SIEBERT FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ZABATTA CHARLES | — | Gift | 24,000 | — | — | 354,257 | Feb 12, 2021 |
| Reich Andrew H | EVP, COO CFO, Secretary | Gift | 12,000 | — | — | 28,000 | Feb 12, 2021 |
| Gebbia Richard | — | Gift | 6,000 | — | — | 341,000 | Feb 12, 2021 |
| Gebbia John M. | — | Gift | 12,000 | — | — | 36,000 | Feb 12, 2021 |
| Gebbia Richard | — | Sale | 748,233 | $5.60 | $4,190,105 | 2,640,081 | Apr 16, 2020 |
| Gebbia David | — | Sale | 748,233 | $5.60 | $4,190,105 | 1,035,281 | Apr 16, 2020 |
| Gebbia John M. | — | Sale | 685,155 | $5.60 | $3,836,868 | 1,826,681 | Apr 16, 2020 |
| Gebbia Gloria E | — | Sale | 2,181,621 | $5.60 | $12,217,078 | 6,013,280 | Apr 16, 2020 |
| Gebbia Gloria E | — | Sale | 350,000 | $1.90 | $665,000 | 3,177,283 | Jan 24, 2020 |
| Kennedy Cabot Acquisition, LLC | — | Sale | 350,000 | $1.90 | $665,000 | 3,177,283 | Jan 24, 2020 |
| Gebbia Gloria E | — | Gift | 16,800 | — | — | 8,194,901 | Jan 7, 2020 |
| Reich Andrew H | EVP, COO CFO, Secretary | Gift | 11,000 | — | — | 16,000 | Jan 7, 2020 |
| Gebbia David | — | Gift | 8,200 | — | — | 1,783,514 | Jan 7, 2020 |
| ZABATTA CHARLES | — | Gift | 2,000 | — | — | 378,257 | Jan 7, 2020 |
| Gebbia John M. | — | Gift | 6,000 | — | — | 24,000 | Jan 7, 2020 |
| Gebbia Richard | — | Gift | 6,000 | — | — | 335,000 | Jan 7, 2020 |
| Reich Andrew H | EVP, COO CFO, Secretary | Other | 34,902 | $9.02 | $314,816 | 614,134 | Jan 1, 2020 |
| Gebbia Richard | — | Other | 779,995 | $9.02 | $7,035,555 | 3,388,314 | Jan 1, 2020 |
| Gebbia Gloria E | — | Other | 269,865 | $9.02 | $2,434,182 | 7,928,365 | Jan 1, 2020 |
| Gebbia David | — | Other | 779,995 | $9.02 | $7,035,555 | 1,791,714 | Jan 1, 2020 |
| ZABATTA CHARLES | — | Other | 119,808 | $9.02 | $1,080,668 | 380,257 | Jan 1, 2020 |
| Gebbia John M. | — | Other | 716,917 | $9.02 | $6,466,591 | 2,511,836 | Jan 1, 2020 |
| Reich Andrew H | EVP, COO CFO, Secretary | Gift | 10,000 | — | — | 579,232 | Dec 23, 2019 |
| ZABATTA CHARLES | — | Gift | 5,000 | — | — | 260,449 | Dec 18, 2019 |
| Gebbia Gloria E | — | Sale | 50,000 | $1.90 | $95,000 | 3,527,283 | Dec 16, 2019 |
| Kennedy Cabot Acquisition, LLC | — | Sale | 50,000 | $1.90 | $95,000 | 3,527,283 | Dec 16, 2019 |
| Gebbia Gloria E | — | Sale | 50,000 | $1.90 | $95,000 | 3,577,283 | Sep 25, 2019 |
| Kennedy Cabot Acquisition, LLC | — | Sale | 50,000 | $1.90 | $95,000 | 3,577,283 | Sep 25, 2019 |
| Gebbia David | — | Gift | 7,500 | — | — | 22,800 | May 3, 2019 |
| Gebbia Gloria E | — | Gift | 20,900 | — | — | 7,658,500 | May 3, 2019 |
| Gebbia John M. | — | Gift | 5,000 | — | — | 18,000 | May 3, 2019 |
| Gebbia Richard | — | Gift | 5,000 | — | — | 329,000 | May 3, 2019 |
| Kennedy Cabot Acquisition, LLC | — | Sale | 50,000 | $1.90 | $95,000 | 3,627,283 | Mar 28, 2019 |
| Gebbia Gloria E | — | Sale | 50,000 | $1.90 | $95,000 | 3,627,283 | Mar 28, 2019 |
| Gebbia Richard | — | Gift | 4,000 | — | — | 324,000 | Dec 28, 2018 |
| Gebbia John M. | — | Gift | 8,800 | — | — | 13,000 | Dec 28, 2018 |
| Schneider Jerry M | — | Gift | 1,500 | — | — | 3,000 | Dec 28, 2018 |
| Gebbia Gloria E | — | Gift | 9,200 | — | — | 5,888,694 | Dec 28, 2018 |
| Gebbia David | — | Gift | 7,200 | — | — | 1,011,719 | Dec 28, 2018 |
| ZABATTA CHARLES | — | Gift | 3,400 | — | — | 265,449 | Dec 28, 2018 |
| Kennedy Cabot Acquisition, LLC | — | Gift | 150,000 | — | — | 3,677,283 | Sep 11, 2018 |
| Gebbia Gloria E | — | Gift | 150,000 | — | — | 3,677,283 | Sep 11, 2018 |
| Cuttita Francis V | — | Sale | 3,489 | $9.20 | $32,099 | 156,000 | May 22, 2018 |
| Reich Andrew H | EVP, COO, CFO and Secretary | Other | 270,000 | — | — | 589,232 | Feb 14, 2018 |
| ZABATTA CHARLES | — | Other | 90,000 | — | — | 266,449 | Feb 14, 2018 |
| Kennedy Cabot Acquisition, LLC | — | Other | 9,090,000 | — | — | 3,827,283 | Feb 14, 2018 |
| Gebbia Gloria E | — | Other | 9,090,000 | — | — | 3,827,283 | Feb 14, 2018 |
| Cuttita Francis V | — | Other | 90,000 | — | — | 160,000 | Feb 14, 2018 |
| ZABATTA CHARLES | — | Gift | 2,800 | — | — | 176,449 | Feb 6, 2018 |
| Kennedy Cabot Acquisition, LLC | — | Sale | 70,000 | $5.04 | $352,800 | 12,917,283 | Feb 2, 2018 |