Award / Grant | 5,000 | — | — | 27,197 | Mar 7, 2014 |
| Moore John C | — | Award / Grant | 10,000 | $10.31 | $103,100 | 78,800 | Mar 4, 2014 |
| TUNSTALL KATHRYN | — | Award / Grant | 1,585 | — | — | 1,585 | Jan 30, 2014 |
| BROADWOOD PARTNERS LP | — | Other | — | — | — | 6,887,095 | Dec 12, 2013 |
| Hughes Robin | Vice President, R&D | Sale | 29,053 | $12.83 | $372,750 | 48,500 | Nov 13, 2013 |
| Moore John C | — | Award / Grant | 10,000 | $5.81 | $58,100 | 68,800 | Nov 12, 2013 |
| Hughes Robin | Vice President, R&D | Sale | 177 | $13.00 | $2,301 | 78,323 | Nov 11, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 39,700 | $12.95 | $514,115 | 36,400 | Sep 3, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 33,515 | $11.65 | $390,450 | 36,400 | Aug 20, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 2,443 | $11.60 | $28,339 | 23,421 | Aug 13, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 685 | $11.70 | $8,014 | 36,400 | Aug 13, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 5,836 | $11.63 | $67,873 | 36,400 | Aug 9, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 5,836 | $11.63 | $67,873 | 25,864 | Aug 9, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 4,700 | $11.91 | $55,977 | 31,700 | Aug 6, 2013 |
| ANDREWS DEBORAH J | Vice President | Option Exercise | 834 | $7.86 | $6,555 | 37,234 | Aug 5, 2013 |
| BAILEY DON M | — | Disposition | 50,000 | $9.00 | $450,000 | 98,137 | May 15, 2013 |
| BAILEY DON M | — | Award / Grant | 10,800 | — | — | 108,937 | May 15, 2013 |
| SLACIK CHARLES P | — | Award / Grant | 2,000 | $9.19 | $18,380 | 9,400 | May 14, 2013 |
| Moore John C | — | Award / Grant | 10,800 | — | — | 58,800 | May 13, 2013 |
| LOGAN MARK B | — | Award / Grant | 10,800 | — | — | 32,400 | May 13, 2013 |
| SLACIK CHARLES P | — | Award / Grant | 5,400 | — | — | 7,400 | May 13, 2013 |
| MEIER RICHARD A | — | Award / Grant | 10,800 | — | — | 38,800 | May 13, 2013 |
| ANDREWS DEBORAH J | Vice President | Sale | 5,000 | $8.96 | $44,800 | 36,400 | May 9, 2013 |
| Gesten Samuel J | VP, General Counsel | Award / Grant | 1,697 | $5.62 | $9,537 | 16,697 | Mar 15, 2013 |
| Subrin Philippe | Vice President, Switzerland Op | Award / Grant | 7,500 | — | — | 56,500 | Mar 4, 2013 |
| Subrin Philippe | Vice President, Switzerland Op | Award / Grant | 7,500 | — | — | 56,500 | Mar 4, 2013 |
| Hughes Robin | Vice President, Marketing | Award / Grant | 7,500 | — | — | 71,000 | Mar 4, 2013 |
| Blickensdoerfer Hans-Martin | VP, International Marketing | Award / Grant | 7,500 | — | — | 85,700 | Mar 4, 2013 |
| ANDREWS DEBORAH J | Vice President | Award / Grant | 7,500 | — | — | 41,400 | Mar 4, 2013 |
| Blickensdoerfer Hans-Martin | VP, International Marketing | Award / Grant | 7,500 | — | — | 85,700 | Mar 4, 2013 |
| Gesten Samuel J | VP, General Counsel | Award / Grant | 7,500 | — | — | 35,000 | Mar 4, 2013 |
| Caldwell Barry G | — | Award / Grant | 15,000 | — | — | 266,839 | Mar 4, 2013 |
| Francese James E | VP, Global Marketing | Award / Grant | 7,500 | — | — | 7,500 | Mar 4, 2013 |
| Moore John C | — | Purchase | 5,000 | $5.46 | $27,300 | 45,000 | Dec 11, 2012 |
| ANDREWS DEBORAH J | VP & Chief Financial Officer | Option Exercise | 3,000 | $3.60 | $10,800 | 33,900 | Dec 7, 2012 |
| BROADWOOD PARTNERS LP | — | Purchase | 2,618 | $5.00 | $13,090 | 6,401,639 | Nov 15, 2012 |
| LOGAN MARK B | — | Purchase | 3,000 | $5.27 | $15,810 | 19,000 | Nov 15, 2012 |
| Caldwell Barry G | President and CEO | Purchase | 5,000 | $5.04 | $25,200 | 251,839 | Nov 14, 2012 |
| BROADWOOD CAPITAL INC | — | Purchase | 22,572 | $5.00 | $112,860 | 6,399,021 | Nov 2, 2012 |
| SLACIK CHARLES P | — | Award / Grant | 2,000 | — | — | 2,000 | Sep 13, 2012 |
| GOODMEN WILLIAM WALTER | Global VP, Human Resources | Option Exercise | 16,667 | $4.69 | $78,168 | 31,667 | Aug 20, 2012 |