SMITH A O CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rajendra Ajita G | Chairman, President & CEO | Option Exercise | 29,500 | $60.11 | $1,773,245 | 314,904 | Feb 9, 2018 |
| STERN JAMES F | Exec VP, General Counsel & Sec | Option Exercise | 5,930 | $60.11 | $356,452 | 152,187 | Feb 9, 2018 |
| Vallett William L Jr | CEO, Lochinvar, LLC | Tax Withholding | 880 | $60.11 | $52,897 | 54,688 | Feb 9, 2018 |
| Warren David R | Senior VP & President and GM | Tax Withholding | 652 | $60.11 | $39,192 | 3,541 | Feb 9, 2018 |
| Wheeler Kevin J. | President and COO | Tax Withholding | 2,165 | $60.11 | $130,138 | 28,566 | Feb 9, 2018 |
| Heideman Robert J | Senior VP, CTO | Option Exercise | 4,630 | $60.11 | $278,309 | 30,815 | Feb 9, 2018 |
| GREUBEL WILLIAM P | — | Sale | 17,856 | $66.50 | $1,187,424 | — | Feb 1, 2018 |
| GREUBEL WILLIAM P | — | Award / Grant | 17,856 | $62.19 | $1,110,465 | 17,856 | Jan 4, 2018 |
| BROUWER WILFRIDUS M | President - AOSHBSRL | Sale | 7,644 | $61.59 | $470,794 | 36,164 | Dec 7, 2017 |
| Rajendra Ajita G | Chairman and CEO | Tax Withholding | 68,324 | $62.01 | $4,236,771 | 336,845 | Dec 5, 2017 |
| Wheeler Kevin J. | President and COO | Tax Withholding | 16,707 | $62.01 | $1,036,001 | 30,041 | Dec 5, 2017 |
| Petrarca Mark A | Senior Vice Pres. - H.R. & P.A | Option Exercise | 16,600 | $23.24 | $385,784 | 99,249 | Dec 1, 2017 |
| Rajendra Ajita G | Chairman and CEO | Sale | 3,610 | $62.74 | $226,491 | 277,369 | Nov 30, 2017 |
| KITA JOHN J | Executive Vice President & CFO | Sale | 8,958 | $60.78 | $544,467 | 72,677 | Nov 21, 2017 |
| Martineau Peter R | Senior Vice President - CIO | Sale | 9,723 | $59.02 | $573,851 | 3,405 | Nov 17, 2017 |
| STERN JAMES F | Exec VP, General Counsel & Sec | Sale | 12,423 | $62.28 | $773,704 | 146,437 | Nov 14, 2017 |
| WOLF IDELLE K | — | Gift | 2,000 | — | — | 50,053 | Nov 2, 2017 |
| WOLF IDELLE K | — | Sale | 2,000 | $60.00 | $120,000 | 52,053 | Nov 2, 2017 |
| Lauber Charles T | SVP, Strategy & Corporate Dev. | Option Exercise | 4,660 | $30.77 | $143,388 | 26,240 | Nov 2, 2017 |
| Martineau Peter R | Senior Vice President - CIO | Option Exercise | 3,493 | $30.77 | $107,480 | 32,961 | Oct 31, 2017 |
| Ackerman Patricia K | VP, Investor Relations & Treas | Gift | 46 | — | — | 1,596 | Sep 8, 2017 |
| JONES PAUL W | — | Sale | 60,000 | $54.02 | $3,241,200 | 277,465 | Aug 3, 2017 |
| Rajendra Ajita G | Chairman and CEO | Gift | 2,000 | — | — | 280,979 | Jun 7, 2017 |
| KITA JOHN J | Executive Vice President & CFO | Sale | 12,200 | $56.32 | $687,104 | 72,867 | Jun 2, 2017 |
