SoFi Technologies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Heavener Micah | Head of Operations | Sale | 5,000 | $8.01 | $40,050 | 147,255 | Mar 16, 2022 |
| Renz Maria | EVP & Group Business Leader | Option Exercise | 141,167 | — | — | 733,198 | Mar 16, 2022 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 256,791 | — | — | 1,869,287 | Mar 16, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 17,375 | $8.62 | $149,773 | 2,982,170 | Mar 16, 2022 |
| White Derek J | CEO of Galileo | Option Exercise | 69,438 | — | — | 241,120 | Mar 15, 2022 |
| Lapointe Christopher | Chief Financial Officer | Tax Withholding | 50,175 | $8.55 | $428,996 | 409,822 | Mar 15, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 34,000 | $8.91 | $302,940 | 3,062,031 | Mar 15, 2022 |
| Heavener Micah | Head of Operations | Purchase | 5,000 | $7.99 | $39,950 | 133,307 | Mar 14, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 19,042 | $7.85 | $149,480 | 2,964,795 | Mar 14, 2022 |
| Heavener Micah | Head of Operations | Purchase | 5,000 | $7.99 | $39,950 | 133,307 | Mar 14, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 16,704 | $8.95 | $149,501 | 2,945,753 | Mar 11, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 15,873 | $9.44 | $149,841 | 2,929,049 | Mar 10, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 15,350 | $9.73 | $149,356 | 2,913,176 | Mar 7, 2022 |
| Noto Anthony | Chief Executive Officer | Purchase | 15,000 | $9.96 | $149,400 | 2,897,826 | Mar 4, 2022 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 49,016 | — | — | 1,637,813 | Mar 1, 2022 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,663 | — | — | 2,935,335 | Feb 28, 2022 |
| Gill Michelle | EVP & Group Business Leader | Tax Withholding | 25,317 | $12.48 | $315,956 | 1,588,797 | Feb 1, 2022 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,664 | — | — | 2,886,755 | Jan 26, 2022 |
| Heavener Micah | Head of Operations | Sale | 2,000 | $15.00 | $30,000 | 128,307 | Jan 20, 2022 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 49,016 | — | — | 1,589,863 | Jan 1, 2022 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,663 | — | — | 2,835,496 | Dec 27, 2021 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 127,684 | — | — | 1,608,041 | Dec 15, 2021 |
| Nuckles Jennifer | EVP & Group Business Leader | Tax Withholding | 41,881 | $14.61 | $611,881 | 263,664 | Dec 15, 2021 |
| White Derek J | CEO of Galileo | Tax Withholding | 152,363 | $14.61 | $2,226,023 | 171,682 | Dec 15, 2021 |
| Stafford Webb Lauren | Chief Marketing Officer | Option Exercise | 44,801 | — | — | 216,578 | Dec 15, 2021 |
| Heavener Micah | Head of Operations | Tax Withholding | 14,034 | $14.48 | $203,212 | 130,307 | Dec 14, 2021 |
| Lapointe Christopher | Chief Financial Officer | Tax Withholding | 43,425 | $14.58 | $633,137 | 358,804 | Dec 14, 2021 |
| Lavet Robert S | General Counsel and Secretary | Tax Withholding | 25,878 | $14.48 | $374,713 | 1,334,148 | Dec 14, 2021 |
| Noto Anthony | Chief Executive Officer | Tax Withholding | 47,029 | $14.58 | $685,683 | 2,733,833 | Dec 14, 2021 |
| Webster Aaron | Chief Risk Officer | Option Exercise | 85,742 | — | — | 404,410 | Dec 14, 2021 |
| Ronen Assaf | Chief Product Officer | Tax Withholding | 35,391 | $14.48 | $512,462 | 524,119 | Dec 14, 2021 |
| Webster Aaron | Chief Risk Officer | Purchase | 1,000 | $14.90 | $14,900 | 318,668 | Dec 10, 2021 |
| Gill Michelle | EVP & Group Business Leader | Tax Withholding | 24,303 | $17.20 | $418,012 | 1,480,357 | Dec 2, 2021 |
| HUTTON GEORGE THOMPSON | — | Sale | 16,800 | $18.50 | $310,800 | 709,258 | Nov 29, 2021 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,663 | — | — | 2,736,413 | Nov 29, 2021 |
| Freiberg Steven J | — | Gift | 140,000 | — | — | 313,563 | Nov 22, 2021 |
| HUTTON GEORGE THOMPSON | — | Option Exercise | 348,560 | $6,971.20 | $2,429,881,472 | 829,520 | Nov 22, 2021 |
| QIA FIG Holding LLC | — | Sale | 4,687,985 | $21.60 | $101,260,476 | 19,840,073 | Nov 18, 2021 |
| Silver Lake Group, L.L.C. | — | Sale | 120,725 | $21.60 | $2,607,660 | 510,923 | Nov 18, 2021 |
| Delaware Project 10 L.L.C. | — | Sale | 22,514,038 | $21.60 | $486,303,221 | 95,281,895 | Nov 18, 2021 |
| Wilkes Thomas Clayton | Vice Chairman - Galileo | Sale | 10,076,668 | $21.60 | $217,656,029 | 42,645,574 | Nov 18, 2021 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 49,016 | — | — | 1,479,947 | Nov 1, 2021 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,664 | — | — | 2,685,156 | Oct 26, 2021 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 49,016 | — | — | 1,455,234 | Oct 1, 2021 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 101,663 | — | — | 2,633,897 | Sep 27, 2021 |
| Gill Michelle | EVP & Group Business Leader | Option Exercise | 127,685 | — | — | 1,472,859 | Sep 14, 2021 |
| Heavener Micah | Head of Operations | Option Exercise | 35,539 | — | — | 125,701 | Sep 14, 2021 |
| Lapointe Christopher | Chief Financial Officer | Tax Withholding | 43,425 | $15.01 | $651,809 | 314,651 | Sep 14, 2021 |
| Lavet Robert S | General Counsel and Secretary | Tax Withholding | 25,489 | $14.57 | $371,375 | 1,306,343 | Sep 14, 2021 |
| Noto Anthony | Chief Executive Officer | Option Exercise | 94,852 | — | — | 2,579,262 | Sep 14, 2021 |