Daves Lora Lee
Insider transactions at 1 company
This page shows all SEC Form 4 filings attributed to Daves Lora Lee. Form 4 disclosures are required whenever a corporate insider — director, officer, or 10%+ shareholder — buys, sells, or receives company stock. Each row represents a separate reported transaction. All data is sourced directly from the SEC EDGAR public database.
| Company | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| SMBC | EVP-CHIEF FINANCIAL OFFICER | Option Exercise | 1,200 | $37.40 | $44,880 | Jul 13, 2023 |
| SMBC | EVP-CHIEF FINANCIAL OFFICER | Award / Grant | 750 | — | — | Feb 21, 2023 |
| SMBC | EVP-CHIEF RISK OFFICER | Award / Grant | 400 | — | — | Feb 3, 2022 |
| SMBC | EVP, Chief Risk Officer | Award / Grant | 600 | — | — | Feb 10, 2021 |
| SMBC | EVP - Chief Risk Officer | Award / Grant | 600 | — | — | Feb 10, 2021 |
| SMBC | EVP, Chief Risk Officer | Award / Grant | 600 | — | — | Feb 18, 2020 |
| SMBC | EVP, Chief Risk Officer | Award / Grant | 600 | — | — | Jan 4, 2019 |
| SMBC | EVP, Chief Risk Officer | Award / Grant | 500 | — | — | Jan 16, 2018 |
| SMBC | EVP, Chief Risk Officer | Award / Grant | 1,250 | — | — | May 16, 2017 |
| SMBC | Chief Credit Officer | Option Exercise | 10,000 | $6.38 | $63,800 | Jan 22, 2016 |
| SMBC | Chief of Credit Administration | Award / Grant | 4,000 | $21.50 | $86,000 | Jun 29, 2012 |
| SMBC | Chief Credit Administration | Purchase | 500 | $19.00 | $9,500 | Nov 17, 2011 |