| STERN JAMES F | Exec VP, General Counsel & Sec | Option Exercise | 25,200 | $17.46 | $439,992 | 176,583 | May 25, 2017 |
| BROWN RONALD D | — | Sale | 8,000 | $54.25 | $434,000 | 43,896 | May 24, 2017 |
| Rajendra Ajita G | Chairman and CEO | Option Exercise | 67,200 | $5.94 | $399,168 | 336,545 | May 19, 2017 |
| Lauber Charles T | SVP, Strategy & Corporate Dev. | Sale | 2,400 | $54.34 | $130,416 | 23,980 | May 10, 2017 |
| Lauber Charles T | SVP, Strategy & Corporate Dev. | Sale | 1,587 | $54.37 | $86,285 | 23,980 | May 10, 2017 |
| WOLF IDELLE K | — | Sale | 750 | $54.96 | $41,220 | 54,053 | May 5, 2017 |
| Rajendra Ajita G | Chairman and CEO | Sale | 15,000 | $55.30 | $829,500 | 8,892 | May 5, 2017 |
| Wheeler Kevin J. | Senor VP & President and GM | Sale | 13,600 | $54.39 | $739,704 | 16,748 | May 4, 2017 |
| WOLF IDELLE K | — | Sale | 1,250 | $53.61 | $67,013 | 56,053 | May 3, 2017 |
| Petrarca Mark A | Senior Vice Pres. - H.R. & P.A | Sale | 20,800 | $53.88 | $1,120,704 | 82,649 | May 1, 2017 |
| KITA JOHN J | Executive Vice President & CFO | Sale | 6,619 | $53.86 | $356,499 | 72,867 | May 1, 2017 |
| Heideman Robert J | Senior VP - Chief Techology | Option Exercise | 6,074 | $31.67 | $192,364 | 56,636 | May 1, 2017 |
| Kadri Ilham | — | Award / Grant | 2,509 | $49.83 | $125,023 | 3,300 | Apr 13, 2017 |
| WOLF IDELLE K | — | Award / Grant | 2,509 | $49.83 | $125,023 | 57,303 | Apr 13, 2017 |
| SMITH MARK D | — | Award / Grant | 2,509 | $49.83 | $125,023 | 112,209 | Apr 13, 2017 |
| WULF GENE C | — | Award / Grant | 2,509 | $49.83 | $125,023 | 108,161 | Apr 13, 2017 |
| JONES PAUL W | — | Award / Grant | 2,509 | $49.83 | $125,023 | 337,465 | Apr 13, 2017 |
| Ackerman Patricia K | VP, Investor Relations & Treas | Option Exercise | 5,140 | $23.24 | $119,454 | 9,048 | Mar 9, 2017 |
| Martineau Peter R | Senior Vice President - CIO | Sale | 7,500 | $50.59 | $379,425 | 13,128 | Feb 28, 2017 |
| Ding Wei | Pres. AOSCIC; Manager AOSCWHC | Sale | 21,404 | $51.10 | $1,093,744 | 3,039 | Feb 27, 2017 |
| JONES PAUL W | — | Sale | 24,645 | $49.23 | $1,213,273 | 334,956 | Feb 15, 2017 |
| KITA JOHN J | Executive Vice President & CFO | Option Exercise | 10,300 | $49.86 | $513,558 | 83,169 | Feb 10, 2017 |
| BROUWER WILFRIDUS M | President - AOSHBSRL | Option Exercise | 4,000 | $49.86 | $199,440 | 37,964 | Feb 10, 2017 |
| Dana Paul R | VP, Global Operations | Tax Withholding | 598 | $49.86 | $29,816 | 2,760 | Feb 10, 2017 |
| Ding Wei | Pres.AOSCIC; Manager AOSCWHC | Tax Withholding | 1,261 | $49.86 | $62,873 | 3,039 | Feb 10, 2017 |
| Heideman Robert J | Senior VP, CTO | Option Exercise | 4,600 | $49.86 | $229,356 | 28,212 | Feb 10, 2017 |