SeaStar Medical Holding Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Van Heel Kenneth | — | Award / Grant | 7,978 | — | — | 16,400 | Apr 6, 2023 |
| Barnett Rick | — | Award / Grant | 7,978 | — | — | 16,400 | Apr 6, 2023 |
| Lobo Andres | — | Award / Grant | 7,978 | — | — | 7,978 | Apr 6, 2023 |
| Russell Richard D. | — | Award / Grant | 7,978 | — | — | 7,978 | Apr 6, 2023 |
| Union Carbide Employees' Pension Plan Trust | — | Purchase | 200,000 | — | — | 2,966,555 | Oct 28, 2022 |
| Dow Employees' Pension Plan Trust | — | Award / Grant | 4,149,841 | — | — | 4,149,841 | Oct 28, 2022 |
| Baron Caryl | Interim CFO | Award / Grant | 42,112 | — | — | 42,112 | Oct 28, 2022 |
| Van Heel Kenneth | — | Award / Grant | 8,422 | — | — | 8,422 | Oct 28, 2022 |
| Collins Allan | — | Award / Grant | 8,422 | — | — | 8,422 | Oct 28, 2022 |
| Schlorff Eric | Chief Executive Officer | Award / Grant | 198,530 | — | — | 198,530 | Oct 28, 2022 |
| Barnett Rick | — | Award / Grant | 8,422 | — | — | 8,422 | Oct 28, 2022 |
| LM FUNDING AMERICA, INC. | — | Option Exercise | 2,587,500 | — | — | 2,587,500 | Oct 28, 2022 |
| LMFAO Sponsor, LLC | — | Option Exercise | 2,587,500 | — | — | 2,587,500 | Oct 28, 2022 |
| Chung Kevin | Chief Medical Officer | Award / Grant | 44,322 | — | — | 48,082 | Apr 5, 2022 |