Unum Group — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| O HANLEY RONALD P | — | Award / Grant | 3,304 | — | — | 16,205 | May 25, 2017 |
| Simonds Michael Q | EVP, President & CEO, Unum US | Sale | 5,000 | $46.61 | $233,050 | 64,593 | May 5, 2017 |
| Waxenberg Daniel Jason | SVP, Chief Accounting Officer | Sale | 260 | $46.44 | $12,074 | 6,148 | May 1, 2017 |
| WATJEN THOMAS R | — | Sale | 25,000 | $46.41 | $1,160,250 | 129,664 | Apr 28, 2017 |
| Arnold Timothy Gerald | EVP, President & CEO, Colonial | Sale | 2,000 | $48.54 | $97,080 | 18,959 | Mar 13, 2017 |
| Arnold Timothy Gerald | EVP, President & CEO, Colonial | Award / Grant | 4,613 | — | — | 20,959 | Mar 1, 2017 |
| Farrell Breege A | EVP, Chief Investment Officer | Award / Grant | 4,770 | — | — | 64,803 | Mar 1, 2017 |
| IGLESIAS LISA G | EVP, General Counsel | Award / Grant | 6,205 | — | — | 46,120 | Mar 1, 2017 |
| Jerome Christopher J | EVP, Global Services | Award / Grant | 4,287 | — | — | 28,225 | Mar 1, 2017 |
| McGarry John F | EVP and CFO | Award / Grant | 10,028 | — | — | 70,997 | Mar 1, 2017 |
| McKenney Richard P | President and CEO | Award / Grant | 55,154 | — | — | 332,961 | Mar 1, 2017 |
| O'Donnell Peter G | President & CEO, Unum UK | Award / Grant | 4,412 | — | — | 30,353 | Mar 1, 2017 |
| Simonds Michael Q | EVP, President & CEO, Unum US | Award / Grant | 10,028 | — | — | 69,593 | Mar 1, 2017 |
| Waxenberg Daniel Jason | SVP, Chief Accounting Officer | Award / Grant | 1,161 | — | — | 6,404 | Mar 1, 2017 |
| Farrell Breege A | EVP, Chief Investment Officer | Tax Withholding | 608 | $48.48 | $29,476 | 60,991 | Feb 25, 2017 |
| Jerome Christopher J | EVP, Global Services | Tax Withholding | 799 | $48.65 | $38,871 | 25,469 | Feb 25, 2017 |
| Simonds Michael Q | EVP, President & CEO, Unum US | Tax Withholding | 1,855 | $48.65 | $90,246 | 62,666 | Feb 25, 2017 |
| O'Donnell Peter G | President & CEO, Unum UK | Tax Withholding | 1,034 | $48.48 | $50,128 | 26,832 | Feb 25, 2017 |
| IGLESIAS LISA G | EVP, General Counsel | Tax Withholding | 1,052 | $48.65 | $51,180 | 40,752 | Feb 24, 2017 |
| McKenney Richard P | President and CEO | Option Exercise | 26,048 | $26.29 | $684,802 | 298,568 | Feb 24, 2017 |
| Arnold Timothy Gerald | EVP, President & CEO, Colonial | Tax Withholding | 437 | $48.48 | $21,186 | 16,346 | Feb 23, 2017 |
| McGarry John F | EVP and CFO | Tax Withholding | 1,044 | $48.48 | $50,613 | 60,969 | Feb 23, 2017 |
| Waxenberg Daniel Jason | SVP, Chief Accounting Officer | Tax Withholding | 85 | $48.48 | $4,121 | 5,243 | Feb 23, 2017 |
| McGarry John F | EVP and CFO | Tax Withholding | 1,209 | $48.56 | $58,709 | 64,606 | Feb 21, 2017 |
| Jerome Christopher J | EVP, Global Services | Award / Grant | 3,059 | — | — | 27,309 | Feb 21, 2017 |
| Arnold Timothy Gerald | EVP, President & CEO, Colonial | Tax Withholding | 521 | $48.56 | $25,300 | 18,227 | Feb 21, 2017 |
| Farrell Breege A | EVP, Chief Investment Officer | Tax Withholding | 1,058 | $48.56 | $51,376 | 62,337 | Feb 21, 2017 |
| McKenney Richard P | President and CEO | Award / Grant | 13,864 | — | — | 289,360 | Feb 21, 2017 |
| O'Donnell Peter G | President & CEO, Unum UK | Tax Withholding | 937 | $48.56 | $45,501 | 29,116 | Feb 21, 2017 |
| Simonds Michael Q | EVP, President & CEO, Unum US | Award / Grant | 5,013 | — | — | 66,169 | Feb 21, 2017 |
| WATJEN THOMAS R | — | Tax Withholding | 40,977 | $48.56 | $1,989,843 | 154,664 | Feb 21, 2017 |
| Simonds Michael Q | EVP, President & CEO, Unum US | Sale | 5,000 | $47.64 | $238,200 | 60,884 | Feb 10, 2017 |
| Godwin Pamela H | — | Sale | 10,000 | $46.86 | $468,600 | 52,466 | Feb 6, 2017 |
| LARSON GLORIA C | — | Sale | 6,566 | $46.86 | $307,683 | 67,828 | Feb 6, 2017 |
| WATJEN THOMAS R | — | Sale | 25,000 | $46.91 | $1,172,750 | 98,243 | Feb 3, 2017 |
| IGLESIAS LISA G | EVP, General Counsel | Tax Withholding | 2,508 | $44.88 | $112,559 | 41,695 | Jan 8, 2017 |
| McGarry John F | EVP and CFO | Sale | 6,613 | $41.14 | $272,059 | 61,925 | Nov 15, 2016 |
| Caulfield E Michael | — | Gift | 3,715 | — | — | 36,836 | Nov 15, 2016 |
| Jerome Christopher J | EVP, Global Services | Sale | 8,000 | $41.49 | $331,920 | 23,994 | Nov 14, 2016 |
| McGarry John F | EVP and CFO | Sale | 12,000 | $41.44 | $497,280 | 61,925 | Nov 14, 2016 |
| WATJEN THOMAS R | — | Sale | 100 | $36.10 | $3,610 | 123,223 | Oct 28, 2016 |
| WATJEN THOMAS R | — | Gift | 29,577 | — | — | 148,199 | Aug 12, 2016 |
| WATJEN THOMAS R | — | Sale | 40,000 | $33.24 | $1,329,600 | 177,776 | Aug 1, 2016 |
| MUHL EDWARD J | — | Gift | 4,096 | — | — | 4,125 | Jun 21, 2016 |
| Arnold Timothy Gerald | EVP, President & CEO, Colonial | Sale | 1,600 | $36.99 | $59,184 | 17,199 | May 31, 2016 |
| WATJEN THOMAS R | — | Award / Grant | 4,125 | — | — | 217,776 | May 26, 2016 |
| Shammo Francis | — | Award / Grant | 4,125 | — | — | 7,353 | May 26, 2016 |
| O HANLEY RONALD P | — | Award / Grant | 4,125 | — | — | 12,756 | May 26, 2016 |
| MUHL EDWARD J | — | Award / Grant | 4,125 | — | — | 8,222 | May 26, 2016 |
| LARSON GLORIA C | — | Award / Grant | 4,125 | — | — | 73,711 | May 26, 2016 |