Vertex, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DeStefano David | PRESIDENT & CEO | Tax Withholding | 45,957 | $24.71 | $1,135,597 | 447,628 | Feb 24, 2024 |
| Butler Lisa | CHIEF ACCOUNTING OFFICER | Option Exercise | 6,854 | — | — | 10,072 | Feb 23, 2024 |
| Rowland Bryan T.R. | GENERAL COUNSEL | Option Exercise | 6,428 | — | — | 9,175 | Feb 23, 2024 |
| SCHWAB JOHN R | CHIEF FINANCIAL OFFICER | Option Exercise | 30,305 | — | — | 68,726 | Feb 23, 2024 |
| ANDERSEN ERIC C. | — | Sale | 10,000 | $25.88 | $258,800 | 77,309 | Feb 15, 2024 |
| Rowland Bryan T.R. | GENERAL COUNSEL | Option Exercise | 4,088 | — | — | 4,088 | Feb 13, 2024 |
| Butler Lisa | CHIEF ACCOUNTING OFFICER | Option Exercise | 4,484 | — | — | 4,734 | Feb 13, 2024 |
| SCHWAB JOHN R | CHIEF FINANCIAL OFFICER | Option Exercise | 24,009 | — | — | 47,325 | Feb 13, 2024 |
| DeStefano David | PRESIDENT & CEO | Gift | 37,455 | — | — | 392,190 | Dec 27, 2023 |
| SCHWAB JOHN R | CHIEF FINANCIAL OFFICER | Sale | 25,000 | $26.55 | $663,750 | 23,316 | Dec 18, 2023 |
| Rowland Bryan T.R. | GENERAL COUNSEL | Sale | 4,369 | $26.86 | $117,351 | — | Dec 15, 2023 |
| DeStefano David | PRESIDENT & CEO | Sale | 39,300 | $27.16 | $1,067,388 | 429,645 | Dec 15, 2023 |
| Stamm John Richard | — | Sale | 10,000 | $26.85 | $268,500 | 22,430 | Dec 15, 2023 |
| Robert Kevin L | — | Sale | 8,494 | $26.86 | $228,149 | 23,936 | Dec 15, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 9,300 | $28.19 | $262,167 | 1,365,074 | Dec 13, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 11,400 | $28.18 | $321,252 | 1,597,706 | Dec 12, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 70,822 | $28.73 | $2,034,716 | 1,416,929 | Dec 12, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 50,227 | $28.65 | $1,439,004 | 1,707,354 | Dec 11, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 47,226 | $28.69 | $1,354,914 | 1,524,658 | Dec 5, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 15,200 | $27.82 | $422,864 | 1,845,245 | Dec 5, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 83,400 | $27.98 | $2,333,532 | 1,724,148 | Dec 1, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 82,355 | $28.05 | $2,310,058 | 1,939,645 | Dec 1, 2023 |
| ANDERSEN ERIC C. | — | Sale | 10,000 | $26.24 | $262,400 | 87,309 | Nov 20, 2023 |
| Westphal Jeffery | — | Sale | 822,298 | $26.06 | $21,429,086 | 4,762,081 | Nov 14, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 45,000 | $27.67 | $1,245,150 | 2,139,318 | Nov 13, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 45,000 | $27.66 | $1,244,700 | 1,847,021 | Nov 13, 2023 |
| ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 280,000 | $27.17 | $7,607,600 | 1,609,000 | Nov 13, 2023 |
| Tensile Capital Management LP | — | Sale | 6,934 | $27.37 | $189,784 | 5,396,299 | Nov 9, 2023 |
| ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 105,337 | $22.72 | $2,393,257 | 1,889,000 | Nov 6, 2023 |
| ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | Sale | 79,718 | $23.33 | $1,859,821 | 2,446,087 | Nov 3, 2023 |
| ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | C | 2,089,000 | — | — | 2,189,000 | Oct 11, 2023 |
| Tensile Capital Management LP | — | Sale | 20,000 | $23.98 | $479,600 | 5,666,717 | Oct 10, 2023 |
| 2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN | — | C | 281,452 | — | — | 281,452 | Oct 4, 2023 |
| ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 | — | C | 1,807,548 | — | — | 1,907,548 | Oct 4, 2023 |
| Westphal Jeffery | — | Sale | 1,103,475 | $22.32 | $24,629,562 | 1,076,727 | Oct 2, 2023 |
| Tensile Capital Management LP | — | Sale | 60,000 | $23.36 | $1,401,600 | 5,806,717 | Sep 29, 2023 |
| DeStefano David | PRESIDENT & CEO | Tax Withholding | 111,950 | $20.75 | $2,322,963 | 468,798 | Sep 14, 2023 |
| Stamm John Richard | — | Sale | 10,691 | $22.41 | $239,585 | 32,430 | Aug 28, 2023 |
| ANDERSEN ERIC C. | — | Sale | 15,121 | $19.50 | $294,860 | 97,309 | Aug 14, 2023 |
| Westphal Jeffery | — | C | 879,000 | — | — | 2,180,202 | Aug 2, 2023 |
| Butler Lisa | CHIEF ACCOUNTING OFFICER | Option Exercise | 10,000 | $2.50 | $25,000 | 10,250 | Jul 14, 2023 |
| Westphal Jeffery | — | Sale | 155,146 | $18.91 | $2,933,811 | 5,673,417 | Jul 14, 2023 |
| Westphal Jeffery | — | Sale | 80,618 | $18.90 | $1,523,680 | 5,584,379 | Jul 12, 2023 |
| Westphal Jeffery | — | Sale | 600,000 | $19.07 | $11,442,000 | 5,909,379 | Jun 30, 2023 |
| Westphal Jeffery | — | Sale | 800,000 | $18.26 | $14,608,000 | 6,509,379 | Jun 28, 2023 |
| DeStefano David | PRESIDENT & CEO | Sale | 6,871 | $21.72 | $149,238 | 259,974 | Jun 15, 2023 |
| Butler Lisa | CHIEF ACCOUNTING OFFICER | Sale | 5,500 | $20.52 | $112,860 | 4,750 | Jun 15, 2023 |
| Gayton Bradley M | — | Award / Grant | 8,815 | — | — | 32,430 | Jun 13, 2023 |
| ANDERSEN ERIC C. | — | Award / Grant | 8,815 | — | — | 112,430 | Jun 13, 2023 |
| Stamm John Richard | — | Award / Grant | 8,815 | — | — | 43,121 | Jun 13, 2023 |