SEI INVESTMENTS CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sharma Sanjay | See Remarks* | Award / Grant | 7,000 | — | — | 23,895 | Dec 12, 2024 |
| Denham Sean | Executive Vice President, CFO | Award / Grant | 15,000 | — | — | 60,000 | Dec 12, 2024 |
| McCabe Philip | See Remarks | Award / Grant | 7,000 | — | — | 50,544 | Dec 12, 2024 |
| Peterson Michael | EXECUTIVE VICE PRESIDENT | Award / Grant | 7,000 | — | — | 13,500 | Dec 12, 2024 |
| LANE MICHAEL | Executive Vice President | Award / Grant | 7,000 | — | — | 37,000 | Dec 12, 2024 |
| DORAN WILLIAM | — | Award / Grant | 2,175 | — | — | 663,561 | Dec 12, 2024 |
| GUARINO CARL | — | Award / Grant | 2,175 | — | — | 16,042 | Dec 12, 2024 |
| Brassington Jonathan | — | Award / Grant | 2,175 | — | — | 3,941 | Dec 12, 2024 |
| MCCARTHY KATHRYN | — | Award / Grant | 2,175 | — | — | 75,641 | Dec 12, 2024 |
| ROMEO CARMEN | — | Award / Grant | 2,175 | — | — | 1,579,827 | Dec 12, 2024 |
| MILLER STEPHANIE D. | — | Award / Grant | 2,175 | — | — | 3,941 | Dec 12, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 19,010 | $82.49 | $1,568,135 | 7,377,506 | Dec 4, 2024 |
| DORAN WILLIAM | — | Sale | 5,000 | $81.80 | $409,000 | 661,386 | Nov 26, 2024 |
| DORAN WILLIAM | — | Option Exercise | 5,000 | $40.64 | $203,200 | 666,386 | Nov 20, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 100,000 | $80.26 | $8,026,000 | 7,368,615 | Nov 7, 2024 |
| ROMEO CARMEN | — | Sale | 5,000 | $79.64 | $398,200 | 1,577,652 | Nov 6, 2024 |
| Peterson Michael | EXECUTIVE VICE PRESIDENT | Sale | 10,000 | $79.14 | $791,400 | 6,500 | Nov 6, 2024 |
| GUARINO CARL | — | Option Exercise | 10,000 | $40.64 | $406,400 | 21,431 | Oct 28, 2024 |
| McCabe Philip | EVP - Head of Investment Mgmt | Sale | 10,500 | $75.91 | $797,055 | 43,544 | Oct 28, 2024 |
| Hicke Ryan | Chief Executive Officer | Sale | 10,000 | $74.90 | $749,000 | 147,609 | Oct 25, 2024 |
| Peterson Michael | EVP and General Counsel | Sale | 4,562 | $75.04 | $342,332 | 6,500 | Oct 25, 2024 |
| McCabe Philip | EVP - Head of Investment Mgmt | Option Exercise | 10,500 | $40.64 | $426,720 | 43,544 | Sep 30, 2024 |
| LANE MICHAEL | Executive Vice President | Award / Grant | 30,000 | — | — | 30,000 | Sep 16, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 5,670 | $67.50 | $382,725 | 7,498,615 | Aug 29, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 61,000 | $67.36 | $4,108,960 | 7,504,285 | Aug 27, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 27,419 | $67.48 | $1,850,234 | 7,649,577 | Aug 26, 2024 |
| Hicke Ryan | CHIEF EXECUTIVE OFFICER | Option Exercise | 10,000 | $40.64 | $406,400 | 147,609 | Aug 22, 2024 |
| DORAN WILLIAM | — | Sale | 5,000 | $67.04 | $335,200 | 656,386 | Jun 24, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 475 | $67.91 | $32,257 | 7,676,996 | May 13, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 70,000 | $68.60 | $4,802,000 | 7,725,471 | May 9, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 19,363 | $72.14 | $1,396,847 | 7,865,471 | Mar 28, 2024 |
| WEST ALFRED P JR | Executive Chairman | Sale | 150,000 | $70.75 | $10,612,500 | 7,884,834 | Mar 26, 2024 |
| Denham Sean | Executive Vice President | Award / Grant | 45,000 | — | — | 45,000 | Mar 18, 2024 |
| Denham Sean | Executive Vice President | Award / Grant | 45,000 | — | — | 45,000 | Mar 18, 2024 |
| KLAUDER PAUL | EXECUTIVE VICE PRESIDENT | Sale | 2,000 | $69.80 | $139,600 | 20,752 | Mar 8, 2024 |
| Warner Mark Andrew | — | Sale | 3,000 | $67.31 | $201,930 | 1,300 | Feb 23, 2024 |
| Sharma Sanjay | See Remarks* | Option Exercise | 15,000 | $40.64 | $609,600 | 31,895 | Feb 12, 2024 |
| WITHROW WAYNE | EXECUTIVE VICE PRESIDENT | Option Exercise | 1,970 | $40.64 | $80,061 | 57,369 | Feb 7, 2024 |
| WITHROW WAYNE | EXECUTIVE VICE PRESIDENT | Sale | 700 | $65.90 | $46,130 | 55,399 | Feb 5, 2024 |
| ROMEO CARMEN | — | Gift | 12,700 | — | — | 1,577,652 | Dec 29, 2023 |
| DORAN WILLIAM | — | Gift | 7,500 | — | — | 666,111 | Dec 27, 2023 |
| GUARINO CARL | — | Award / Grant | 1,000 | — | — | 11,431 | Dec 15, 2023 |
| Peterson Michael | EVP and General Counsel | Award / Grant | 4,000 | — | — | 6,500 | Dec 15, 2023 |
| Hicke Ryan | Chief Executive Officer | Award / Grant | 30,000 | — | — | 137,609 | Dec 15, 2023 |
| McCabe Philip | EVP - Head of Investment Mgr | Award / Grant | 4,000 | — | — | 33,044 | Dec 15, 2023 |
| Sharma Sanjay | EVP (*Remarks) | Award / Grant | 4,000 | — | — | 16,895 | Dec 15, 2023 |
| WEST ALFRED P JR | Executive Chairman | Award / Grant | 4,000 | — | — | 8,034,834 | Dec 15, 2023 |
| MCCARTHY KATHRYN | — | Award / Grant | 1,000 | — | — | 73,466 | Dec 15, 2023 |
| ROMEO CARMEN | — | Award / Grant | 1,000 | — | — | 1,590,352 | Dec 15, 2023 |
| DORAN WILLIAM | — | Award / Grant | 1,000 | — | — | 673,611 | Dec 15, 2023 |