Humacyte, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Niklason Laura E | President, CEO and Director | Sale | 4,875,000 | $2.60 | $12,675,000 | 10,490,736 | Jun 13, 2023 |
| Dougan Brady W | — | Sale | 4,875,000 | $2.60 | $12,675,000 | 10,490,736 | Jun 13, 2023 |
| Ayabudge LLC | — | Sale | 4,875,000 | $2.60 | $12,675,000 | 10,490,736 | Jun 13, 2023 |
| Prichard Heather Ledbetter | Chief Operating Officer | Sale | 9,613 | $3.83 | $36,818 | 64,566 | May 25, 2023 |
| Niklason Laura E | President, CEO and Director | Sale | 2,625,000 | $2.75 | $7,218,750 | 15,365,736 | May 25, 2023 |
| Dougan Brady W | — | Sale | 2,625,000 | $2.75 | $7,218,750 | 15,365,736 | May 25, 2023 |
| Ayabudge LLC | — | Sale | 2,625,000 | $2.75 | $7,218,750 | 15,365,736 | May 25, 2023 |
| Constantino Michael T. | — | Purchase | 4,750 | $4.18 | $19,855 | 9,250 | May 18, 2023 |
| Dougan Brady W | — | Option Exercise | 100,000 | $1.19 | $119,000 | 1,270,240 | Mar 1, 2023 |
| Niklason Laura E | President, CEO and Director | Option Exercise | 100,000 | $1.19 | $119,000 | 1,270,240 | Mar 1, 2023 |
| Niklason Laura E | President, CEO and Director | Sale | 239,538 | $2.53 | $606,031 | 17,990,736 | Dec 16, 2022 |
| Dougan Brady W | — | Sale | 239,538 | $2.53 | $606,031 | 17,990,736 | Dec 16, 2022 |
| Ayabudge LLC | — | Sale | 239,538 | $2.53 | $606,031 | 17,990,736 | Dec 16, 2022 |
| Niklason Laura E | President, CEO and Director | Purchase | 10,000 | $2.54 | $25,400 | 1,170,240 | Dec 15, 2022 |
| Dougan Brady W | — | Purchase | 10,000 | $2.54 | $25,400 | 1,170,240 | Dec 15, 2022 |
| Ayabudge LLC | — | Sale | 330,000 | $2.84 | $937,200 | 18,600,004 | Dec 15, 2022 |
| Sander Dale A. | CFO and Chief Corp. Deve. Off. | Purchase | 20,000 | $2.60 | $52,000 | 20,600 | Dec 13, 2022 |
| Scheessele William John | Chief Commercial Officer | Purchase | 5,000 | $3.09 | $15,450 | 15,525 | Dec 13, 2022 |
| Niklason Laura E | President, CEO and Director | Sale | 93,426 | $2.63 | $245,710 | 18,230,274 | Dec 13, 2022 |
| Dougan Brady W | — | Sale | 276,304 | $2.76 | $762,599 | 18,323,700 | Dec 13, 2022 |
| Prichard Heather Ledbetter | Chief Operating Officer | Option Exercise | 6,564 | $1.15 | $7,549 | 9,189 | Dec 12, 2022 |
| Niklason Laura E | President, CEO and Director | Purchase | 2,000 | $4.14 | $8,280 | 1,160,240 | Sep 15, 2022 |
| Dougan Brady W | — | Purchase | 2,000 | $4.14 | $8,280 | 1,160,240 | Sep 15, 2022 |
| Niklason Laura E | President, CEO and Director | Sale | 1,522,500 | $4.00 | $6,090,000 | 18,930,004 | Sep 15, 2022 |
| Dougan Brady W | — | Sale | 1,522,500 | $4.00 | $6,090,000 | 18,930,004 | Sep 15, 2022 |
| Ayabudge LLC | — | Sale | 1,522,500 | $4.00 | $6,090,000 | 18,930,004 | Sep 15, 2022 |
| Binder Gordon M | — | Purchase | 61,841 | $4.40 | $272,100 | 110,000 | Sep 2, 2022 |
| Binder Gordon M | — | Purchase | 48,159 | $4.00 | $192,636 | 48,159 | Sep 1, 2022 |
| Scheessele William John | Chief Commercial Officer | Purchase | 10,525 | $4.72 | $49,678 | 10,525 | May 24, 2022 |
| Dougan Brady W | — | Purchase | 10,000 | $4.83 | $48,300 | 1,158,240 | May 23, 2022 |
| Niklason Laura E | President, CEO and Director | Purchase | 10,000 | $4.83 | $48,300 | 1,158,240 | May 23, 2022 |
| Constantino Michael T. | — | Purchase | 2,000 | $4.83 | $9,660 | 4,500 | May 23, 2022 |
| Sander Dale A. | CFO and Chief Corp. Deve. Off. | Purchase | 2,000 | $4.53 | $9,060 | 2,000 | May 17, 2022 |
| Niklason Laura E | President, CEO and Director | Sale | 75,000 | $9.00 | $675,000 | 510,161 | Dec 14, 2021 |
| Dougan Brady W | — | Sale | 75,000 | $9.00 | $675,000 | 510,161 | Dec 14, 2021 |
| Constantino Michael T. | — | Purchase | 2,300 | $10.79 | $24,817 | 2,500 | Nov 22, 2021 |
| Niklason Laura E | President, CEO and Director | Award / Grant | 1,148,240 | — | — | 1,148,240 | Aug 26, 2021 |
| Dougan Brady W | — | Award / Grant | 18,930,004 | — | — | 18,930,004 | Aug 26, 2021 |
| Ayabudge LLC | — | Purchase | 1,522,500 | $10.00 | $15,225,000 | 20,452,504 | Aug 26, 2021 |
| Wallace Max N. | — | Award / Grant | 49,986 | — | — | 49,986 | Aug 26, 2021 |
| Lawson Jeffrey Harold | Chief Surgical Officer | Award / Grant | 7,877 | — | — | 7,877 | Aug 26, 2021 |
| Prichard Heather Ledbetter | Chief Operating Officer | Award / Grant | 2,625 | — | — | 2,625 | Aug 26, 2021 |
| Tente William Edward | Chief Regulatory Officer | Award / Grant | 52,519 | — | — | 52,519 | Aug 26, 2021 |
| AHAC Sponsor LLC | — | Other | 305,000 | $10.00 | $3,050,000 | 305,000 | Sep 22, 2020 |