ASCENT INDUSTRIES CO. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Guy Henry L | — | Award / Grant | 2,993 | $10.03 | $30,020 | 65,984 | Jun 13, 2023 |
| Schauerman John P. | — | Award / Grant | 9,975 | $10.03 | $100,049 | 88,717 | Jun 13, 2023 |
| Rosenzweig Benjamin L | — | Award / Grant | 11,471 | $10.03 | $115,054 | 86,855 | Jun 13, 2023 |
| Mazzaferro Aldo John Jr | — | Award / Grant | 2,993 | $10.03 | $30,020 | 10,305 | Jun 13, 2023 |
| Hutter Christopher Gerald | President and CEO | Purchase | 5,000 | $10.76 | $53,800 | 215,168 | Nov 11, 2022 |
| Rosenzweig Benjamin L | — | Purchase | 2,500 | $10.83 | $27,075 | 75,384 | Nov 11, 2022 |
| Mazzaferro Aldo John Jr | — | Purchase | 700 | $11.21 | $7,847 | 7,312 | Nov 11, 2022 |
| Mazzaferro Aldo John Jr | — | Purchase | 300 | $15.57 | $4,671 | 6,612 | Jun 14, 2022 |
| Guy Henry L | — | Award / Grant | 3,056 | $16.69 | $51,005 | 62,991 | Jun 6, 2022 |
| Rosenzweig Benjamin L | — | Award / Grant | 6,111 | $16.69 | $101,993 | 72,884 | Jun 6, 2022 |
| Schauerman John P. | — | Award / Grant | 4,194 | $16.69 | $69,998 | 78,742 | Jun 6, 2022 |
| Mazzaferro Aldo John Jr | — | Award / Grant | 3,116 | $16.69 | $52,006 | 6,312 | Jun 6, 2022 |
| Rosenzweig Benjamin L | — | Award / Grant | 15,000 | $16.69 | $250,350 | 66,773 | Jun 6, 2022 |
| Hutter Christopher Gerald | President and CEO | Purchase | 4,592 | $15.00 | $68,880 | 210,168 | May 13, 2022 |
| Mazzaferro Aldo John Jr | — | Purchase | 1,300 | $15.64 | $20,332 | 3,196 | May 13, 2022 |
| Mazzaferro Aldo John Jr | — | Award / Grant | 696 | $16.26 | $11,317 | 1,896 | Apr 5, 2022 |
| Hutter Christopher Gerald | President and CEO | Award / Grant | 50,000 | $18.89 | $944,500 | 205,576 | Mar 18, 2022 |
| Tam Aaron M | Chief Financial Officer | Tax Withholding | 3,050 | $16.42 | $50,081 | 23,792 | Feb 28, 2022 |
| Tam Aaron M | Chief Financial Officer | Award / Grant | 9,170 | $16.76 | $153,689 | 26,842 | Feb 23, 2022 |
| Tam Aaron M | Chief Financial Officer | Award / Grant | 4,461 | $16.82 | $75,034 | 17,672 | Feb 8, 2022 |
| Tackett Glenn Douglas Jr | Chief Legal Officer | Award / Grant | 2,230 | $16.82 | $37,509 | 11,138 | Feb 8, 2022 |
| Lynch Timothy J | — | Award / Grant | 2,974 | $16.82 | $50,023 | 16,319 | Feb 8, 2022 |
| Tackett Glenn Douglas Jr | Chief Legal Officer | Tax Withholding | 969 | $16.54 | $16,027 | 8,908 | Jan 6, 2022 |
| Lynch Timothy J | — | Tax Withholding | 1,883 | $16.54 | $31,145 | 13,345 | Jan 6, 2022 |
| Lynch Timothy J | — | Award / Grant | 7,614 | $16.07 | $122,357 | 15,228 | Dec 31, 2021 |
| Tackett Glenn Douglas Jr | Chief Legal Officer | Award / Grant | 4,902 | $16.07 | $78,775 | 9,877 | Dec 31, 2021 |
| Rosenzweig Benjamin L | — | Award / Grant | 10,000 | $16.07 | $160,700 | 51,773 | Dec 31, 2021 |
| Levenson Ryan | — | Purchase | 219,523 | $12.75 | $2,798,918 | 1,846,643 | Dec 22, 2021 |
| Hutter Christopher Gerald | Interim President and CEO | Option Exercise | 5,418 | $12.75 | $69,080 | 155,576 | Dec 16, 2021 |
| Rosenzweig Benjamin L | — | Option Exercise | 3,517 | $12.75 | $44,842 | 41,773 | Dec 16, 2021 |
| Guy Henry L | — | Option Exercise | 11 | $12.75 | $140 | 148 | Dec 16, 2021 |
| Schauerman John P. | — | Option Exercise | 8,182 | $12.75 | $104,321 | 74,548 | Dec 16, 2021 |
| Tam Aaron M | Chief Financial Officer | Option Exercise | 441 | $12.75 | $5,623 | 13,211 | Dec 16, 2021 |
| Guy Henry L | — | Purchase | 7,920 | $13.98 | $110,722 | 98,972 | Dec 14, 2021 |
| Guy Henry L | — | Purchase | 4,450 | $13.95 | $62,078 | 79,450 | Nov 24, 2021 |
| Hutter Christopher Gerald | Interim President and CEO | Award / Grant | 40,000 | $11.65 | $466,000 | 150,158 | Sep 7, 2021 |
| Tam Aaron M | Chief Financial Officer | Award / Grant | 9,170 | $11.45 | $104,997 | 12,770 | Aug 30, 2021 |
| Rosenzweig Benjamin L | — | Purchase | 5,000 | $10.76 | $53,800 | 38,256 | Aug 18, 2021 |
| Hutter Christopher Gerald | — | Purchase | 4,990 | $10.89 | $54,341 | 110,158 | Aug 17, 2021 |
| Schauerman John P. | — | Purchase | 10,000 | $10.98 | $109,800 | 66,366 | Aug 17, 2021 |
| Levenson Ryan | — | Purchase | 15,000 | $10.57 | $158,550 | 1,627,120 | Jun 8, 2021 |
| Hutter Christopher Gerald | — | Award / Grant | 50,000 | $8.08 | $404,000 | 105,168 | Jun 4, 2021 |
| Rosenzweig Benjamin L | — | Award / Grant | 10,000 | $9.82 | $98,200 | 33,256 | May 25, 2021 |
| Guy Henry L | — | Award / Grant | 5,146 | $9.72 | $50,019 | 54,098 | May 24, 2021 |
| Schauerman John P. | — | Award / Grant | 6,381 | $9.72 | $62,023 | 56,366 | May 24, 2021 |
| Rosenzweig Benjamin L | — | Award / Grant | 10,499 | $9.72 | $102,050 | 23,256 | May 24, 2021 |
| Schauerman John P. | — | Purchase | 7,007 | $9.81 | $68,739 | 49,985 | May 18, 2021 |
| Gibson James G | — | Tax Withholding | 5,782 | $9.75 | $56,375 | 45,095 | May 14, 2021 |
| Cunningham Sarah M | VP Corporate Administration | Sale | 8,431 | $10.05 | $84,732 | 13,887 | Mar 15, 2021 |
| Gibson James G | President of Subsidiary | Tax Withholding | 308 | $8.47 | $2,609 | 39,805 | Feb 19, 2021 |