LISATA THERAPEUTICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 12,281 | $0.67 | $8,228 | 1,408,092 | Feb 15, 2012 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 13,061 | $0.63 | $8,228 | 1,395,811 | Jan 31, 2012 |
| RimAsia Capital Partners, L.P. | — | Gift | 120,000 | — | — | 22,529,874 | Jan 12, 2012 |
| Wei Eric | — | Gift | 120,000 | — | — | 22,529,874 | Jan 12, 2012 |
| VACZY CATHERINE M | VP and General Counsel | Award / Grant | 10,669 | $0.52 | $5,548 | 345,362 | Jan 6, 2012 |
| Wei Eric | — | Award / Grant | 120,000 | — | — | 120,000 | Jan 4, 2012 |
| GREENACRE MARTYN D | — | Award / Grant | 120,000 | — | — | 120,000 | Jan 4, 2012 |
| MYERS STEVEN S | — | Award / Grant | 170,000 | — | — | 1,059,300 | Jan 4, 2012 |
| BERMAN RICHARD J | — | Award / Grant | 170,000 | — | — | 170,000 | Jan 4, 2012 |
| Kolbert Jason | See Remarks | Purchase | 2,900 | $0.59 | $1,711 | 7,900 | Dec 15, 2011 |
| Pecora Andrew L | Chief Medical Officer | Purchase | 10,000 | $0.60 | $6,000 | 2,005,504 | Dec 14, 2011 |
| Smith Robin L | Chairman of Board and CEO | Purchase | 50,000 | $0.60 | $30,000 | 1,382,750 | Dec 14, 2011 |
| Kolbert Jason | See Remarks | Purchase | 2,900 | $0.59 | $1,711 | 5,000 | Dec 13, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 268,664 | $0.62 | $166,572 | 1,332,750 | Nov 2, 2011 |
| May Larry Alan | Chief Financial Officer | Award / Grant | 21,500 | $0.62 | $13,330 | 63,118 | Nov 2, 2011 |
| Preti Robert A | See Remarks | Other | 15,364 | $1.47 | $22,585 | 1,807,244 | Oct 17, 2011 |
| Pecora Andrew L | See Remarks | Other | 32,852 | $1.47 | $48,292 | 1,955,504 | Oct 17, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 12,311 | $0.69 | $8,495 | 1,064,086 | Sep 30, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 13,926 | $0.65 | $9,052 | 1,051,775 | Sep 15, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 11,637 | $0.73 | $8,495 | 1,037,849 | Aug 31, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 14,143 | $0.64 | $9,052 | 1,026,212 | Aug 15, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 9,994 | $0.85 | $8,495 | 1,012,069 | Jul 29, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 5,111 | $1.67 | $8,535 | 1,002,075 | May 13, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 3,967 | $1.98 | $7,855 | 996,964 | Apr 15, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 4,675 | $1.68 | $7,854 | 988,791 | Mar 31, 2011 |
| Smith Robin L | Chairman of Board and CEO | Award / Grant | 5,297 | $1.58 | $8,369 | 984,116 | Mar 15, 2011 |
| Pecora Andrew L | See Remarks | Purchase | 78,125 | $1.28 | $100,000 | 1,922,652 | Mar 3, 2011 |
| MYERS STEVEN S | — | Purchase | 195,312 | $1.28 | $249,999 | 889,300 | Mar 3, 2011 |
| Smith Robin L | Chairman of the Board and CEO | Purchase | 6,136 | $1.28 | $7,854 | 978,819 | Feb 28, 2011 |
| Zhang Ian | See Remark (1) | Award / Grant | 10,000 | — | — | 10,000 | Sep 1, 2010 |
| MYERS STEVEN S | — | Purchase | 80,000 | $1.50 | $120,000 | 693,988 | Aug 18, 2010 |
| BERMAN RICHARD J | — | Sale | 80,000 | $1.50 | $120,000 | — | Aug 18, 2010 |
| Zhang Jian M | See Remarks | X | 400,000 | $1.75 | $700,000 | 3,650,770 | Jun 1, 2010 |
| Shi Mingsheng | See Remarks | X | 400,000 | $1.75 | $700,000 | 3,650,770 | Jun 1, 2010 |
| Wei Eric | — | C | 9,086,124 | $0.90 | $8,177,512 | 22,409,874 | May 17, 2010 |
| Wei Eric | — | C | 9,086,124 | $0.90 | $8,177,512 | 22,409,874 | May 17, 2010 |
| Wei Eric | — | O | 1,000,000 | $1.75 | $1,750,000 | 13,323,750 | Mar 15, 2010 |
| RimAsia Capital Partners GP, L.P. | — | O | 1,000,000 | $1.75 | $1,750,000 | 13,323,750 | Mar 15, 2010 |
| Wei Eric | — | Gift | 125,000 | — | — | 11,583,009 | Feb 18, 2010 |
| MYERS STEVEN S | — | Purchase | 200,000 | $1.35 | $270,000 | 613,988 | Feb 18, 2010 |
| RimAsia Capital Partners GP, Ltd. | — | Gift | 125,000 | — | — | 11,583,009 | Feb 18, 2010 |
| BERMAN RICHARD J | — | Sale | 137,728 | $1.09 | $150,124 | 80,000 | Jan 8, 2010 |
| MYERS STEVEN S | — | Purchase | 137,728 | $1.09 | $150,124 | 413,988 | Jan 8, 2010 |
| Fullbright Finance Ltd | — | Purchase | 203,338 | — | — | 3,250,770 | Dec 28, 2009 |
| Shi Mingsheng | — | Other | 203,338 | — | — | 3,250,770 | Dec 28, 2009 |
| Zhang Jian M | See Remarks | Other | 203,338 | — | — | 3,250,770 | Dec 28, 2009 |
| BERMAN RICHARD J | — | Award / Grant | 80,000 | — | — | 217,728 | Nov 4, 2009 |
| MYERS STEVEN S | — | Award / Grant | 100,000 | — | — | 276,260 | Nov 4, 2009 |
| Smith Robin L | CEO and Chairman of the Board | Other | 74,939 | — | — | 797,683 | Oct 30, 2009 |
| VACZY CATHERINE M | VP and General Counsel | Award / Grant | 150,000 | — | — | 334,693 | Oct 30, 2009 |