SIEBERT FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Gebbia Gloria E | — | Sale | 900,318 | $5.04 | $4,537,603 | 4,349,494 | Feb 2, 2018 |
| Kennedy Cabot Acquisition, LLC | — | Other | 2,000,000 | — | — | 12,987,283 | Jan 18, 2018 |
| ZABATTA CHARLES | — | Other | 20,000 | — | — | 179,249 | Jan 18, 2018 |
| Reich Andrew H | EVP, COO, CFO and Secretary | Other | 60,000 | — | — | 319,232 | Jan 18, 2018 |
| Cuttita Francis V | — | Other | 20,000 | — | — | 70,000 | Jan 18, 2018 |
| Kennedy Cabot Acquisition, LLC | — | Other | 200,000,000 | — | — | 12,987,283 | Jan 18, 2018 |
| Gebbia Gloria E | — | Other | 2,000,000 | — | — | 18,190,795 | Jan 18, 2018 |
| ZABATTA CHARLES | — | Other | 103,049 | — | — | 159,249 | Dec 29, 2017 |
| Reich Andrew H | EVP, COO, CFO and Secretary | Other | 109,232 | — | — | 259,232 | Dec 29, 2017 |
| Gebbia Gloria E | — | Other | 3,957,075 | — | — | 20,074,295 | Dec 29, 2017 |
| Schneider Jerry M | — | Gift | 1,500 | — | — | 1,500 | Dec 27, 2017 |
| ZABATTA CHARLES | — | Gift | 6,200 | — | — | 56,200 | Dec 22, 2017 |
| Cuttita Francis V | — | Other | 50,000 | — | — | 50,000 | Dec 22, 2017 |
| Reich Andrew H | EVP, COO, CFO and Secretary | Other | 150,000 | — | — | 150,000 | Dec 22, 2017 |
| Gebbia Gloria E | — | Other | 2,292,800 | — | — | 2,292,800 | Dec 22, 2017 |
| Kennedy Cabot Acquisition, LLC | — | Other | 5,000,000 | — | — | 14,987,283 | Dec 22, 2017 |
| IESU DANIEL | Secretary | Option Exercise | 4,800 | $2.69 | $12,912 | 4,800 | Nov 27, 2007 |
| MACON JANE H | — | Sale | 100 | $4.90 | $490 | 1,500 | Dec 12, 2006 |
| PETERSON NANCY S | — | Option Exercise | 100 | $4.30 | $430 | 100 | Dec 12, 2006 |
| FRANCY PATRICIA L | — | Sale | 100 | $4.90 | $490 | 1,000 | Dec 11, 2006 |
| MACON JANE H | — | Sale | 1,775 | $4.91 | $8,715 | 1,500 | Dec 5, 2006 |
| FRANCY PATRICIA L | — | Sale | 69 | $5.00 | $345 | 1,000 | Dec 5, 2006 |
| LEIMAN LEONARD M | — | Sale | 68 | $5.00 | $340 | 2,000 | Dec 5, 2006 |
| PETERSON NANCY S | — | Option Exercise | 1,775 | $4.30 | $7,633 | 1,775 | Dec 5, 2006 |
| LEIMAN LEONARD M | — | Sale | 250 | $5.03 | $1,258 | 2,000 | Dec 1, 2006 |
| FRANCY PATRICIA L | — | Option Exercise | 250 | $4.30 | $1,075 | 1,250 | Dec 1, 2006 |
| PETERSON NANCY S | — | Sale | 250 | $5.03 | $1,258 | — | Dec 1, 2006 |
| MACON JANE H | — | Sale | 250 | $5.03 | $1,258 | 1,500 | Dec 1, 2006 |
| FRANCY PATRICIA L | — | Sale | 150 | $5.00 | $750 | 1,000 | Nov 29, 2006 |
| LEIMAN LEONARD M | — | Option Exercise | 1,500 | $4.60 | $6,900 | 3,500 | Nov 28, 2006 |
| PETERSON NANCY S | — | Option Exercise | 150 | $4.30 | $645 | 150 | Nov 27, 2006 |
| MACON JANE H | — | Sale | 4,025 | $5.04 | $20,286 | 1,500 | Nov 27, 2006 |
| IESU DANIEL | Secretary | Sale | 36,000 | $4.00 | $144,000 | — | Nov 17, 2006 |