Dutch Bros Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ricci Joth | CEO and President | Sale | 8,534 | $42.68 | $364,231 | 2,549,049 | May 9, 2022 |
| Maxwell Brian | Chief Operating Officer | Sale | 1,561 | $49.46 | $77,207 | 1,257,226 | Apr 26, 2022 |
| Maxwell Brian | Chief Operating Officer | Sale | 200 | $54.32 | $10,864 | 1,267,620 | Apr 12, 2022 |
| Jemley Charles | Chief Financial Officer | Sale | 400 | $56.61 | $22,644 | 1,252,132 | Apr 5, 2022 |
| Maxwell Brian | Chief Operating Officer | Sale | 2,500 | $58.64 | $146,600 | 1,316,016 | Mar 29, 2022 |
| Broader Shelley G. | — | Option Exercise | 1,087 | — | — | 2,174 | Mar 17, 2022 |
| Jemley Charles | Chief Financial Officer | Sale | 1,600 | $47.89 | $76,624 | 1,270,432 | Mar 15, 2022 |
| Maxwell Brian | Chief Operating Officer | Sale | 6,679 | $48.60 | $324,599 | 1,325,456 | Mar 15, 2022 |
| TSG7 A Management LLC | — | Sale | 151,123 | $51.47 | $7,778,301 | — | Mar 10, 2022 |
| Ricci Joth | CEO and President | Sale | 37,918 | $45.39 | $1,721,098 | 2,629,322 | Mar 7, 2022 |
| Ricci Joth | CEO and President | Sale | 62,235 | $46.08 | $2,867,789 | 2,596,115 | Mar 7, 2022 |
| Graham John Patrick | Chief Marketing Officer | Option Exercise | 145,584 | — | — | 228,610 | Jan 3, 2022 |
| Broader Shelley G. | — | Option Exercise | 1,087 | — | — | 1,087 | Dec 17, 2021 |
| Graham John Patrick | Chief Marketing Officer | Gift | 172,000 | — | — | 83,026 | Nov 10, 2021 |
| Dutch Holdings LLC | — | Other | 4,744,562 | — | — | 45,929,515 | Sep 30, 2021 |
| Boersma Travis | Executive Chairman of Board | Disposition | 2,580,398 | $21.56 | $55,633,381 | 24,703,707 | Sep 21, 2021 |
| Maxwell Brian | Chief Operating Officer | Award / Grant | 533,451 | — | — | 533,451 | Sep 17, 2021 |
| Jemley Charles | Chief Financial Officer | Award / Grant | 763,225 | — | — | 763,225 | Sep 17, 2021 |
| Graham John Patrick | Chief Marketing Officer | Tax Withholding | 200,987 | $23.00 | $4,622,701 | 235,941 | Sep 17, 2021 |
| Ricci Joth | CEO and President | Award / Grant | 18,677,071 | — | — | 1,867,071 | Sep 17, 2021 |
| Graham John Patrick | Chief Marketing Officer | Tax Withholding | 181,903 | $43.55 | $7,921,876 | 255,026 | Sep 17, 2021 |
| Jemley Charles | Chief Financial Officer | Award / Grant | 1,272,032 | — | — | 1,272,032 | Sep 17, 2021 |
| Maxwell Brian | Chief Operating Officer | Award / Grant | 1,333,620 | — | — | 1,333,620 | Sep 17, 2021 |
| Ricci Joth | CEO and President | Award / Grant | 2,667,240 | — | — | 2,667,240 | Sep 17, 2021 |