Baumgarten David A
Insider transactions at 1 company
This page shows all SEC Form 4 filings attributed to Baumgarten David A. Form 4 disclosures are required whenever a corporate insider — director, officer, or 10%+ shareholder — buys, sells, or receives company stock. Each row represents a separate reported transaction. All data is sourced directly from the SEC EDGAR public database.
| Company | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| 0001123270 | President and CEO | Disposition | 299,168 | — | — | Feb 1, 2018 |
| 0001123270 | President and CEO | Option Exercise | 40,000 | $3.39 | $135,600 | Mar 10, 2017 |
| 0001123270 | President and CEO | Award / Grant | 17,000 | — | — | Jan 17, 2017 |
| 0001123270 | President and CEO | Option Exercise | 50,000 | $5.05 | $252,500 | Jun 27, 2016 |
| 0001123270 | President and CEO | Award / Grant | 20,800 | — | — | Jan 19, 2016 |
| 0001123270 | President and CEO | Award / Grant | 28,500 | — | — | Jan 20, 2015 |
| 0001123270 | President and CEO | Award / Grant | 20,000 | — | — | Jan 21, 2014 |
| 0001123270 | President | Award / Grant | 20,500 | — | — | Jan 22, 2013 |
| 0001123270 | President | Award / Grant | 3,354 | $3.44 | $11,538 | May 21, 2012 |
| 0001123270 | President | Award / Grant | 20,000 | — | — | Jan 17, 2012 |
| 0001123270 | President | Purchase | 3,000 | $3.63 | $10,890 | Apr 19, 2011 |
| 0001123270 | President | Purchase | 5,000 | $4.00 | $20,000 | Mar 14, 2011 |
| 0001123270 | President | Purchase | 5,000 | $4.43 | $22,150 | Feb 1, 2011 |
| 0001123270 | President | Purchase | 10,000 | $5.35 | $53,500 | Dec 20, 2010 |
| 0001123270 | President | Purchase | 3,015 | $5.95 | $17,939 | Aug 11, 2010 |
| 0001123270 | President | Purchase | 3,000 | $5.95 | $17,850 | Aug 6, 2010 |
| 0001123270 | President of Subsidiary | Award / Grant | 15,000 | — | — | May 3, 2010 |
| ASB-PF | Sale | 1,300 | $12.67 | $16,476 | Feb 16, 2010 | |
| ASB-PF | Executive Vice President | Other | 244 | $10.80 | $2,640 | Dec 15, 2009 |
| ASB-PF | Executive Vice President | Other | 345 | $11.49 | $3,960 | Nov 16, 2009 |
| ASB-PF | Executive Vice President | Other | 219 | $12.04 | $2,641 | Oct 15, 2009 |
| ASB-PF | Executive Vice President | Other | 256 | $10.33 | $2,641 | Sep 15, 2009 |
| ASB-PF | Executive Vice President | Other | 41 | $11.17 | $455 | Aug 17, 2009 |
| ASB-PF | Executive Vice President | Other | 215 | $12.25 | $2,640 | Jul 15, 2009 |
| ASB-PF | Executive Vice President | Other | 286 | $13.86 | $3,960 | Jun 15, 2009 |
| ASB-PF | Executive Vice President | Other | 26 | $16.07 | $421 | May 15, 2009 |
| ASB-PF | Executive Vice President | Other | 166 | $15.92 | $2,646 | Apr 15, 2009 |
| ASB-PF | Executive Vice President | Other | 196 | $13.50 | $2,640 | Mar 16, 2009 |
| ASB-PF | Executive Vice President | Other | 4 | $14.89 | $66 | Feb 17, 2009 |
| ASB-PF | Executive Vice President | Award / Grant | 13,900 | — | — | Jan 28, 2009 |
| ASB-PF | Executive Vice President | Other | 174 | $15.18 | $2,640 | Jan 15, 2009 |
| ASB-PF | Executive Vice President | Other | 144 | $18.31 | $2,640 | Dec 15, 2008 |
| ASB-PF | Executive Vice President | Other | 217 | $18.21 | $3,959 | Nov 17, 2008 |
| ASB-PF | Executive Vice President | Other | 140 | $18.82 | $2,639 | Oct 15, 2008 |
| ASB-PF | Executive Vice President | Other | 127 | $20.87 | $2,640 | Sep 15, 2008 |
| ASB-PF | Executive Vice President | Other | 144 | $18.39 | $2,641 | Aug 15, 2008 |
| ASB-PF | Executive Vice President | Other | 167 | $15.84 | $2,641 | Jul 15, 2008 |
| ASB-PF | Executive Vice President | Other | 165 | $24.07 | $3,964 | Jun 16, 2008 |
| ASB-PF | Executive Vice President | Other | 67 | $28.96 | $1,928 | May 15, 2008 |
| ASB-PF | Executive Vice President | Other | 103 | $25.69 | $2,640 | Apr 15, 2008 |
| ASB-PF | Executive Vice President | Other | 106 | $25.01 | $2,640 | Mar 17, 2008 |
| ASB-PF | Executive Vice President | Other | 2 | $26.32 | $60 | Feb 15, 2008 |
| ASB-PF | Executive Vice President | Award / Grant | 11,000 | — | — | Jan 23, 2008 |
| ASB-PF | Executive Vice President | Other | 112 | $23.59 | $2,640 | Jan 15, 2008 |
| ASB-PF | Executive Vice President | Other | 148 | $26.82 | $3,960 | Dec 17, 2007 |
| ASB-PF | Executive Vice President | Other | 2 | $28.01 | $60 | Nov 15, 2007 |
| ASB-PF | Executive Vice President | Other | 89 | $29.70 | $2,640 | Oct 15, 2007 |
| ASB-PF | Executive Vice President | Other | 92 | $28.61 | $2,640 | Sep 17, 2007 |
| ASB-PF | Executive Vice President | Other | 94 | $27.99 | $2,640 | Aug 15, 2007 |
| ASB-PF | Executive Vice President | Other | 120 | $33.12 | $3,960 | Jul 16, 2007 |