3M CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ashish Khandpur K | Group President | Tax Withholding | 3,761 | — | — | 25,066 | Feb 7, 2022 |
| Hammes Eric D. | EVP & Chief Count Gov Svc Off | Tax Withholding | 807 | — | — | 8,599 | Feb 7, 2022 |
| Dickson Zoe L | EVP & Chief HR Officer | Tax Withholding | 156 | — | — | 742 | Feb 7, 2022 |
| Banovetz John Patrick | Executive Vice President | Tax Withholding | 137 | — | — | 13,680 | Feb 7, 2022 |
| Vale Michael G. | Group President | Award / Grant | 5,315 | — | — | 59,525 | Feb 7, 2022 |
| Roman Michael F | Chairman and CEO | Award / Grant | 23,428 | — | — | 90,363 | Feb 7, 2022 |
| Rhodes Kevin H | EVP & Chief Legal Officer | Award / Grant | 766 | — | — | 1,189 | Feb 7, 2022 |
| Poul Mojdeh | Group President | Tax Withholding | 148 | — | — | 7,525 | Feb 7, 2022 |
| Lavers Jeffrey R | Group President | Tax Withholding | 388 | — | — | 5,366 | Feb 7, 2022 |
| Dickson Zoe L | EVP & Chief HR Officer | Award / Grant | 511 | — | — | 898 | Feb 7, 2022 |
| Ashish Khandpur K | Group President | Tax Withholding | 3,760 | — | — | 25,067 | Feb 7, 2022 |
| Hammes Eric D. | EVP & Chief Count Gov Svc Off | Tax Withholding | 793 | — | — | 8,613 | Feb 7, 2022 |
| Banovetz John Patrick | Executive Vice President | Award / Grant | 3,098 | — | — | 13,816 | Feb 7, 2022 |
| Rhodes Kevin H | EVP & Chief Legal Officer | Option Exercise | 167 | $160.73 | $26,842 | 496 | Feb 4, 2022 |
| Reinseth Theresa E | Senior Vice President/CAO | Option Exercise | 269 | $160.73 | $43,236 | 1,695 | Feb 4, 2022 |
| Chavez Rodriguez Beatriz Karina | Senior Vice President | Tax Withholding | 329 | $160.73 | $52,880 | 3,176 | Feb 4, 2022 |
| WOERTZ PATRICIA A | — | Award / Grant | 228 | $170.16 | $38,751 | 4,960 | Jan 28, 2022 |
| HENKEL HERBERT L | — | Award / Grant | 198 | $170.16 | $33,750 | 43,537 | Jan 28, 2022 |
| ESKEW MICHAEL L | — | Award / Grant | 257 | $170.16 | $43,750 | 49,877 | Jan 28, 2022 |
| Moyo Dambisa F | — | Gift | 200 | — | — | 1,302 | Dec 29, 2021 |
| WOERTZ PATRICIA A | — | Award / Grant | 215 | $179.87 | $38,749 | 4,693 | Oct 29, 2021 |
| HENKEL HERBERT L | — | Award / Grant | 188 | $179.87 | $33,751 | 42,979 | Oct 29, 2021 |
| ESKEW MICHAEL L | — | Award / Grant | 243 | $179.87 | $43,750 | 49,215 | Oct 29, 2021 |
| Lavers Jeffrey R | Group President | Option Exercise | 6,025 | $101.49 | $611,477 | 10,973 | Aug 11, 2021 |
| Banovetz John Patrick | Executive Vice President | Sale | 3,236 | $197.93 | $640,501 | 10,513 | Aug 10, 2021 |
| Ashish Khandpur K | Group President | Sale | 101 | $196.89 | $19,886 | 20,450 | Aug 9, 2021 |
| Hammes Eric D. | Group President | Sale | 199 | $201.68 | $40,134 | 7,071 | Aug 3, 2021 |
| Rutherford Denise R | Senior Vice President | Sale | 849 | $198.14 | $168,221 | 10,508 | Aug 2, 2021 |
| Roman Michael F | Chairman and CEO | Gift | 1,290 | — | — | 66,861 | Jul 30, 2021 |
| WOERTZ PATRICIA A | — | Award / Grant | 235 | $198.17 | $46,497 | 4,442 | Jul 30, 2021 |
| HENKEL HERBERT L | — | Award / Grant | 182 | $198.17 | $36,004 | 42,451 | Jul 30, 2021 |
| ESKEW MICHAEL L | — | Award / Grant | 218 | $198.17 | $43,187 | 48,582 | Jul 30, 2021 |
| Patolawala Monish D | Executive VP and CFO | Tax Withholding | 2,664 | $199.09 | $530,376 | 3,349 | Jul 1, 2021 |
| DILLON DAVID B | — | Award / Grant | 892 | $207.33 | $185,001 | 6,550 | May 11, 2021 |
| Craig Pamela J. | — | Award / Grant | 892 | $207.33 | $185,001 | 3,148 | May 11, 2021 |
| BROWN THOMAS K | — | Award / Grant | 892 | $207.33 | $185,001 | 7,955 | May 11, 2021 |
| WOERTZ PATRICIA A | — | Award / Grant | 892 | $207.33 | $185,001 | 4,177 | May 11, 2021 |
| PAGE GREGORY R | — | Award / Grant | 892 | $207.33 | $185,001 | 7,495 | May 11, 2021 |
| Moyo Dambisa F | — | Award / Grant | 892 | $207.33 | $185,001 | 2,210 | May 11, 2021 |
| Kent Ahmet Muhtar | — | Award / Grant | 892 | $207.33 | $185,001 | 17,161 | May 11, 2021 |
| Hood Amy | — | Award / Grant | 892 | $207.33 | $185,001 | 4,337 | May 11, 2021 |
| HENKEL HERBERT L | — | Award / Grant | 892 | $207.33 | $185,001 | 41,963 | May 11, 2021 |
| Fitterling James R | — | Award / Grant | 892 | $207.33 | $185,001 | 1,147 | May 11, 2021 |
| ESKEW MICHAEL L | — | Award / Grant | 892 | $207.33 | $185,001 | 48,014 | May 11, 2021 |
| Reinseth Theresa E | Senior Vice President/CAO | Sale | 33 | $199.54 | $6,585 | 1,393 | May 4, 2021 |
| Poul Mojdeh | Group President | Option Exercise | 778 | $87.89 | $68,378 | 3,093 | May 3, 2021 |
| Roman Michael F | Chairman and CEO | Sale | 6,803 | $197.80 | $1,345,633 | 67,115 | May 3, 2021 |
| Fong Ivan K | Exec VP, Gen Counsel & Secret | Sale | 12,059 | $198.46 | $2,393,229 | 35,813 | Apr 30, 2021 |
| WOERTZ PATRICIA A | — | Award / Grant | 170 | $199.05 | $33,751 | 3,285 | Apr 30, 2021 |
| HENKEL HERBERT L | — | Award / Grant | 195 | $199.05 | $38,751 | 41,071 | Apr 30, 2021 |