BROWN FORMAN CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Brown George Garvin IV | Executive Vice President | Other | 44,882 | $92.33 | $4,143,955 | 135,614 | Jul 15, 2014 |
| Brown J McCauley | — | Other | 10,869 | $92.01 | $1,000,057 | 918,532 | Jul 15, 2014 |
| Alvarez Alejandro A | SVP, CPO | Sale | 1,317 | $93.25 | $122,810 | 1,552 | Jul 11, 2014 |
| WELCH JAMES S JR | Vice Chairman Strategy and HR | Tax Withholding | 14,660 | $93.92 | $1,376,867 | 25,002 | Jun 12, 2014 |
| Steiner Lisa P | SVP, Chief HR Officer | Tax Withholding | 7,144 | $94.67 | $676,322 | 2,923 | Jun 6, 2014 |
| WELCH JAMES S JR | Vice Chairman Strategy and HR | Award / Grant | 9,046 | — | — | 41,904 | Jun 1, 2014 |
| MORREAU JANE C | SVP, Chief Production Officer | Award / Grant | 3,635 | — | — | 8,816 | Jun 1, 2014 |
| VARGA PAUL C | Chairman & CEO | Award / Grant | 38,766 | — | — | 243,137 | Jun 1, 2014 |
| Jones Jill Ackerman | Executive Vice President | Award / Grant | 3,635 | — | — | 16,814 | Jun 1, 2014 |
| Hamel Matthew E | EVP, Gen Counsel and Secretary | Award / Grant | 3,635 | — | — | 8,882 | Jun 1, 2014 |
| Steiner Lisa P | SVP, Chief HR Officer | Award / Grant | 2,908 | — | — | 6,238 | Jun 1, 2014 |
| McCallum Mark I | EVP/Pres Eur Afr Asia Pac TR | Award / Grant | 8,198 | — | — | 29,849 | Jun 1, 2014 |
| Alvarez Alejandro A | SVP, CPO | Tax Withholding | 183 | $89.72 | $16,419 | 269 | Apr 30, 2014 |
| Brown George Garvin IV | Executive Vice President | Option Exercise | 882 | — | — | 226,904 | Apr 30, 2014 |
| MORREAU JANE C | SVP, Chief Production Officer | Tax Withholding | 1,241 | $89.13 | $110,610 | 5,181 | Apr 30, 2014 |
| Brown J McCauley | — | Tax Withholding | 339 | $89.72 | $30,415 | 60,981 | Apr 30, 2014 |
| Alvarez Alejandro A | SVP, CPO | Option Exercise | 452 | — | — | 452 | Apr 30, 2014 |
| Hamel Matthew E | EVP, Gen Counsel and Secretary | Tax Withholding | 1,032 | $89.13 | $91,982 | 5,247 | Apr 30, 2014 |
| VARGA PAUL C | Chairman & CEO | Tax Withholding | 11,811 | $89.13 | $1,052,714 | 204,371 | Apr 30, 2014 |
| Steiner Lisa P | SVP, Chief HR Officer | Tax Withholding | 834 | $89.13 | $74,334 | 3,330 | Apr 30, 2014 |
| BOUSQUET CHAVANNE PATRICK | — | Tax Withholding | 472 | $89.36 | $42,178 | — | Apr 4, 2014 |
| Jones Jill Ackerman | Executive Vice President | Option Exercise | 5,901 | $28.58 | $168,651 | 16,241 | Mar 31, 2014 |
| VARGA PAUL C | Chairman & CEO | Tax Withholding | 96,373 | $89.74 | $8,648,513 | 67,902 | Mar 24, 2014 |
| STUBBS DACE BROWN | — | Sale | 3,628 | $89.37 | $324,234 | 302,030 | Mar 18, 2014 |
| Steiner Lisa P | SVP, Chief HR Officer | Sale | 100 | $87.08 | $8,708 | 2,923 | Mar 13, 2014 |
| McCallum Mark I | EVP/Pres Eur Afr Asia Pac TR | Tax Withholding | 5,787 | $88.14 | $510,066 | 5,357 | Mar 11, 2014 |
| Brown George Garvin IV | Executive Vice President | Option Exercise | 3,089 | $22.49 | $69,472 | 226,022 | Mar 7, 2014 |
| Joy Catherine Frazier | — | Gift | 1,942 | — | — | 4,130,474 | Jan 2, 2014 |
| MORREAU JANE C | SVP, Chief Production Officer | Tax Withholding | 2,960 | $75.57 | $223,687 | 53 | Jan 2, 2014 |
| Brown J McCauley | — | Gift | 70,745 | — | — | 99,395 | Dec 23, 2013 |
| Brown George Garvin IV | Executive Vice President | Gift | 718 | — | — | 7,346 | Dec 20, 2013 |
| Holland Augusta Brown | — | Gift | 210 | — | — | 16,369 | Dec 17, 2013 |
| Brown Owsley III | — | Gift | 210 | — | — | — | Dec 17, 2013 |
| Holland Augusta Brown | — | Gift | 1,124 | $74.70 | $83,963 | 70,656 | Dec 10, 2013 |
| Brown J McCauley | — | Gift | 375 | — | — | 6,957 | Dec 9, 2013 |
| Brown J McCauley | — | Gift | 325 | — | — | 6,907 | Dec 9, 2013 |
| Barzun Brooke Brown | — | Gift | 1,135 | — | — | 2,605 | Dec 5, 2013 |
| Brown Owsley III | — | Other | 435 | — | — | 435 | Nov 8, 2013 |
| Holland Augusta Brown | — | Other | 98,964 | — | — | 98,964 | Nov 8, 2013 |
| Barzun Brooke Brown | — | Other | 43,064 | — | — | 82,511 | Nov 8, 2013 |
| Frazier Laura | — | Sale | 13,457 | $73.47 | $988,686 | 4,486 | Nov 6, 2013 |
| Avish Agincourt, LLC | — | Other | 18,014 | $69.23 | $1,247,109 | 9,104,153 | Oct 23, 2013 |
| Frazier Laura | — | W | 9,764 | — | — | — | Oct 23, 2013 |
| Joy Catherine Frazier | — | Other | 17,795 | $70.08 | $1,247,074 | 4,130,474 | Oct 23, 2013 |
| Brown Christina Lee | — | Option Exercise | 131,303 | $22.49 | $2,953,004 | 194,462 | Oct 23, 2013 |
| BERG DONALD C | Chief Financial Officer | Sale | 4,700 | $70.06 | $329,282 | 34,159 | Oct 11, 2013 |
| Barzun Brooke Brown | — | Gift | 210 | — | — | 207,591 | Oct 9, 2013 |
| Brown George Garvin IV | Executive Vice President | Other | 22,217 | $67.14 | $1,491,649 | 88,434 | Sep 13, 2013 |
| Brown J McCauley | — | Purchase | 300 | $67.00 | $20,100 | 6,582 | Sep 4, 2013 |
| Frazier Laura | — | W | 577,439 | — | — | 4,148,269 | Aug 20, 2013 |