Solo Brands, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NB Alternatives Advisers LLC | — | Sale | 2,073,689 | $5.00 | $10,368,445 | 627,286 | May 16, 2023 |
| BERTRAM GROWTH CAPITAL III-A, L.P. | — | Sale | 1,435,784 | $5.00 | $7,178,920 | 927,332 | May 16, 2023 |
| BERTRAM GROWTH CAPITAL III, L.P. | — | Sale | 3,277,987 | $5.00 | $16,389,935 | 2,117,160 | May 16, 2023 |
| BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P. | — | Sale | 1,194,393 | $5.00 | $5,971,965 | 361,301 | May 16, 2023 |
| Webb Somer | Chief Financial Officer | Option Exercise | 38,640 | — | — | 159,600 | May 15, 2023 |
| Merris John | President and CEO | Tax Withholding | 1,118 | $4.80 | $5,366 | 156,936 | May 5, 2023 |
| Christensen Kent Roger | General Counsel | Tax Withholding | 268 | $4.80 | $1,286 | 7,867 | May 5, 2023 |
| Powers David | — | Purchase | 15,500 | $6.49 | $100,595 | 15,500 | Mar 15, 2023 |
| Merris John | President & CEO | Purchase | 100 | $3.84 | $384 | 144,352 | Dec 16, 2022 |
| Christensen Kent Roger | General Counsel | Option Exercise | 4,412 | — | — | 5,562 | Nov 21, 2022 |
| Webb Matthew Scott | Chief Operating Officer | Tax Withholding | 1,074 | $4.39 | $4,715 | 3,338 | Nov 21, 2022 |
| Montgomery Thomas Greene | Chief Digital Officer | Option Exercise | 7,353 | — | — | 7,353 | Nov 21, 2022 |
| Merris John | President & CEO | Option Exercise | 18,383 | — | — | 136,509 | Nov 18, 2022 |
| Tarbox Andrea K | — | Option Exercise | 8,824 | — | — | 8,824 | Nov 18, 2022 |
| Brown Julia M | — | Option Exercise | 8,824 | — | — | 8,824 | Nov 18, 2022 |
| Randolph Marc Bernays | — | Option Exercise | 8,824 | — | — | 8,824 | Nov 18, 2022 |
| Webb Somer | Chief Financial Officer | Purchase | 45,000 | $4.10 | $184,500 | 115,372 | Sep 1, 2022 |
| Merris John | President & CEO | Purchase | 30,000 | $4.95 | $148,500 | 118,126 | May 27, 2022 |
| Webb Somer | Chief Financial Officer | Purchase | 2,204 | $3.87 | $8,529 | 2,204 | May 24, 2022 |
| Merris John | President and CEO | Purchase | 14,126 | $14.12 | $199,459 | 14,126 | Dec 14, 2021 |
| Merris John | President & CEO | Purchase | 904 | $5.53 | $4,999 | 923 | Nov 17, 2021 |
| Christensen Kent Roger | General Counsel | Purchase | 1,150 | $17.00 | $19,550 | 1,150 | Nov 1, 2021 |
| Merris John | President and CEO | Purchase | 14,000 | $17.00 | $238,000 | 28,126 | Nov 1, 2021 |
| Simmons Samuel Morin | Chief Financial Officer | Purchase | 13,450 | $17.00 | $228,650 | 13,450 | Nov 1, 2021 |