Clene Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MATLIN DAVID J | — | Purchase | 10,000 | $3.10 | $31,000 | 1,702,749 | Mar 29, 2022 |
| MATLIN DAVID J | — | Purchase | 20,000 | $2.94 | $58,800 | 1,672,749 | Mar 24, 2022 |
| MATLIN DAVID J | — | Purchase | 35,000 | $2.90 | $101,500 | 1,652,749 | Mar 18, 2022 |
| Stevens John Henry | — | Option Exercise | 273,194 | $0.53 | $144,793 | 287,572 | Feb 17, 2022 |
| General Resonance LLC | — | Sale | 101,352 | $2.96 | $300,002 | 15,874,921 | Feb 1, 2022 |
| MATLIN DAVID J | — | Purchase | 101,352 | $2.96 | $300,002 | 1,597,749 | Feb 1, 2022 |
| WILCOX REED N | — | Option Exercise | 253,000 | $0.15 | $37,950 | 300,233 | Jan 20, 2022 |
| Ugwumba Chidozie | — | Other | 4,528,809 | — | — | 4,528,809 | Dec 31, 2021 |
| MATLIN DAVID J | — | Purchase | 5,000 | $4.93 | $24,650 | 1,441,397 | Dec 10, 2021 |
| MATLIN DAVID J | — | X | 12,500 | $0.01 | $125 | 1,436,397 | Dec 6, 2021 |
| MATLIN DAVID J | — | Purchase | 20,000 | $5.26 | $105,200 | 1,423,897 | Nov 16, 2021 |
| MATLIN DAVID J | — | Purchase | 15,000 | $5.71 | $85,650 | 1,403,897 | Nov 12, 2021 |
| Mosca Alison | — | X | 15,000 | $0.01 | $150 | 3,006,670 | Oct 1, 2021 |
| WILCOX REED N | — | Award / Grant | 27,784 | — | — | 27,784 | Jul 14, 2021 |
| Stevens John Henry | — | Award / Grant | 14,378 | — | — | 14,378 | Jul 14, 2021 |
| Mosca Alison | — | Award / Grant | 2,083 | — | — | 2,083 | Jul 14, 2021 |
| Jacobovitz Shalom | — | Award / Grant | 20,838 | — | — | 20,838 | Jul 14, 2021 |
| Gay Jonathon | — | Award / Grant | 10,783 | — | — | 10,783 | Jul 14, 2021 |
| Etherington Robert Dee | Chief Executive Officer | Award / Grant | 80,076 | — | — | 80,076 | Jun 30, 2021 |
| Mortenson Mark | Chief Science Officer | Award / Grant | 50,082 | — | — | 50,082 | Jun 30, 2021 |
| Glanzman Robert | Chief Medical Officer | Award / Grant | 15,281 | — | — | 15,281 | Jun 30, 2021 |
| Mosca Alison | — | Purchase | 51,921 | $9.63 | $499,999 | 51,921 | May 24, 2021 |
| MATLIN DAVID J | — | Purchase | 207,684 | $9.63 | $1,999,997 | 1,378,897 | May 24, 2021 |