UNITED GUARDIAN INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GLOBUS KENNETH H | President | Gift | 8,400 | — | — | 1,318,053 | Feb 19, 2021 |
| GLOBUS KENNETH H | President | Gift | 8,000 | — | — | 1,334,853 | Mar 5, 2020 |
| GLOBUS KENNETH H | President | Gift | 5,600 | — | — | 1,350,853 | May 20, 2019 |
| GLOBUS KENNETH H | President | Gift | 5,620 | — | — | 1,362,053 | Sep 24, 2018 |
| GLOBUS KENNETH H | President | Gift | 2,000 | — | — | 1,373,293 | Aug 1, 2017 |
| GLOBUS KENNETH H | President | Gift | 6,700 | — | — | 1,377,293 | Jul 5, 2017 |
| GLOBUS KENNETH H | President | Gift | 5,300 | — | — | 1,390,693 | Dec 9, 2016 |
| VERNICE JOSEPH J | Vice President | Sale | 3,126 | $14.95 | $46,734 | 3,400 | Aug 15, 2016 |
| Parker Betsee | — | Sale | 200 | $18.22 | $3,644 | 442,211 | Sep 22, 2015 |
| Parker Betsee | — | Sale | 500 | $18.11 | $9,055 | 454,253 | Aug 25, 2015 |
| Parker Betsee | — | Sale | 2,000 | $18.25 | $36,500 | 462,848 | Aug 25, 2015 |
| Parker Betsee | — | Sale | 200 | $19.10 | $3,820 | 474,982 | Jul 23, 2015 |
| Parker Betsee | — | Sale | 100 | $19.63 | $1,963 | 476,397 | Jun 19, 2015 |
| Parker Betsee | — | Sale | 200 | $21.71 | $4,342 | 480,766 | Jun 8, 2015 |
| Parker Betsee | — | Sale | 2,000 | $22.25 | $44,500 | 490,375 | May 26, 2015 |
| Parker Betsee | — | Sale | 1,700 | $18.20 | $30,940 | 500,153 | May 13, 2015 |
| Parker Betsee | — | Sale | 2,000 | $18.54 | $37,080 | 516,812 | May 11, 2015 |
| Parker Betsee | — | Sale | 500 | $18.36 | $9,180 | 520,739 | Apr 23, 2015 |
| Parker Betsee | — | Sale | 200 | $19.30 | $3,860 | 541,361 | Mar 18, 2015 |
| Parker Betsee | — | Sale | 108 | $18.60 | $2,009 | 546,601 | Mar 6, 2015 |
| Parker Betsee | — | Sale | 100 | $18.87 | $1,887 | 548,709 | Feb 26, 2015 |
| Parker Betsee | — | Sale | 200 | $19.05 | $3,810 | 554,409 | Feb 24, 2015 |
| VERNICE JOSEPH J | Vice President | Sale | 729 | $25.78 | $18,794 | 6,526 | May 23, 2013 |
| VERNICE JOSEPH J | Vice President | Sale | 56 | $26.37 | $1,477 | 10,957 | May 22, 2013 |
| GLOBUS KENNETH H | President | Other | 77,000 | — | — | 1,478,293 | Apr 17, 2012 |
| DRESNER ARTHUR | — | Purchase | 500 | $14.75 | $7,375 | 12,175 | Aug 23, 2011 |
| GLOBUS KENNETH H | President & General Counsel | Sale | 350,000 | $10.75 | $3,762,500 | 569,293 | May 28, 2010 |
| GLOBUS KENNETH H | President | Sale | 2,040 | $10.44 | $21,298 | 919,293 | Dec 1, 2009 |
| GLOBUS KENNETH H | President | Sale | 100 | $10.51 | $1,051 | 922,193 | Nov 30, 2009 |
| GLOBUS KENNETH H | President | Other | 77,000 | — | — | 1,021,500 | Nov 27, 2009 |
| GLOBUS KENNETH H | President | Sale | 600 | $10.68 | $6,408 | 2,022,793 | Nov 23, 2009 |
| GLOBUS KENNETH H | President | W | 391,240 | — | — | 924,293 | Oct 30, 2009 |
| DRESNER ARTHUR | — | Purchase | 175 | $8.75 | $1,531 | 11,675 | May 26, 2009 |
| DRESNER ARTHUR | — | Purchase | 200 | $8.55 | $1,710 | 11,500 | May 19, 2009 |
| GLOBUS ALFRED R | — | Gift | 31,000 | — | — | 1,151,240 | Feb 17, 2009 |
| GLOBUS KENNETH H | President | Gift | 6,200 | — | — | 533,053 | Feb 17, 2009 |
| GLOBUS HENRY P | — | Purchase | 160 | $9.91 | $1,586 | 1,140 | Oct 13, 2008 |
| GLOBUS ALFRED R | — | Gift | 24,000 | — | — | 1,182,240 | Jul 24, 2008 |
| GLOBUS KENNETH H | President | Gift | 4,800 | — | — | 70,800 | Jul 24, 2008 |
| DRESNER ARTHUR | — | Purchase | 200 | $12.25 | $2,450 | 10,400 | May 16, 2008 |
| GLOBUS ALFRED R | — | Gift | 31,000 | — | — | 1,206,240 | Aug 14, 2007 |
| GLOBUS KENNETH H | President | Gift | 6,200 | — | — | 66,000 | Aug 14, 2007 |
| Parker Betsee | — | W | 556,339 | — | — | 556,339 | Jun 23, 2007 |
| HAMPSON DEREK | Vice President | Sale | 900 | $13.11 | $11,799 | — | May 22, 2007 |
| HILTUNEN PETER A | Vioe President | Option Exercise | 1,600 | $3.51 | $5,616 | 1,920 | May 9, 2007 |
| GLOBUS KENNETH H | President | Gift | 5,000 | — | — | 59,800 | Nov 10, 2006 |
| GLOBUS ALFRED R | — | Gift | 30,000 | — | — | 1,237,240 | Nov 10, 2006 |
| DRESNER ARTHUR | — | Option Exercise | 4,000 | $3.51 | $14,040 | 9,000 | Feb 21, 2006 |