SWAIN WILLIAM B JR
Insider transactions at 1 company
This page shows all SEC Form 4 filings attributed to SWAIN WILLIAM B JR. Form 4 disclosures are required whenever a corporate insider — director, officer, or 10%+ shareholder — buys, sells, or receives company stock. Each row represents a separate reported transaction. All data is sourced directly from the SEC EDGAR public database.
| Company | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| CRD-B | Executive Vice President-CFO | Award / Grant | 27,401 | — | — | Dec 16, 2025 |
| CRD-B | Executive Vice President-CFO | Sale | 4,659 | $10.82 | $50,410 | Mar 17, 2025 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 31,180 | — | — | Dec 18, 2024 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 14,552 | $11.06 | $160,945 | Dec 19, 2023 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 25,616 | — | — | Dec 15, 2022 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 45,877 | — | — | Dec 17, 2021 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 7,494 | $7.81 | $58,528 | Dec 17, 2020 |
| CRD-B | Executive Vice President-CFO | Purchase | 1,000 | $7.00 | $7,000 | Jun 15, 2020 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 4,974 | $11.66 | $57,997 | Dec 18, 2019 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 4,974 | $11.66 | $57,997 | Dec 18, 2019 |
| CRD-B | Executive Vice President-CFO | Option Exercise | 36,582 | $5.08 | $185,837 | Mar 4, 2019 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 29,688 | — | — | Dec 18, 2018 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 9,498 | $8.37 | $79,498 | Dec 29, 2017 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 4,358 | $9.12 | $39,745 | Feb 22, 2017 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 9,900 | — | — | Dec 31, 2016 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 4,950 | — | — | Dec 31, 2015 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 12,533 | $9.35 | $117,184 | Apr 21, 2014 |
| CRD-B | Executive Vice President-CFO | Sale | 40,000 | $8.50 | $340,000 | Mar 14, 2014 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 7,502 | $7.71 | $57,840 | Mar 7, 2014 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 7,503 | $7.71 | $57,848 | Mar 7, 2014 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 7,503 | $7.71 | $57,848 | Mar 7, 2014 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 22,500 | — | — | Feb 26, 2013 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 10,000 | — | — | Dec 31, 2012 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 14,158 | $3.57 | $50,544 | Mar 2, 2012 |
| CRD-B | Executive Vice President-CFO | Purchase | 400 | $4.00 | $1,600 | Aug 16, 2011 |
| CRD-B | Executive Vice President-CFO | Purchase | 4,000 | $5.59 | $22,360 | Jun 2, 2011 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 17,634 | $3.23 | $56,958 | Feb 18, 2011 |
| CRD-B | Executive Vice President-CFO | Other | 6,249 | $2.09 | $13,060 | Jul 26, 2010 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 10,833 | — | — | Mar 11, 2010 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 30,700 | — | — | Feb 19, 2010 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 6,767 | $4.49 | $30,384 | Mar 6, 2009 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 300 | — | — | Oct 6, 2008 |
| CRD-B | Executive Vice President-CFO | Tax Withholding | 372 | $3.75 | $1,395 | Feb 29, 2008 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 30,000 | — | — | Feb 27, 2008 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 200 | — | — | Jul 25, 2007 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 200 | — | — | Mar 14, 2007 |
| CRD-B | Executive Vice President-CFO | Award / Grant | 6,000 | — | — | Oct 24, 2006 |
| CRD-B | Senior Vice President | Award / Grant | 200 | — | — | Mar 24, 2006 |