California BanCorp \ CA — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rainer David I | Executive Chairman | Award / Grant | 49,020 | — | — | 460,888 | Aug 2, 2024 |
| Carandang Jean | Bank Chief Financial Officer | Tax Withholding | 2,356 | $13.35 | $31,453 | 27,465 | Jun 8, 2024 |
| Rainer David I | Executive Chairman | Disposition | 6,300 | $16.02 | $100,926 | 336,124 | May 16, 2024 |
| Hernandez Richard | President | Tax Withholding | 1,201 | $14.19 | $17,042 | 67,247 | May 5, 2024 |
| Nutz Peter | EVP/ Chief Credit Officer | Tax Withholding | 276 | $14.08 | $3,886 | 24,720 | Apr 20, 2024 |
| Rainer David I | CEO/Chairman | Tax Withholding | 5,774 | $14.91 | $86,090 | 411,868 | Mar 29, 2024 |
| Machado Lester | — | Option Exercise | 8,000 | $9.67 | $77,360 | 12,291 | Mar 7, 2024 |
| Hernandez Richard | President | Tax Withholding | 1,553 | $15.30 | $23,761 | 68,448 | Mar 4, 2024 |
| Dolan Thomas G. | EVP / Bancorp CFO/ COO | Award / Grant | 15,035 | — | — | 64,833 | Mar 1, 2024 |
| Nutz Peter | EVP/ Chief Credit Officer | Award / Grant | 8,265 | — | — | 24,996 | Mar 1, 2024 |
| Rainer David I | CEO/Chairman | Tax Withholding | 2,969 | $15.17 | $45,040 | 417,642 | Mar 1, 2024 |
| Liska Martin | EVP / Chief Risk Officer | Award / Grant | 6,592 | — | — | 45,658 | Mar 1, 2024 |
| Merchant Manisha | EVP / Chief Legal Officer | Award / Grant | 9,534 | — | — | 17,313 | Mar 1, 2024 |
| Carandang Jean | Bank Chief Financial Officer | Award / Grant | 8,240 | — | — | 30,625 | Mar 1, 2024 |
| Yeung Joann | EVP / Chief Accounting Officer | Award / Grant | 7,252 | — | — | 18,142 | Mar 1, 2024 |
| Farkash John | — | Option Exercise | 15,000 | $9.67 | $145,050 | 628,919 | Feb 27, 2024 |
| Farkash John | — | Option Exercise | 7,500 | $6.37 | $47,775 | 591,919 | Feb 24, 2024 |
| Varjavand Kaveh | — | Award / Grant | 2,239 | — | — | 7,821 | Feb 1, 2024 |
| Volk David J. | — | Award / Grant | 2,239 | — | — | 2,348,588 | Feb 1, 2024 |
| Wolman Anita | — | Award / Grant | 2,239 | — | — | 6,906 | Feb 1, 2024 |
| Martin Ricardo | — | Award / Grant | 2,239 | — | — | 17,101 | Feb 1, 2024 |
| Machado Lester | — | Award / Grant | 2,239 | — | — | 4,291 | Feb 1, 2024 |
| Golds Irwin | — | Award / Grant | 2,239 | — | — | 11,191 | Feb 1, 2024 |
| Golds Irwin | — | Option Exercise | 7,500 | $6.37 | $47,775 | 8,952 | Jan 24, 2024 |
| Williams Anne A | — | Award / Grant | 2,239 | — | — | 21,275 | Jan 10, 2024 |
| Merchant Manisha | EVP / Chief Legal Officer | Tax Withholding | 1,231 | $17.03 | $20,964 | 7,779 | Jan 6, 2024 |
| Yeung Joann | SVP / Chief Accounting Officer | Tax Withholding | 899 | $16.72 | $15,031 | 10,890 | Dec 14, 2023 |
| Hernandez Richard | President | Tax Withholding | 3,886 | $15.02 | $58,368 | 70,001 | Dec 1, 2023 |
| Liska Martin | EVP / Chief Risk Officer | Tax Withholding | 2,214 | $15.02 | $33,254 | 39,066 | Dec 1, 2023 |
| Machado Lester | — | Gift | 3,410 | — | — | 44,570 | Nov 8, 2023 |
| Volk David J. | — | Other | 367 | — | — | 628 | Oct 31, 2023 |
| Volk David J. | — | Award / Grant | 726 | — | — | 2,347,176 | Oct 12, 2023 |
| Volk David J. | — | Other | 61 | — | — | 987 | Oct 3, 2023 |
| Williams Anne A | — | Award / Grant | 1,499 | — | — | 19,036 | Jul 31, 2023 |
| Martin Ricardo | — | Award / Grant | 1,629 | — | — | 14,862 | Jul 31, 2023 |
| Williams Anne A | — | Award / Grant | 3,461 | — | — | 17,537 | Jun 14, 2023 |