TOMI Environmental Solutions, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Vanston David Cecil | Chief Financial Officer | Award / Grant | 100,000 | — | — | 100,000 | Oct 6, 2025 |
| Lim Boh Soon | — | Award / Grant | 20,000 | $0.85 | $17,000 | 188,524 | May 12, 2025 |
| JOHNSEN WALTER C | — | Award / Grant | 20,000 | $0.85 | $17,000 | 130,375 | May 12, 2025 |
| Anderson Kelly | — | Award / Grant | 20,000 | $0.85 | $17,000 | 130,375 | May 12, 2025 |
| Anderson Kelly | — | Award / Grant | 20,000 | $0.75 | $15,000 | 110,375 | May 15, 2024 |
| Lim Boh Soon | — | Award / Grant | 20,000 | $0.75 | $15,000 | 168,524 | May 15, 2024 |
| JOHNSEN WALTER C | — | Award / Grant | 20,000 | $0.75 | $15,000 | 110,375 | May 15, 2024 |
| Shane Dr. Halden Stuart | CEO | Purchase | 2,503 | $1.20 | $3,004 | 2,538,166 | Aug 22, 2023 |
| Shane Dr. Halden Stuart | CEO | Purchase | 3,000 | $1.07 | $3,210 | 2,535,663 | Aug 18, 2023 |
| Lim Boh Soon | — | Award / Grant | 20,000 | $0.85 | $17,000 | 148,524 | Jan 26, 2023 |
| Anderson Kelly | — | Award / Grant | 20,000 | $0.85 | $17,000 | 90,375 | Jan 26, 2023 |
| JOHNSEN WALTER C | — | Award / Grant | 20,000 | $0.85 | $17,000 | 90,375 | Jan 26, 2023 |
| Shane Dr. Halden Stuart | Chief Executive Officer | Option Exercise | 31,250 | $0.80 | $25,000 | 3,942,663 | Jul 16, 2022 |
| Lim Boh Soon | — | Award / Grant | 17,250 | $1.14 | $19,665 | 128,524 | Jan 20, 2022 |
| Anderson Kelly | — | Award / Grant | 17,250 | $1.14 | $19,665 | 70,375 | Jan 20, 2022 |
| JOHNSEN WALTER C | — | Award / Grant | 17,250 | $1.14 | $19,665 | 70,375 | Jan 20, 2022 |
| Shane Dr. Halden Stuart | Chief Executive Officer | Purchase | 22,082 | $2.00 | $44,164 | 3,921,463 | Sep 3, 2021 |
| PAUL HAROLD | Secretary | Award / Grant | 12,500 | $4.56 | $57,000 | 202,000 | Jan 7, 2021 |
| Anderson Kelly | — | Award / Grant | 12,500 | $4.56 | $57,000 | 53,125 | Jan 7, 2021 |
| JOHNSEN WALTER C | — | Award / Grant | 12,500 | $4.56 | $57,000 | 53,125 | Jan 7, 2021 |
| Lim Boh Soon | — | Award / Grant | 12,500 | $4.56 | $57,000 | 111,274 | Jan 7, 2021 |
| Jennings Nick | Chief Financial Officer | Award / Grant | 12,500 | $6.17 | $77,125 | 12,500 | Oct 1, 2020 |
| PAUL HAROLD | Secretary | L | 1,226 | $0.78 | $956 | 1,516,000 | May 14, 2020 |
| Anderson Kelly | — | Award / Grant | 100,000 | $0.12 | $12,000 | 325,000 | Jan 9, 2020 |
| PAUL HAROLD | Secretary | Award / Grant | 100,000 | $0.12 | $12,000 | 1,514,774 | Jan 9, 2020 |
| JOHNSEN WALTER C | — | Award / Grant | 100,000 | $0.12 | $12,000 | 325,000 | Jan 9, 2020 |
| Lim Boh Soon | — | Award / Grant | 100,000 | $0.12 | $12,000 | 790,190 | Jan 9, 2020 |
| JOHNSEN WALTER C | — | Award / Grant | 100,000 | $0.11 | $11,000 | 225,000 | Jan 8, 2019 |
| Lim Boh Soon | — | Award / Grant | 100,000 | $0.11 | $11,000 | 690,190 | Jan 8, 2019 |
| Anderson Kelly | — | Award / Grant | 100,000 | $0.11 | $11,000 | 225,000 | Jan 8, 2019 |
| PAUL HAROLD | Secretary | Award / Grant | 100,000 | $0.11 | $11,000 | 1,414,774 | Jan 8, 2019 |
| Ainsworth Ron E | — | Award / Grant | 62,500 | $0.12 | $7,500 | 62,500 | Apr 10, 2018 |
| JOHNSEN WALTER C | — | Award / Grant | 75,000 | $0.12 | $9,000 | 125,000 | Feb 5, 2018 |
| Anderson Kelly | — | Award / Grant | 75,000 | $0.12 | $9,000 | 125,000 | Feb 5, 2018 |
| PAUL HAROLD | — | Award / Grant | 75,000 | $0.12 | $9,000 | 1,314,774 | Feb 5, 2018 |
| Environmental Solutions Holding Pte. Ltd | — | Other | 17,361,111 | — | — | — | Jan 22, 2018 |
| Arise Asset Management Pte Ltd | — | Sale | 17,361,111 | — | — | — | Aug 1, 2017 |
| PAUL HAROLD | — | Award / Grant | 50,000 | $0.14 | $7,000 | 1,239,774 | Apr 17, 2017 |
| JOHNSEN WALTER C | — | Award / Grant | 50,000 | $0.14 | $7,000 | 50,000 | Apr 17, 2017 |
| Anderson Kelly | — | Award / Grant | 50,000 | $0.14 | $7,000 | 50,000 | Apr 17, 2017 |
| Wotczak Robert | President | Award / Grant | 150,000 | $0.49 | $73,500 | 150,000 | Apr 18, 2016 |
| FRED EDWARD J | — | Purchase | 60,435 | $0.50 | $30,218 | 75,000 | Feb 16, 2016 |
| FRED EDWARD J | — | Purchase | 14,565 | $0.50 | $7,283 | 14,565 | Feb 9, 2016 |