CATERPILLAR INC — All Filings
1,000 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
All
10-K
10-K/A
10-K405
10-K405/A
10-Q
10-Q/A
11-K
11-K/A
13F-HR
144
15-12B
15-15D
25
25-NSE
3
3/A
4
4/A
424B2
424B3
424B5
5
5/A
8-A12B
8-A12B/A
8-K
8-K/A
ARS
CB
CB/A
CERTNYS
CORRESP
DEF 14A
DEFA14A
DEFR14A
EFFECT
FWP
IRANNOTICE
NO ACT
PRE 14A
PRER14A
PX14A6G
PX14A6N
REGDEX
S-3
S-3ASR
S-4
S-4/A
S-8
S-8 POS
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SCHEDULE 13G/A
SD
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| DEF 14A | NOTICE & PROXY | 0000950131-98-001315 | Feb 24, 1998 | Apr 8, 1998 |
| PRER14A | PRELIMINARY PROXY STATEMENT | 0000018230-98-000008 | Feb 13, 1998 | — |
| PRE 14A | PRELIMINARY PROXY STATEMENT | 0000018230-98-000007 | Feb 13, 1998 | Apr 8, 1998 |
| SC 13G | — | 0000732812-98-000325 | Feb 11, 1998 | — |
| SC 13G/A | SCHEDULE 13G -2-14-98 - CATERPILLAR INCORPORATED | 0000315066-98-000346 | Feb 9, 1998 | — |
| 8-K | SAFE HARBOR | 0000018230-98-000004 | Jan 21, 1998 | — |
| S-3 | — | 0000018230-98-000002 | Jan 9, 1998 | — |
| S-3 | — | 0000018230-97-000048 | Dec 23, 1997 | — |
| 8-K | PERKINS ACQUISITION | 0000018230-97-000045 | Dec 11, 1997 | — |
| 8-K | YEAR 2000 | 0000018230-97-000042 | Dec 1, 1997 | — |
| 8-K | COMPACT MACHINE MARKET | 0000018230-97-000040 | Nov 3, 1997 | — |
| 10-Q | 10-Q FOR THIRD QUARTER 1997 | 0000018230-97-000038 | Oct 31, 1997 | Sep 30, 1997 |
| 8-K | SAFE HARBOR | 0000018230-97-000036 | Oct 15, 1997 | — |
| 8-K | GROWTH INITIATIVES | 0000018230-97-000034 | Aug 28, 1997 | Aug 19, 1997 |
| 10-Q | 10-Q FOR SECOND QUARTER 1997 | 0000018230-97-000030 | Aug 6, 1997 | Jun 30, 1997 |
| S-8 | S-8 FOR DEFERRED EMPLOYEES' INVESTMENT PLAN | 0000018230-97-000028 | Aug 5, 1997 | — |
| S-8 | S-8 FOR SUPPLEMENTAL EMPLOYEES' INVESTMENT PLAN | 0000018230-97-000027 | Aug 5, 1997 | — |
| 8-K | SAFE HARBOR STATEMENT | 0000018230-97-000023 | Jul 22, 1997 | — |
| 8-K | CLAAS JOINT VENTURE | 0000018230-97-000019 | Jul 18, 1997 | Jul 17, 1997 |
| 8-K | DEBT RATING UPGRADE | 0000018230-97-000018 | Jul 2, 1997 | — |
| 10-K405/A | SAVINGS & INVESTMENT\TAX DEF SAVINGS PLANS ON 11-K | 0000950131-97-004218 | Jun 30, 1997 | Dec 31, 1996 |
| 8-K | DIVIDEND INCREASE AND STOCK SPLIT | 0000018230-97-000017 | Jun 11, 1997 | — |
| 8-K | S & P UPGRADE | 0000018230-97-000015 | Jun 2, 1997 | — |
| 10-K405/A | EMPLOYEE'S INVESTMENT PLAN ON FORM 11-K | 0000950131-97-003694 | May 29, 1997 | Dec 31, 1996 |
| 10-Q | 10-Q FOR FIRST QUARTER 1997 | 0000018230-97-000013 | Apr 30, 1997 | Mar 31, 1997 |
| 8-K | SAFE HARBOR STATEMENT | 0000018230-97-000011 | Apr 15, 1997 | — |
| 10-K405 | FORM 10-K405 | 0000950131-97-002066 | Mar 26, 1997 | Dec 31, 1996 |
| 424B5 | PROSPECTUS SUPPLEMENT | 0000950131-97-001396 | Feb 27, 1997 | — |
| DEF 14A | NOTICE & PROXY | 0000950131-97-001276 | Feb 25, 1997 | Apr 9, 1997 |
| S-3 | — | 0000018230-97-000008 | Feb 19, 1997 | — |
| 8-K | CLAAS JOINT VENTURE | 0000018230-97-000005 | Feb 18, 1997 | Feb 13, 1997 |
| SC 13G/A | — | 0000732812-97-000223 | Feb 12, 1997 | — |
| SC 13G/A | SCHEDULE 13G -02-14-97 - CATERPILLAR INCORPORATED | 0000315066-97-000292 | Feb 10, 1997 | — |
| 8-K | SAFE HARBOR STATEMENT | 0000018230-97-000002 | Jan 22, 1997 | Jan 21, 1997 |
| 8-A12B/A | AMENDED FACING PAGE FOR FORM 8-A | 0000018230-96-000035 | Dec 16, 1996 | — |
| 8-K | MAK ACQUISITION | 0000018230-96-000039 | Dec 16, 1996 | — |
| 8-K | RIGHTS AGREEMENT | 0000018230-96-000038 | Dec 16, 1996 | Dec 11, 1996 |
| 8-A12B | RIGHTS AGREEMENT | 0000018230-96-000033 | Dec 12, 1996 | — |
| SC 13G/A | SCHEDULE 13G -12-10-96 - CATERPILLAR INCORPORATED | 0000315066-96-002139 | Dec 10, 1996 | — |
| 10-Q | 10-Q FOR THIRD QUARTER 1996 | 0000018230-96-000027 | Nov 4, 1996 | Sep 30, 1996 |
| 8-K | SAFE HARBOR STATEMENT | 0000018230-96-000024 | Oct 15, 1996 | — |
| 10-Q | 10-Q FOR SECOND QUARTER 1996 | 0000018230-96-000022 | Aug 14, 1996 | Jun 30, 1996 |
| 8-K | SAFE HARBOR STATEMENT | 0000018230-96-000019 | Jul 16, 1996 | — |
| 8-K | INCREASED DIVIDEND/OTHER INFORMATION | 0000018230-96-000015 | Jun 12, 1996 | — |
| 8-K | 8-K FOR JOINT VENTURE | 0000018230-96-000013 | Jun 4, 1996 | Jun 3, 1996 |
| 10-K/A | AMENDMENT TO FORM 10-K | 0000950131-96-002501 | May 28, 1996 | Dec 31, 1995 |
| S-8 | S-8 FOR CATERPILLAR INC. 1996 STOCK OPTION AND | 0000018230-96-000011 | May 13, 1996 | — |
| 10-Q | 10-Q FOR FIRST QUARTER 1996 | 0000018230-96-000005 | May 6, 1996 | Mar 31, 1996 |
| 8-K | 8-K FOR PLANT CLOSING | 0000018230-96-000003 | Mar 20, 1996 | Mar 19, 1996 |
| 10-K | FORM 10-K | 0000950131-96-000892 | Mar 5, 1996 | Dec 31, 1995 |